Endogenous orienting modulates the Simon effect: critical factors in experimental design

Responses are faster when the side of stimulus and response correspond than when they do not correspond, even if stimulus location is irrelevant to the task at hand: the correspondence, spatial compatibility effect, or Simon effect. Generally, it is assumed that an automatically generated spatial code is responsible for this effect, but the precise mechanism underlying the formation of this code is still under dispute. Two major alternatives have been proposed: the referential-coding account, which can be subdivided into a static version and an attention-centered version, and the attention-shift account. These accounts hold clear-cut predictions for attentional cuing experiments. The former would assume a Simon effect irrespective of attentional cuing in its static version, whereas the attention-centered version of the referential-coding account and the attention-shift account would predict a decreased Simon effect on validly as opposed to invalid cued trials. However, results from previous studies are equivocal to the effects of attentional cuing on the Simon effect. We argue here that attentional cueing reliably modulates the Simon effect if some crucial experimental conditions, mostly relevant for optimizing attentional allocation, are met. Furthermore, we propose that the Simon effect may be better understood within the perspective of supra-modal spatial attention, thereby providing an explanation for observed discrepancies in the literature.     

Attention shifts and the Simon effect: a failure to replicate Stoffer (1991)

The Simon effect refers to the intrusion of an irrelevant spatial dimension in the selection of a response to a stimulus. Recently, Stoffer (1991) proposed a specific role for attention orienting in the Simon effect. According to Stoffer, attentional shifts from an initial fixation point to a stimulus location are associated with the generation of a spatial code which specifies the position of the stimulus in relation to the last attended location. This spatial code forms the basis for the Simon effect because it is used to specify the selection of the right or left response. Three experiments were performed to examine further the attention-shift hypothesis forwarded by Stoffer. Experiment 1 was an attempt to replicate Stoffer (1991), but failed to do so. Experiments 2 and 3 were designed to optimize conditions for replicating crucial aspects of Stoffer's findings, but also failed to yield support for the attention-shift account.     

Attentional focussing and spatial stimulus-response compatibility

Summary The relative functional significance of attention shifts and attentional zooming for the coding of stimulus position in spatial compatibility tasks is demonstrated by proposing and testing experimentally a tentative explanation of the absence of a Simon effect in Experiment 3 of Umiltà and Liotti (1987). It is assumed that the neutral point of the spatial frame of reference for coding spatial position is at the position where attention is focussed immediately before exposition of the stimulus pattern. If a stimulus pattern is exposed to the right or the left of this position a spatial compatibility effect can be observed when the stimulus-response pairing is incompatible. Generalizing from this, one can say that a spatial compatibility effect will be observed if the last step in attentional focussing of the stimulus attribute specifying the response is a horizontal or a vertical attention shift. If the last step in focussing is attentional zooming (change in the representational level attended to), the stimulus pattern is localized at the horizontal and the vertical positions where the last attention shift had positioned the focus. In this case the spatial code is neutral on these dimensions and so no spatial compatibility effect should result. To test this model we conducted two experiments. Experiment 1 replicated the finding of Umiltà and Liotti that there is no Simon effect in the condition with no delay between a positional cue (two small boxes on the left or right of a fixation cross) and the imperative stimulus, whereas in the condition with a delay of 500 ms a Simon effect was observed. In a comparison condition with a single, rather large cue instead of two small boxes (forcing attention to zoom in), no Simon effect was observed under either delay condition. Experiment 2 used a spatial compatibility task proper with the same experimental conditions as Experiment 1. But in contrast to those of Experiment 1, the results show strong compatibility effects in all cue and delay conditions. The absence of a Simon effect in some experimental conditions in Experiment 1 and the presence of a spatial compatibility effect proper in all conditions in Experiment 2 are consistently accounted for with the proposed attentional explanation of spatial coding and spatial compatibility effects.     

