Penalized optimal scaling for ordinal variables with an application to international classification of functioning core sets

Ordinal data occur frequently in the social sciences. When applying principal component analysis (PCA), however, those data are often treated as numeric, implying linear relationships between the variables at hand; alternatively, non-linear PCA is applied where the obtained quantifications are sometimes hard to interpret. Non-linear PCA for categorical data, also called optimal scoring/scaling, constructs new variables by assigning numerical values to categories such that the proportion of variance in those new variables that is explained by a predefined number of principal components (PCs) is maximized. We propose a penalized version of non-linear PCA for ordinal variables that is a smoothed intermediate between standard PCA on category labels and non-linear PCA as used so far. The new approach is by no means limited to monotonic effects and offers both better interpretability of the non-linear transformation of the category labels and better performance on validation data than unpenalized non-linear PCA and/or standard linear PCA. In particular, an application of penalized optimal scaling to ordinal data as given with the International Classification of Functioning, Disability and Health (ICF) is provided.     

Data Smoothing: Prediction of Human Behavior, Detection of Behavioral Patterns, and Monitoring Treatment Effectiveness in Single-Subject Behavioral Studies

Data-smoothing can be particularly useful in predicting human behavior, detecting behavioral patterns, and monitoring treatment effectiveness in highly variable single-subject behavioral experiments that cannot be determined by only visual inspection of their graphs. Using an example from the applied behavior analytic literature, the use of moving-average and exponential data-smoothing aided the detection of the unique behavioral patterns of a child with autism across different treatments. Furthermore, the utility of the data-smoothing procedures to monitor and control the effectiveness of an intervention is discussed. The ease of their calculations suggest use of data-smoothing by behavior analysts whenever the effects of particular interventions are questionable.     

Testing whether independent treatment groups have equal medians

The paper suggests new methods for comparing the medians corresponding to independent treatment groups. The procedures are based on the Harrell-Davis estimator in conjunction with a slight modification and extension of the bootstrap calibration technique suggested by Loh. Alternatives to the Harrell-Davis estimator are briefly discussed. For the special case of two treatment groups, the proposed procedure always had more power than the Fligner-Rust solution, as well as the procedure examined by Wilcox and Charlin. Included is an illustration, using real data, that comparing medians, rather than means, can yield a substantially different conclusion as to whether two distributions differ in terms of some measure of central location.     

A Time-Varying Measure of Dyadic Synchrony for Three-Dimensional Motion

We propose a novel approach to the analysis of synchronized three-dimensional motion in dyads. Motion recorded at high time resolution, as with a gaming device, is preprocessed in each of the three spatial dimensions by spline smoothing. Synchrony is then defined, at each time point, as the cosine between the two individuals’ estimated velocity vectors. The approach is extended to allow a time lag, allowing for the analysis of leader-follower dynamics. Mean square cosine over the time range is proposed as a scalar summary of dyadic synchrony, and this measure is found to be positively associated with cognitive empathy.     

Correspondence analysis and association models constrained by a conditional independence graph

The manner in which the conditional independence graph of a multiway contingency table effects the fitting and interpretation of the Goodman association model (RC) and of correspondence analysis (CA) is considered.Estimation of the row and column scores is presented in this context by developing a unified framework that includes both models. Incorporation of the conditional independence constraints inherent in the graph may lead to equal or additive scores for the corresponding marginal tables, depending on the topology of the graph. An example of doubly additive scores in the analysis of a Burt subtable is given.Thanks are due to anonymous referees who substantially improved the original draft of this paper.     

Characterizing the manifest probabilities of latent trait models

The problem of characterizing the manifest probabilities of a latent trait model is considered. The item characteristic curve is transformed to the item passing-odds curve and a corresponding transformation is made on the distribution of ability. This results in a useful expression for the manifest probabilities of any latent trait model. The result is then applied to give a characterization of the Rasch model as a log-linear model for a 2 ^J -contingency table. Partial results are also obtained for other models. The question of the identifiability of “guessing” parameters is also discussed. The research reported here is collaborative in every respect and the order of authorship is alphabetical. Dr. Cressie was a Visiting Research Scientist at ETS during the Fall of 1980. His current address is: School of Mathematical Sciences, The Flinders University of South Australia, Bedford Park SA, 5042, AUSTRALIA. The preparation of this paper was supported, in part, by the Program Statistics Research Project in the Research Statistics Group at ETS.     

一种新的等值方法：核等值法

该文介绍了一种新的等值方法一核等值法。首先介绍了核等值法的研究过程、它的主要特点以及五个步骤（前平滑处理、估计分数概率、连续化、等值、计算等值标准误）。之后,介绍了核等值法与其他传统的观察分等值方法的差异,最后是对核等值法的评价。     

Locally dependent latent trait model and the dutch identity revisited

In this paper, we propose a class of locally dependent latent trait models for responses to psychological and educational tests. Typically, item response models treat an individual's multiple response to stimuli as conditional independent given the individual's latent trait. In this paper, instead the focus is on models based on a family of conditional distributions, or kernel, that describes joint multiple item responses as a function of student latent trait, not assuming conditional independence. Specifically, we examine a hybrid kernel which comprises a component for one-way item response functions and a component for conditional associations between items given latent traits. The class of models allows the extension of item response theory to cover some new and innovative applications in psychological and educational research. An EM algorithm for marginal maximum likelihood of the hybrid kernel model is proposed. Furthermore, we delineate the relationship of the class of locally dependent models and the log-linear model by revisiting the Dutch identity (Holland, 1990). The work is supported by a research grant from the Marshall School of Business, University of Southern California. The author thanks the anonymous referees for their suggestions.     

Principal components analysis of sampled functions

This paper describes a technique for principal components analysis of data consisting ofn functions each observed atp argument values. This problem arises particularly in the analysis of longitudinal data in which some behavior of a number of subjects is measured at a number of points in time. In such cases information about the behavior of one or more derivatives of the function being sampled can often be very useful, as for example in the analysis of growth or learning curves. It is shown that the use of derivative information is equivalent to a change of metric for the row space in classical principal components analysis. The reproducing kernel for the Hilbert space of functions plays a central role, and defines the best interpolating functions, which are generalized spline functions. An example is offered of how sensitivity to derivative information can reveal interesting aspects of the data.This research was supported by Grant PA 0320 to the second author by the Natural Sciences and Research Council of Canada. We are grateful to the reviewers of an earlier version and to J. B. Kruskal and S. Winsberg for many helpful comments concerning exposition.