The Role of Animacy in Children's Interpretation of Relative Clauses in English: Evidence From Sentence–Picture Matching and Eye Movements

Subject relative clauses (SRCs) are typically processed more easily than object relative clauses (ORCs), but this difference is diminished by an inanimate head-noun in semantically non-reversible ORCs (“The book that the boy is reading”). In two eye-tracking experiments, we investigated the influence of animacy on online processing of semantically reversible SRCs and ORCs using lexically inanimate items that were perceptually animate due to motion (e.g., “Where is the tractor that the cow is chasing”). In Experiment 1, 48 children (aged 4;5–6;4) and 32 adults listened to sentences that varied in the lexical animacy of the NP1 head-noun (Animate/Inanimate) and relative clause (RC) type (SRC/ORC) with an animate NP2 while viewing two images depicting opposite actions. As expected, inanimate head-nouns facilitated the correct interpretation of ORCs in children; however, online data revealed children were more likely to anticipate an SRC as the RC unfolded when an inanimate head-noun was used, suggesting processing was sensitive to perceptual animacy. In Experiment 2, we repeated our design with inanimate (rather than animate) NP2s (e.g., “where is the tractor that the car is following”) to investigate whether our online findings were due to increased visual surprisal at an inanimate as agent, or to similarity-based interference. We again found greater anticipation for an SRC in the inanimate condition, supporting our surprisal hypothesis. Across the experiments, offline measures show that lexical animacy influenced children's interpretation of ORCs, whereas online measures reveal that as RCs unfolded, children were sensitive to the perceptual animacy of lexically inanimate NPs, which was not reflected in the offline data. Overall measures of syntactic comprehension, inhibitory control, and verbal short-term memory and working memory were not predictive of children's accuracy in RC interpretation, with the exception of a positive correlation with a standardized measure of syntactic comprehension in Experiment 1.     

The role of animacy in European Portuguese relative clause attachment: evidence from production and comprehension tasks

This work presents an analysis of the role of animacy in attachment preferences of relative clauses to complex noun phrases in European Portuguese (EP). The study of how the human parser solves this kind of syntactic ambiguities has been focus of extensive research. However, what is known about EP is both limited and puzzling. Additionally, as recent studies have stressed the importance of extra-syntactic variables in this process, two experiments were carried out to assess EP attachment preferences considering four animacy conditions: Study 1 used a sentence-completion-task, and Study 2 a self-paced reading task. Both studies indicate a significant preference for high attachment in EP. Furthermore, they showed that this preference was modulated by the animacy of the host NP: if the first host was inanimate and the second one was animate, the parser's preference changed to low attachment preference. These findings shed light on previous results regarding EP and strengthen the idea that, even in early stages of processing, the parser seems to be sensitive to extra-syntactic information.     

Disambiguating Information and Memory Resources in Children’s Processing of Italian Relative Clauses

We investigated the role of number agreement on verb and of animacy in the comprehension of subject and object relative clauses in 51 monolingual Italian-speaking children, mean age 9:33, tested through a self-paced listening experiment with a final comprehension question. A digit span test and a listening span test were also administered to examine the role of memory in comprehension. Subject relative clauses were easier to comprehend than object relative clauses; animacy of the relative clause head improved comprehension of object relative clauses; memory, as measured by the digit span test, modulates comprehension of object relative clauses, both with animate and inanimate heads, as shown in response accuracy. Although all children process number agreement morphology on the verb, only some perform a correct reanalysis, as shown by the accuracy measures. We argue that number agreement disambiguation is particularly taxing for children, as it provides a negative symptom in the sense of Fodor and Inoue (J Psycholinguist Res 29(1):25–36, 2000) and reanalysis requires them to hold two dependencies in memory.     