The role of attention for the Simon effect

Summary It has been claimed that spatial attention plays a decisive role in the effect of irrelevant spatial stimulus-response correspondence (i. e., the Simon effect), especially the way the attentional focus is moved onto the stimulus (lateral shifting rather than zooming). This attentional-movement hypothesis is contrasted with a referential-coding hypothesis, according to which spatial stimulus coding depends on the availability of frames or objects of reference rather than on certain attentional movements. In six experiments, reference objects were made available to aid spatial coding, which either appeared simultaneously with the stimulus (Experiments 1–3), or were continuously visible (Experiments 4–6). In contrast to previous experiments and to the attentional predictions, the Simon effect occurred even though the stimuli were precued by large frames surrounding both possible stimulus positions (Experiment 1), even when the reference object's salience was markedly reduced (Experiment 2), or when the precueing frames were made more informative (Experiment 3). Furthermore, it was found that the Simon effect is not reduced by spatial correspondence between an uninformative spatial precue and the stimulus (Experiment 4), and it does not depend on the location of spatial precues appearing to the left or right of both possible stimulus locations (Experiment 5). This was true even when the precue was made task-relevant in order to ensure attentional focusing (Experiment 6). In sum, it is shown that the Simon effect does not depend on the kind of attentional operation presumably performed to focus onto the stimulus. It is argued that the available data are consistent with a coding approach to the Simon effect which, however, needs to be developed to be more precise as to the conditions for spatial stimulus coding.     

The functional role of attention for spatial coding in the Simon effect

Summary Two experiments investigated relative spatial coding in the Simon effect. It was hypothesized that relative spatial coding is carried out with reference to the position of the focus of visual attention. The spatial code for an imperative stimulus presented exactly at the position of focal attention should be neutral on the horizontal plane, and therefore no Simon effect should be observed. However, when the imperative stimulus is presented to the left or to the right of the current position of focal attention, the spatial code should not be neutral, thus producing a Simon effect. In both experiments, focal attention was manipulated either by a peripherally presented onset precue (Experiment 1) or by a centrally presented symbolic precue (Experiment 2). Results showed that the Simon effect was substantially reduced in both experiments when a valid precue preceded the imperative stimulus just in time to conclude refocusing of attention to the position of the imperative stimulus before it was presented. However, conditions with neutral precues yielded a normally sized Simon effect. In both experiments, the Simon effect decreased as the SOA grew when the precue was valid. At least for the Simon effect, the results can be interpreted as evidence that relative spatial coding is functionally related to the position of the focus of attention.     

The premotor theory of attention as an account for the Simon effect

The Simon effect refers to the phenomenon that responses are faster when the irrelevant location of a stimulus corresponds with the response location than when these locations do not correspond. In the current paper we examined the viability of an updated version of the premotor theory of attention (PMTA) as an account for the Simon effect. Two predictions were evaluated. First, in the case of focused attention at the relevant target position a strong reduction of the Simon effect should be observed as the Simon effect according to PMTA crucially depends on attentional orienting. Secondly, if attention is directed towards a location then this orienting by itself should already be sufficient for producing a Simon effect, as stimulus presence is not required. Our data confirmed these predictions thereby supporting the relevance of the PMTA for the Simon effect.     

A response-discrimination account of the Simon effect

Simon effects might partly reflect stimulus-triggered response activation. According to the response-discrimination hypothesis, however, stimulus-triggered response activation shows up in Simon effects only when stimulus locations match the top-down selected spatial codes used to discriminate between alternative responses. Five experiments support this hypothesis. In Experiment 1, spatial codes of each response differed by horizontal and vertical axis position, yet one axis discriminated between alternative responses, whereas the other did not. Simon effects resulted for targets on discriminating axes only. In Experiment 2, both spatial axes discriminated between responses, and targets on both axes produced Simon effects. In Experiment 3, Simon effects resulted for a spatial choice-reaction task but not for a go/no-go task. Even in the go/no-go task, a Simon effect was restored when a two-choice reaction task preceded the go/no-go task (Experiment 4) or when participants initiated trials with responses spatially discriminated from the go response (Experiment 5).     

