核等值：一种观察分数等值体系

核等值流程包括：预平滑、估计分数概率、连续化、等值、评估等值结果。该方法兼具线性等值与等百分位等值的优点, 各环节扩展性与包容性较强; 采用平滑与连续化处理, 可降低等值随机误差; 等值差异标准误等其所特有的概念为结果评估提供可靠的工具。连续化与带宽选择方法等因素均可影响其表现; 基于核等值的新方法为等值发展提供了新颖的视角。未来可关注核等值体系的扩充与完善、流程的更新、等值方法的结合和比较等方向。     

Standard Errors of Kernel Equating: Accounting for Bandwidth Estimation

In standardized testing, equating is used to ensure comparability of test scores across multiple test administrations. One equipercentile observed-score equating method is kernel equating, where an essential step is to obtain continuous approximations to the discrete score distributions by applying a kernel with a smoothing bandwidth parameter. When estimating the bandwidth, additional variability is introduced which is currently not accounted for when calculating the standard errors of equating. This poses a threat to the accuracy of the standard errors of equating. In this study, the asymptotic variance of the bandwidth parameter estimator is derived and a modified method for calculating the standard error of equating that accounts for the bandwidth estimation variability is introduced for the equivalent groups design. A simulation study is used to verify the derivations and confirm the accuracy of the modified method across several sample sizes and test lengths as compared to the existing method and the Monte Carlo standard error of equating estimates. The results show that the modified standard errors of equating are accurate under the considered conditions. Furthermore, the modified and the existing methods produce similar results which suggest that the bandwidth variability impact on the standard error of equating is minimal.     

项目反应理论观察分数核等值的影响因素

探究带宽选择方法、样本量、题目数量、等值设计、数据模拟方式对项目反应理论观察分数核等值的影响。通过两种数据模拟方式,获得研究数据,并计算局部与全域评价指标。研究发现,在随机组设计中,带宽选择方法表现相似;考生样本量和题目数量影响甚微。在非等组设计中,惩罚法与Silverman经验准则表现优异;增加题目量可降低百分相对误差和随机误差;增加样本量导致百分相对误差变大,随机误差减小。数据模拟方式可影响等值评价。未来应重点关注等值系统评估。     

题目难度分布和样本容量对两种CTT等值结果的影响

基于经典测验理论(CTT)的等值方法主要有线性等值和等百分位等值两种。在不同情境下,不同的等值方法会产生不同的等值结果。本研究以真分数等值为依据,用蒙特卡洛模拟研究方法,综合比较了各种题目难度分布条件下和各种样本容量条件下两种CTT等值方法的等值结果。研究结果表明:(1)线性等值的误差受题目难度分布影响较大,等百分位等值的误差几乎不受题目难度分布影响。(2)线性等值的误差几乎不受样本容量的影响,等百分位等值的误差受样本容量影响较大。(3)不论题目难度分布如何,只要样本容量足够大,等百分位等值的效果都比线性等值更好。     

Analytic smoothing for equipercentile equating under the common item nonequivalent populations design

A cubic spline method for smoothing equipercentile equating relationships under the common item nonequivalent populations design is described. Statistical techniques based on bootstrap estimation are presented that are designed to aid in choosing an equating method/degree of smoothing. These include: (a) asymptotic significance tests that compare no equating and linear equating to equipercentile equating; (b) a scheme for estimating total equating error and for dividing total estimated error into systematic and random components. The smoothing technique and statistical procedures are explored and illustrated using data from forms of a professional certification test.     

无铆题情况下测验分数等值方法探索——构造铆测验法

研究旨在探索无铆题情况下,使用构造铆测验法,实现测验分数等值。研究一和研究二分别探索题目难度排序错误、铆题难度差异对构造铆测验法的影响。结果表明：（1）等组条件下,随着错误铆题比例,难度排序错误程度,铆题难度差异增大,构造铆测验法的等值误差逐渐增大,随机等组法的等值误差较为稳定;不等组条件下,构造铆测验法的等值误差均小于随机等组法;（2）对于构造铆测验法,在不等组条件下,铆测验长度越短,等值误差越大。     

Asymptotic Standard Errors of Generalized Partial Credit Model True Score Equating Using Characteristic Curve Methods

In this study, the delta method was applied to estimate the standard errors of the true score equating when using the characteristic curve methods with the generalized partial credit model in test equating under the context of the common-item nonequivalent groups equating design. Simulation studies were further conducted to compare the performance of the delta method with that of the bootstrap method and the multiple imputation method. The results indicated that the standard errors produced by the delta method were very close to the criterion empirical standard errors as well as those yielded by the bootstrap method and the multiple imputation method under all the manipulated conditions.     