Subject relative clauses are not universally easier to process: Evidence from Basque

Studies from many languages consistently report that subject relative clauses (SR) are easier to process than object relatives (OR). However, Hsiao and Gibson (2003) report an OR preference for Chinese, a finding that has been contested. Here we report faster OR versus SR processing in Basque, an ergative, head-final language with pre-nominal relative clauses. A self-paced reading task was used in Experiments 1 and 2, while ERPs were recorded in Experiment 3. We used relative clauses that were ambiguous between an object or subject-gap interpretation and disambiguated later in the sentence. The results of Experiments 1 and 2 showed that SR took longer to read than OR in the critical disambiguating region. In addition, Experiment 3 showed that SR produced larger amplitudes than OR in the P600 window immediately after reading the critical disambiguating word. Our results suggest that SR are not universally easier to process. They cast doubts on universal hypotheses and suggest that processing complexity may depend on language-specific aspects of grammar.     

Effects of animacy and noun-phrase relatedness on the processing of complex sentences

Previous work has suggested that syntactically complex object-extracted relative clauses are easier to process when the head noun phrase (NP1) is inanimate and the embedded noun phrase (NP2) is animate, as compared with the reverse animacy configuration, with differences in processing difficulty beginning as early as NP2 (e.g., The article that the senator . . . vs. The senator that the article . . .). Two eye-tracking-while-reading experiments were conducted to better understand the source of this effect. Experiment 1 showed that having an inanimate NP1 facilitated processing even when NP2 was held constant. Experiment 2 manipulated both animacy of NP1 and the degree of semantic relatedness between the critical NPs. When NP1 and NP2 were paired arbitrarily, the early animacy effect emerged at NP2. When NP1 and NP2 were semantically related, this effect disappeared, with effects of NP1 animacy emerging in later processing stages for both the related and arbitrary conditions. The results indicate that differences in the animacy of NP1 influence early processing of complex sentences only when the critical NPs share no meaningful relationship.     

Semantic Influence on Processing Gender Agreement: Evidence from Hebrew

In the present study we examined the influence of manipulating the animacy of the sentential subject on the size of the syntactic priming effect induced by violation of subject–predicate gender agreement in Hebrew. The agreement violation delayed naming incongruent compared with congruent predicates. This priming effect was stronger when the sentential subject was an animate than an inanimate noun. Additional experiments revealed that: (1) the interaction between the priming effect and animacy of the subject could not be explained on the basis of differences in the phonological transparency of the gender inflection in the two groups of nouns, and (2) it was sensitive to the ratio of animate/inanimate conditions in a block. We suggest that the interaction between the processing of agreement and the effect of animacy is influenced by a controlled process of verifying the coherence of a currently identified word within a built-up context.     

Effects of age, speed of processing, and working memory on comprehension of sentences with relative clauses

Two hundred participants, 50 in each of four age ranges (19-29, 30-49, 50-69, 70-90) were tested for working memory, speed of processing, and the processing of sentences with relative clauses. In Experiment 1, participants read four sentence types (cleft subject, cleft object, subject-subject, subject-object) in a word-by-word, non-cumulative, self-paced reading task and made speeded plausibility judgments about them. In Experiment 2, participants read two types of sentences, one of which contained a doubly center embedded relative clause. Older participants' comprehension was less accurate and there was age-related slowing of online processing times in all but the simplest sentences, which increased in syntactically complex sentences in Experiment 1. This pattern suggests an age-related decrease in the efficiency of parsing and interpretation. Slower speed of processing and lower working memory were associated with longer online processing times only in Experiment 2, suggesting that task-related operations are related to general speed of processing and working memory. Lower working memory was not associated with longer reading times in more complex sentences, consistent with the view that general working memory is not critically involved in online syntactic processing. Longer online processing at the most demanding point in the most demanding sentence was associated with better comprehension, indicating that it reflects effective processing under some certain circumstances. However, the poorer comprehension performance of older individuals indicates that their slower online processing reflects inefficient processing even at these points.     