Mechanisms underlying spatial coding in a multiple-item Simon task

Choice responses are faster when target position and response side correspond than when they do not, even if target position is response-irrelevant. This "Simon effect" has also been observed in case of multi-item arrays. Generally, it is assumed that an automatically generated spatial response code is responsible for the effect. The referential-coding account assumes that this code is directly related to the target, although the moment of production of the code is not fully clear. The attention-shift account assumes that the code is directly related to the direction of the most recent attentional shift. An experiment was performed in which left or right target locations were indicated by arrows occurring before (precue), simultaneous with (simcue), or after (postcue) six-element arrays. Overt responses and EEG potentials were recorded. The Simon effect was present in all conditions, and decreased when responses were slower. No relation was found between amplitude of posterior lateralized components and the magnitude of the Simon effect. A posterior contralateral negativity was also found after presenting the arrays in the precue condition, which might reflect the reorienting of attention toward the target position. The results are more favorable to the referential-coding account although this account becomes very similar to the attention-shift hypothesis as the moment of formation of the spatial response code is related to effective target onset rather than to stimulus onset.     

Intentional pre-cueing does not influence the Simon effect

Choice reactions can be performed more quickly if the response corresponds spatially to the stimulus, even when the stimulus location is irrelevant for the task (Simon effect). It is assumed that the Simon effect is related to interference between spatial stimulus and response codes in a response selection stage. A central finding for such a response selection account is the increase in the effect if the most probable response location is given in advance by an intentional pre-cue. However, Hasbroucq and Possamaï (1994) assumed that the increase in the Simon effect in such a task may be due to an unmeant pre-cueing of the stimulus location, which has been recently supported by an electroencephalography (EEG) study by Wascher and Wolber (2004). In the present study this notion has been tested experimentally. In Experiment 1, a centrally presented symbolic cue served as an intentional cue. As a result, the enhancement of the Simon effect in valid cueing almost disappeared. When tactile cues were used (Experiment 2), the increase in the Simon effect disappeared completely. Thus, the influence of intentional cueing reported in previous studies can be assigned to attentional factors and does not support a response selection account.     

A Simon effect in memory retrieval: Evidence for the response-discrimination account

According to the traditional view, the effects of irrelevant stimulus location on the selection of a spatial response to a nonspatial stimulus feature (Simon effect) result from long-term associations between spatial stimulus codes and spatially corresponding response codes. According to an alternative view, the response-discrimination account, Simon effects arise from interactions between spatial stimulus codes and response labels in working memory (WM). The latter account predicts Simon effects when participants use spatial labels for response representation in WM, even when the actual responses have no spatial features (e.g., saying the word "plate"). The prediction was tested in an experiment, in which participants first encoded two words at different locations, and then responded to a stimulus by saying the word from the location indicated by stimulus color. The manipulation concerned the correspondence between irrelevant location of the colored stimulus and the retrieval cue for the vocal responses (i.e., word location in the encoding display). A Simon effect in memory retrieval was observed, supporting the response-discrimination account.     

Validity and boundary conditions of automatic response activation in the Simon task.

Three experiments were conducted to determine whether spatial stimulus-response compatibility effects are caused by automatic response activation by stimulus properties or by interference between codes during translation of stimulus into response coordinates. The main evidence against activation has been that in a Simon task with hands crossed, responses are faster at the response location ipsilateral to the stimulus though manipulated by the hand contralateral to the stimulus. The experiments were conducted with hands in standard and in crossed positions and electroencephalogram measures showed coactivation of the motor cortex induced by stimulus position primarily during standard hand positions with visual stimuli. Only in this condition did the Simon effect decay with longer response times. The visual Simon effect appeared to be due to specific mechanisms of visuomotor information transmission that are not responsible for the effects obtained with crossed hands or auditory stimuli.     

Referential coding and attention-shifting accounts of the Simon effect

Summary Stoffer (1991) and Umiltá and Nicoletti (1992) have proposed an attention-shifting account of the Simon effect. However, Hommel (1993) has presented evidence suggesting that the effect can be explained in terms of referential coding, without invoking attentional shifts. Five experiments are reported here, whose primary purpose is to test implications of the referential-coding account. All of the experiments compared conditions in which a noise stimulus was presented in the position opposite the target stimulus with conditions in which it was not. Contrary to the referential-coding account, (a) the basic Simon effect was larger without a fixation point to serve as a referent than with one; (b) the noise stimulus increased the magnitude of the Simon effect when a fixation point was used, but not when there was no fixation point; and (c) the magnitude of the Simon effect obtained in the presence of a noise stimulus was reduced substantially when the noise and the target (and, if present, the fixation point) were in different colors. The results, although counter to predictions of the referential-coding account, can be accommodated by the attention-shifting account if it is assumed that a fixation point provides an anchor that minimizes attention shifts.     

