Atomic geometry and energetics of carbon nanotube necking

Molecular mechanics simulations were performed to probe the incipient plastic deformation in carbon nanotubes (CNTs), which involves nucleation of Stone–Wales (SW) defects and spiral glide of 5/7 dislocation dipoles that lead to quantized necking through a stepwise reduction in tube diameter. Quantification of the strain-dependent energetics of dislocation glide reveals that such dislocation motions are energetically favoured at high tensile strain. Pre-existing dislocations critically affect subsequent nucleation and separation of SW defects, as manifested by the competing deformation modes of symmetric versus asymmetric necking. The results provide a quantitative basis for the dislocation dynamics simulations of superplastically deformed CNTs.