Processing Italian Relative Clauses: Working Memory Span and Word Order Effects on RTs

In this study, the authors aim to clarify whether the subject–object asymmetry in relative clause comprehension is due to the use of parsing strategies (Active Filler Theory) or to a greater memory load generated by object sentences. Two experiments investigate how individual differences in working memory span may influence the reading times of relative sentences in Italian, a language characterized by a flexible structure. The results of Experiment 1 indicate that object extraction is more complex than subject extraction when sentences have a canonical structure. Furthermore, low-span participants have particular difficulties with object relative sentence comprehension. The results of Experiment 2 show that subject-relative clauses with uncanonical structures are more complex to understand than object-relative clauses, and low-span participants have more difficulties than high-span participants in elaborating both subject and object relative clauses. These data seem to be coherent with the Active Filler Theory.     

生命性在句子加工中作用的ERP研究

生命性广泛地渗透到人类语言系统中发挥其作用。本文主要结合最新和经典的有关生命性的ERP研究探讨了生命性信息起作用的模式和时间进程。在句子加工过程中,生命性影响论元的加工并影响题元结构的建构和解释。以往研究表明,生命性违反有时引发的是N400效应,有时引发的是P600效应,少数情况还表现出N400-P600的双相模式。生命性在句子加工中的作用还跟多种变量存在交互作用,语境、题元可逆性、论元之间的语义关系、动词类型和其固有的题元结构都可能影响生命性信息起作用的模式。文章最后进行总结和展望,并提出未来研究仍有必要继续探讨生命性信息加工的时间神经动态性及其在句子加工中的具体作用机制。     

Processing relative clauses varying on syntactic and semantic dimensions: An analysis with event-related potentials

Event-related potentials were used to study how parsing of German relative clauses is influenced by semantic information. Subjects read well-formed sentences containing either a subject or an object relative clause and answered questions concerning the thematic roles expressed in those sentences. Half of the sentences contained past participles that on grounds of semantic plausibility biased either a subject or an object relative reading; the other half contained past participles that provided no semantic information favoring either reading. The past participle elicited an N400 component, larger in amplitude for neutral than for semantically biased verbs, but this occurred only in the case of subject relative clauses. More specific effects were obtained only for a subgroup of subjects, when these were grouped into fast and slow comprehenders on the basis of their questionanswering reaction times. Fast comprehenders showed larger N400 amplitudes for neutral than for semantically biased past participles in general and larger N400s for the latter when there was a bias for an object relative reading as opposed to a subject relative reading. Syntactic ambiguity resolution, indicated by an auxiliary in sentence final position, was associated in this subgroup with a positive component (P345), larger in amplitude for auxiliaries indicating an object relative reading than for those indicating a subject relative reading. The latter component was independent of semantically biasing information given by a preceding past participle. Implications of these findings for models of language comprehension are considered.     

The role of animacy in the real time comprehension of Mandarin Chinese: Evidence from auditory event-related brain potentials

Two auditory ERP studies examined the role of animacy in sentence comprehension in Mandarin Chinese by comparing active and passive sentences in simple verb-final (Experiment 1) and relative clause constructions (Experiment 2). In addition to the voice manipulation (which modulated the assignment of actor and undergoer roles to the arguments), both arguments were either animate or inanimate. This allowed us to examine the interplay of animacy with thematic interpretation. In Experiment 1, we observed no effect of animacy at NP1, but N400 effects for inanimate actor arguments in second position. This result mirrors previous findings in German, thus suggesting that an initial undergoer universally leads to the prediction of an ideal (animate) actor. We also observed an N400 effect for passive sentences with an inanimate initial (undergoer) argument. We attribute this effect to a language-specific property of the passive construction in Chinese, namely that the first argument is negatively affected by the event described (i.e. bears an experiencer role). Experiment 2 showed that both of these effects can also be observed in sentence constructions of another type, in which the critical information sources become available in a different order. These findings provide the first demonstration that the N400 is not only sensitive to general (universal) aspects of thematic processing (i.e. "who is acting on whom") but also to the interaction between thematic interpretation and language-specific pragmatic principles.     