Attentional and intentional cueing in a Simon task: An EEG-based approach

Advance information about the location of a stimulus (attentional cueing) does not affect the Simon effect (a shortening of manual response times whenever the position of a stimulus that is irrelevant for the task corresponds to the side of the response). However, advance information about the side of a response (intentional cueing) enhances the Simon effect. At first sight, these well-established results contradict two important assumptions about the origin of the Simon effect: (a) the effect originates at least in part in a covert shift of visual attention that forces the preparation of a response towards the location of the attentional shift and (b) interference between stimulus location and response side takes place within a response selection stage. We replicated the behavioral finding in a study that measured event-related potentials (ERPs) of the EEG. ERPs indicated that the mechanisms causing the Simon effect remain widely unaffected by advance information. Clear evidence for both response preparation and attentional shifts in the cue-target interval was found. Additionally, ERPs suggested that the increment of the Simon effect by intentional cueing might be due to perceptual factors rather than to an alteration in the mechanisms involved in the generation of a regular Simon effect. The implications of these data for the role of attention and of response selection in Simon tasks are discussed.     

Stimulus congruence and the Simon effect

Summary A standard experimental procedure was implemented with novel response requirements to assess the hypothesis that the Simon effect is attributable not to the irrelevant stimulus-response relationship, but to the congruence between stimulus attributes. The stimulus ensemble consisted of the words LEFT and RIGHT, one of which was presented on each trial to the left or right of a central fixation point. The distinctive feature of the task is that subjects were asked to respond, by laterally placed keys, whether or not the stimulus word was in accord (i. e., congruent) with its location on the display. Asking subjects to judge stimulus congruence directly enables the effect of congruence to be assessed, as well as independent estimates of the two irrelevant S-R relationships that apply in the task — that is, between the response location and (1) the stimulus location (the Simon effect) and (2) the stimulus word (the reverse Simon effect). Marked effects were obtained in all three cases. Stimulus congruence remains in contention as a factor in the explanation of the Simon effect, but the strong effects of irrelevant S-R factors suggest that a more comprehensive account of the Simon effect is needed. An explanation in terms of stimulus salience, based on an interactive activational model, is briefly discussed.     

Sequential modulations of logical-recoding operations in the Simon task

The Simon effect consists of faster responses to the color (or another nonspatial feature) of spatially corresponding stimuli than to spatially noncorresponding stimuli. Recently, several studies observed the Simon effect after corresponding predecessor trials, but not after noncorresponding predecessor trials. To explain these sequential modulations, Stürmer et al. (2002) proposed a mechanism modulating the ability of stimulus position to automatically activate a response. The present study investigated which events are effectively triggering this mechanism in a variant of the Simon task, in which both stimuli and responses varied in color (participants wore colored gloves) as well as in horizontal position. In the same-color task (e.g., green stimulus-green response), a normal Simon effect showed up after corresponding trials, but no effect occurred after noncorresponding trials. In the alternate-color task (e.g., green stimulus-red hand), no effect occurred after spatially corresponding trials, whereas an inverted Simon effect was found after noncorresponding trials. Additional analyses showed that repetition (or alternation) effects did not affect the results. The results are discussed in terms of a conflict-monitoring account (Stürmer et al., 2002), and in terms of a feature-integration account (Hommel et al., 2002).     

Priming processes in the Simon task: more evidence from the lexical decision task for a third route in the Simon effect

Recently, it was proposed that the Simon effect would result not only from two interfering processes, as classical dual-route models assume, but from three processes. It was argued that priming from the spatial code to the nonspatial code might facilitate the identification of the nonspatial stimulus feature in congruent Simon trials. In the present study, the authors provide evidence that the identification of the nonspatial information can be facilitated by the activation of an associated spatial code. In three experiments, participants first associated centrally presented animal and fruit pictures with spatial responses. Subsequently, participants decided whether laterally presented letter strings were words (animal, fruit, or other words) or nonwords; stimulus position could be congruent or incongruent to the associated spatial code. As hypothesized, animal and fruit words were identified faster at congruent than at incongruent stimulus positions from the association phase. The authors conclude that the activation of the spatial code spreads to the nonspatial code, resulting in facilitated stimulus identification in congruent trials. These results speak to the assumption of a third process involved in the Simon task.     