IRT Test Equating in Complex Linkage Plans

Linkage plans can be rather complex, including many forms, several links, and the connection of forms through different paths. This article studies item response theory equating methods for complex linkage plans when the common-item nonequivalent group design is used. An efficient way to average equating coefficients that link the same two forms through different paths will be presented and the asymptotic standard errors of indirect and average equating coefficients are derived. The methodology is illustrated using simulations studies and a real data example.     

基于CTT的锚测验非等组设计中四种等值方法的比较研究

采用锚测验非等组设计的数据收集方案,对4种基于经典测量理论的等值方法进行了比较研究。研究数据取自TIMSS1999数据库,兼用等值标准误和交叉验证方法作为各等值方法比较的检验标准,利用CIPE程序对实验数据进行分析。研究结果表明,针对本研究所设置的等值情境,线性等值优于等百分位等值,其中Tucker线性方法比Levine观察分数线性方法更好一些,Braun-Holland线性方法不宜采用,频数估计等百分位方法等值误差较大,亦不足取。     

项目特征曲线等值的抽样误差

现在,等值越来越受到各考试测验机构及测量学研究人员的重视,特别是项目反应理论等值的优越性更使他们有了信心。然而,很多人却没有注意到被试能力分布形态可能给等值结果带来的影响效果及程度。本研究以项目反应理论两级记分模型的项目参数等值在不同被试能力分布形态下的结果差异作为重点,探讨被试抽样偏差可能给项目特征曲线等值带来的误差问题。研究结果表明,被试能力分布形态会显著地影响项目参数等值的系数,特别地,能力分布的偏态系数与等值方程的截距存在显著的线性相关关系,但能力分布形态的变化对等值方程中斜率的影响并不明显     

基于RSM对Q矩阵相同的无锚题测验的等值

传统锚题-非等组设计下的测验等值,等值要求的满足具有主观性,并且由于锚题失效或难以获得等因素的影响,则该方法的使用受到了限制。因此,本研究基于规则空间模型的Q矩阵理论,生成两个Q矩阵相同但无锚题的测验的共同受测者,使用共同组设计,利用同时性估计的方法对测验进行等值,并考虑了作答失误率和测验结构对等值稳定性的影响。结果表明:共同组设计同时估计方法的等值稳定性取得了优于或等于锚题-非等组同时估计方法;失误率的增大也会导致等值稳定性的下降;并且不同的测验结构也对等值稳定性产生了影响,其中直线型和收敛型结构稳定性较好,发散型和无结构型较差。     

A Comparison of the Common‐Item and Random‐Groups Equating Designs Using Empirical Data

We designed this study to evaluate several data collection and equating designs in the context of item response theory (IRT) equating. The random‐groups design and the common‐item design have been widely used for collecting data for IRT equating. In this study, we investigated four equating methods based upon these two data collection designs, using empirical data from a number of different testing programs. When the randomly equivalent group assumption was reasonably met, the four equating methods tended to produce highly comparable results. On the other hand, equating methods based upon either of the equating designs produced dissimilar results. Sample size can have differential effects on the equating results produced by the different equating methods. In practice, a common‐item equivalent‐groups design often produces unacceptably large differences in the group mean due to various anomalies such as context effects, poor quality of common items, or a very small number of common items. In such cases, a random‐groups design would produce more stable equating results.     

Asymptotic standard errors of irt observed-score equating methods

A method of the IRT observed-score equating using chain equating through a third test without equating coefficients is presented with the assumption of the three-parameter logistic model. The asymptotic standard errors of the equated scores by this method are obtained using the results given by M. Liou and P.E. Cheng. The asymptotic standard errors of the IRT observed-score equating method using a synthetic examinee group with equating coefficients, which is a currently used method, are also provided. Numerical examples show that the standard errors by these observed-score equating methods are similar to those by the corresponding true score equating methods except in the range of low scores.The author is indebted to Michael J. Kolen for access to the real data used in this article and anonymous reviewers for their corrections and suggestions on this work.     

New Equating Methods and Their Relationships with Levine Observed Score Linear Equating Under the Kernel Equating Framework

In this paper, we develop a new curvilinear equating for the nonequivalent groups with anchor test (NEAT) design under the assumption of the classical test theory model, that we name curvilinear Levine observed score equating. In fact, by applying both the kernel equating framework and the mean preserving linear transformation of post-stratification equating, we obtain a family of observed score equipercentile equating functions, which also includes the classical Levine observed score linear equating and the Tucker linear equating as special cases.     