Underspecification of syntactic ambiguities: Evidence from self-paced reading

Syntactically ambiguous sentences are sometimes read faster than disambiguated strings. Models of parsing have explained this tendency by appealing either to a race in the construction of alternative structures or to reanalysis. However, it is also possible that readers of ambiguous sentences save time by strategically underspecifying interpretations of ambiguous attachments. In a self-paced reading study, participants viewed sentences with relative clauses that could attach to one of two sites. Type of question was also manipulated between participants in order to test whether goals can influence reading/parsing strategies. The experiment revealed an ambiguity advantage in reading times, but only when participants expected superficial comprehension questions. When participants expected queries about relative clause interpretation, disambiguating regions were inspected with more care, and the ambiguity advantage was attenuated. However, even when participants expected relative clause queries, question-answering times suggested underspecified representations of ambiguous relative clause attachments. The results support the construal and "good-enough" models of parsing.     

The processing of subject and object relative clauses in Spanish: An eye-tracking study

A normative study and an eye-tracking experiment investigated the influence of animacy on the processing of subject and object relative clauses in Spanish. The results showed that object relative clauses caused more difficulty than subject relative clauses, but that animacy modulated this preference. The overall pattern was similar to findings in other languages. However, because of the syntactic characteristics of Spanish relative clauses, the results give novel insights into the processing mechanisms that underlie relative clause processing.     

Working Memory in the Processing of Long-Distance Dependencies: Interference and Filler Maintenance

During the temporal delay between the filler and gap sites in long-distance dependencies, the “active filler” strategy can be implemented in two ways: the filler phrase can be actively maintained in working memory (“maintenance account”), or it can be retrieved only when the parser posits a gap (“retrieval account”). The current study tested whether filler content is maintained during the processing of dependencies. Using a self-paced reading paradigm, we compared reading times on a noun phrase (NP) between the filler and gap sites in object relative clauses, to reading times on an NP between the antecedent and ellipsis sites in ellipsis sentences. While in the former type of dependency a filler by hypothesis can be maintained, in the latter there is no indication for the existence of a dependency prior to the ellipsis site, and hence no maintenance. By varying the amount of similarity-based interference between the antecedent and integration sites, we tested the influence of holding an unresolved dependency on reading times. Significantly increased reading times due to interference were found only in the object relative condition, and not in the ellipsis condition, demonstrating filler maintenance costs. The fact that these costs were measured as an effect on similarity-based interference indicates that the maintained representation of the filler must include at least some of the features shared by the interfering NP.     

Effects of Local and Global Context on Processing Sentences with Subject and Object Relative Clauses

An eye tracking study investigated the effects of local and global discourse context on the processing of subject and object relative clauses, whereby the contexts favored either a subject relative clause interpretation or an object relative clause interpretation. The fixation data replicated previous studies showing that object relative clause sentences were more difficult to process than subject relative sentences. Crucially, however, the reading difficulty asymmetry between subject and object relative clause sentences disappeared when the sentences were presented with a local or a global discourse context that favored the objects in the object relative clauses. These findings demonstrate that the evidence for a syntax-based account of sentence processing is found when sentences are presented in isolation. However, if sentences are placed more naturally, in context, discourse factors outweigh the initial structural assignment.     

Syntactic structure and the garden path

The experiment investigated locally ambiguous English sentences containing “complement” verbs such as believe, which can be followed either by a direct object or by a complement clause. These two sentence types were compared with unambiguous sentences in which the complement clause was introduced by the word that. Subjects processed numerous examples of these sentences in a word-by-word self-paced reading task. At the disambiguation point after the ambiguous noun phrase, longer reading times were obtained for reduced complement constructions compared with direct object sentences. Such an effect has been attributed to the operation of the parsing principle Minimal Attachment (Frazier and Rayner, 1982). This principle predicts that subjects assume falsely that the noun phrase after the complement verb in the reduced complement constructions is the direct object, resulting in the need for subsequent structural reanalysis. However, longer times in the disambiguating zone were also found for the unambiguous that complements. Thus, the complexity difference seems not to represent “garden-pathing” as a result of the operation of Minimal Attachment, but may instead reflect the extra complexity caused by having to handle two sets of clausal relations instead of just one.     