Inverting the Simon effect by intention

Summary The Simon effect indicates that choice reactions can be performed more quickly if the response corresponds spatially to the stimulus - even when stimulus location is irrelevant to the task. Two experiments tested an intentional approach to the Simon effect that assigns a critical role to the cognitively represented action goal (i. e., the intended action effect). It was assumed that the direction of the Simon effect depends on stimulus-goal correspondence, that is, that responses are faster with spatial correspondence of stimulus and intended action effect. Experiment 1 confirmed that the direction of the Simon effect was determined by spatial correspondence of stimulus and intended action effect, the latter having been manipulated by different instructions. Experiment 2 indicated that effects of correspondences unrelated to the action goal (i. e., stimulus to hand location or to anatomical mapping of the hand), contributed additively to the resulting Simon effect. It is discussed how current approaches to the Simon effect can be elaborated to account for these results.     

The Simon effect and visual motion

Summary S-R compatibility and Simon effects were studied for real visual motion. In Experiment 1, two small stimulus lights were constantly visible, 5° to the left and right of fixation; after a random delay, one began to move at 2°/s. In Experiment 2, a single stimulus light moving at 2°/s suddenly appeared 5° to the left or right of fixation, i. e., motion onset and stimulus onset coincided. In both experiments, subjects responded by a key press with their left or right index finger as soon as they detected motion. In Condition A responses were made to the position (left or right) from which the motion started, irrespective of its direction (position compatibility); in Condition B responses were made to the direction of motion (leftward or rightward) irrespective of whether motion started to the left or to the right of fixation (direction compatibility). The results show strong compatibility effects for both position and direction of motion in both experiments. A Simon effect, however, occurred only when position was task irrelevant in Experiment 1; no Simon effect was found in Experiment 2. The data only partly confirm previous results obtained with apparent motion. The selective lack of a Simon effect supports the integrated model of Umiltá and Nicoletti (1992), which requires orienting of attention for the Simon effect to occur. It is specifically assumed that this attention-orienting is triggered only by the saccade program and does not extend to the pursuit program that is initiated by smooth stimulus motion.     

Stimulus-response compatibility between stimulated eye and response location: implications for attentional accounts of the Simon effect

One influential theory of the Simon effect, the attention-shift hypothesis, states that attention movements are the origin of spatial stimulus codes. According to this hypothesis, stimulus-response compatibility effects should be absent when attention shifts are prevented. To test this prediction, we used monocular patches of color that required left or right key-press responses. About half of the subjects could discriminate which eye was stimulated (in a subsequent task), and showed strong spatial compatibility effects between the stimulated eye and the response location. The other half of the subjects could not make a utrocular discrimination (i.e., they could not judge which eye had received monocular stimulation), but the pattern of results was the same: the fastest reaction times were observed when the stimulated eye corresponded spatially to the required response (i.e., a Simon effect). Since the subjects presumably did not move their attention (from the subject's point of view, the stimuli were presented centrally), our results indicate that spatial codes can be produced in the absence of attention shifts. These results also show that utrocular discrimination can be assessed via indirect measures that are much more sensitive than explicit measures.     

Location-specific attentional control is also possible in the Simon task

Goal-directed behavior usually requires mental control that directs attention to task-relevant information and ignores irrelevant information. For investigating how flexible this mechanism is, researchers have varied the proportion of congruent trials depending on some context, such as stimulus location. The corresponding studies revealed that attentional control indeed adapts to location-specific demands. However, until now, this flexibility has only been demonstrated for the Eriksen flanker task and for the Stroop task but not for the Simon task. Therefore, a Simon-task experiment was conducted in the present study, where the proportion of congruent trials differed for stimuli appearing above or below fixation, respectively. As a result, a reliable interaction between congruency and stimulus location was found. This demonstrates, for the first time, that location-specific control also is possible in the Simon task.