等级反应模型下项目特征曲线等值法在大型考试中的应用

在中国最大的资格考试之一的经济专业资格考试中,为保证不同年度间考试的可比性、进行题库建设和为计算机自适应考试做准备,应用项目反应理论中等级反应模型下的项目特征曲线等值法,采用铆测验等值设计,实现了4个年度考试资料的项目参数和能力参数的等值,并成功地组建了经济专业题库。在此基础上,利用等值技术对不同年份试卷的划界分数进行了比较,为经济考试的合格标准制定、确保考试的公平性提供了实证依据。     

Marginal maximum likelihood estimation of item response theory (IRT) equating coefficients for the common-examinee design

A method of estimating item response theory (IRT) equating coefficients by the common-examinee design with the assumption of the two-parameter logistic model is provided. The method uses the marginal maximum likelihood estimation, in which individual ability parameters in a common-examinee group are numerically integrated out. The abilities of the common examinees are assumed to follow a normal distribution but with an unknown mean and standard deviation on one of the two tests to be equated. The distribution parameters are jointly estimated with the equating coefficients. Further, the asymptotic standard errors of the estimates of the equating coefficients and the parameters for the ability distribution are given. Numerical examples are provided to show the accuracy of the method.     

高中会考等值方法的比较研究

本研究采用随机等组设计与铆测验相结合的方案。首先验证了两随机等组的平均数、方差和分布状态无显著差异,再用随机等组的等值分作为等值效标来检验其他等值方法的误差,然后比较了在铆测验设计中三种线性等值方法（在不同总体权重下）的误差值,以选出适合高中合考的等值方法及总体权重。经研究发现：会考等值宜采用Tucker观察分数线性等值方法,并宜选择总体权重W1＝1。     

Some standard errors in item response theory

The mathematics required to calculate the asymptotic standard errors of the parameters of three commonly used logistic item response models is described and used to generate values for some common situations. It is shown that the maximum likelihood estimation of a lower asymptote can wreak havoc with the accuracy of estimation of a location parameter, indicating that if one needs to have accurate estimates of location parameters (say for purposes of test linking/equating or computerized adaptive testing) the sample sizes required for acceptable accuracy may be unattainable in most applications. It is suggested that other estimation methods be used if the three parameter model is applied in these situations.The research reported here was supported, in part, by contract #F41689-81-6-0012 from the Air Force Human Resources Laboratory to McFann-Gray & Associates, Benjamin A. Fairbank, Jr., Principal Investigator. Further support of Wainer's effort was supplied by the Educational Testing Service, Program Statistics Research Project.     

一种新的等值准则及其适用范围的探讨

受假设检验方法的启发,该文引出了一种基于项目反应理论的新等值方法——平方根等值准则。它具有一些特点：定义式中答对、答错概率同时出现而不能互相替代;极易从0—1评分模式的版本转换到多级评分版本;它可以看成是Haebara等值准则的加权形式。以等值系数估计值的误差大小为衡量标准,以Wilcoxon符号秩检验为依据,大量的Monte Carlo模拟结果显示了一种有趣的现象,即等值方法的运用范围既与项目参数估计精度有关,又与等值系数A的范围有关,但与另一个等值系数B的范围无关。当项目参数估计精度较高或中等而A取值在0.9～1.3之间,新方法往往比Stocking_Lord方法和Haebara方法的估计误差小且有显著性差异,当项目参数估计精度较低时,而A从1.0～2.0时新方法都有优越性。     

大学英语四、六级考试分数等值研究

对现有的大学英语四、六级考试分数等值模式中存在的若干问题进行了深入的分析,并提出了新的解决方案——一个基于铆题设计和两参数IRT模型的解决方案。主要包括：（1）用两参数逻辑斯蒂模型替代原来的Rasch模型,以改进题目模型的适合性;（2）用共同题目的等值设计取代原来的共同被试等值设计,解决共同被试等值设计中,等值考生的动机水平难以控制的难题;（3）建立专用的等值用题库,并且一次性完成其中铆题的预测和参数标定工作,以解决原来等值模式中存在的误差累积问题。同时,由于铆题的保密工作难度较小,因此,等值专用题库对保证等值结果的可靠性也具有重大意义;（4）本文还对新的分数等值方案进行了真实的考试数据等值计算实验,并得到了一个令人满意的分数等值结果。