Children's identification of actors and patients in prototypical and nonprototypical sentence types

This research examined if children organize language categories around a prototype. Based on previous research with adults, the hypothesis held that the prototypical transitive sentence contains an animate actor and patient and a highly prototypical verb. The question of interest was if factors that contribute to adult judgments of sentence prototypicality (such as actor-patient animacy and verb prototypicality) affect young childrens' accuracy in correctly identifying sentence actors and patients. That is, are children more likely to make correct identifications in prototypical sentences? Sixty-four 2- and 4-year-old children were trained to to ntify sentence actors and patients in prototypical or nonprototypical sentences and then tested for generalization to sentences of other types. Two factors, verb prototypicality and animacy of sentence participants, combined to influence children's accuracy in actor/patient identification. Regardless of training condition, children produced more correct responses to sentences with animate actors than to sentences with inanimate actors. There was an interaction with verb prototypicality such that it was more typical for inanimate actors to act upon animate patients with what are otherwise low prototype verbs (e.g., low in action, low in intentionality). The results of the study are consistent with the view that similar cognitive mechanisms operate in language and in other nonlinguistic cognitive domains.     

汉语主、宾关系从句加工难度及其核心名词生命性效应

采用眼动追踪实验技术,考查了核心名词生命性取向对汉语主、宾关系从句加工难度调节效应。结果显示:(1)核心名词生命性格局对汉语主、宾关系从句的加工难度有着显著调节作用,具体表现为:当主、从句中的核心名词为"生命性-非生命性"格局时,在主句核心名词、核心动词位置,宾语关系从句加工较为容易;当主、从句中的核心名词为"非生命性-生命性"格局时,在上述位置,两种关系从句加工难度差异不显著;(2)汉语主、宾关系从句加工中核心名词生命性效应主要发生在语义信息提取、论元关系建构阶段,体现出汉语语言的特异性。上述结果支持了题元切适性理论。     

Target animacy influences gorilla handedness

We investigated the unimanual actions of a biological family group of twelve western lowland gorillas (Gorilla gorilla gorilla) using a methodological approach designed to assess behavior within social context from a bottom-up perspective. Measures of both the lateralization of unimanual actions (left, right) and the target of the action (animate, inanimate) were assessed during dual, synchronized video observations of naturalistic behavior. This paper demonstrates a corelationship between handedness and the animate quality of the target object. Analyses demonstrated a significant interaction between lateralized unimanual actions and target animacy and a right-hand bias for actions directed toward inanimate targets. We suggest that lateralized motor preference reflects the different processing capabilities of the left and right hemispheres, as influenced by the emotive (animate) and/or functional (inanimate) characteristics of the target, respectively.     

The influence of contextual contrast on syntactic processing: evidence for strong-interaction in sentence comprehension

The present study compares the processing of unambiguous restrictive and non-restrictive relative clauses (RCs) within both a null context and a supportive discourse using a self-paced reading methodology. Individuals read restrictive RCs more slowly than non-restrictive RCs in a null context, but processed restrictive RCs faster than non-restrictive RCs in supportive context, resulting in an interaction between context and RC type. These results provide evidence for two theoretical points. First, principles analogous to those in referential theory [Altmann G. T. M., & Steedman, M. (1988). Interaction with context during human sentence processing. Cognition, 30, 191-238; Crain, S., & Steedman, M. (1985). On not being led up the garden path: The use of context by the psychological parser. In D. Dowty, L. Karttunnen, A. Zwicky (Eds.), Natural language parsing. Cambridge, UK: Cambridge University Press] apply not only in resolving ambiguity but also in processing unambiguous sentences. Second, the discourse context can guide and facilitate interpretive processing. This result suggests that intrasentential factors such as syntax are not autonomous from contextual processing, contrary to the modularity hypothesis [Fodor, J. A. (1983). Modularity of mind. Cambridge, MA: MIT Press].