Effects of familiarity on the perceptual integrality of the identity and expression of faces: the parallel-route hypothesis revisited

The effects of familiarity on selective attention for the identity and expression of faces were tested using Garner's speeded-classification task. In 2 experiments, participants classified expression (or identity) of familiar and unfamiliar faces while the irrelevant dimension of identity (or expression) was either held constant (baseline condition) or varied randomly (filtering condition). Selective attention was measured by the difference in performance between these 2 conditions. Failure of selective attention was larger for familiar than for unfamiliar faces. In addition, failure of selective attention was found both for identity and for expression judgments. These findings show that familiarity increases (he perceptual integrality between identity and expression, and they question previous studies arguing that identity judgments are always resistant to irrelevant variations in expression. The authors suggest that the systems processing identity and expression are interconnected in that facial identity serves as a reference from which expressions can be more easily derived.     

Face aftereffects suggest interdependent processing of expression and sex and of expression and race

Bruce and Young (1986) proposed that functionally different aspects of faces (e.g., sex, identity, and expression) are processed independently. Although interdependent processing of identity and expression and of identity and sex have been demonstrated previously, evidence for interdependent processing of sex and expression is equivocal. Using a visual adaptation paradigm, we show that expression aftereffects can be simultaneously induced in different directions along anger–fear continua for male and female faces (Experiment 1) and for East Asian and Black African faces (Experiment 2). These findings for sex- and race-contingent expression aftereffects suggest that processing of expression is interdependent with processing of sex and race and are therefore problematic for models of face perception that have emphasized independent processing of functionally different aspects of faces. By contrast, our findings are consistent with models of face processing that propose that invariant physical aspects of faces and changeable social cues can be processed interdependently.     

Repetition priming and face processing: Priming occurs within the system that responds to the identity of a face

A familiar stimulus that has recently been recognized will be recognized a second time more quickly and more accurately than if it had not been primed by the earlier encounter. This is the phenomenon of “repetition priming”. Four experiments on repetition priming of face recognition suggest that repetition priming is a consequence of changes within the system that responds to the familiarity of a stimulus. In Experiment 1, classifying familiar faces by occupation facilitated subsequent responses to the same faces in a familiarity decision task (Is this face familiar or unfamiliar?) but not in an expression decision task (Is this face smiling or unsmiling?) or a sex decision task (Is this face male or female?). In Experiment 2, familiar faces showed repetition priming in a familiarity decision task, regardless of whether a familiarity judgment or an expression judgment had been required when the faces were first encountered. Expression decisions to familiar faces again failed to show repetition priming. In Experiment 3, familiar faces showed repetition priming in a familiarity decision task, regardless of whether a familiarity judgment or a sex judgment had been asked for when the faces were first encountered. Sex decisions to familiar faces again failed to show repetition priming. In Experiment 4, familiarity decisions continued to show repetition priming when a brief presentation time with encouragement to respond while the face was displayed reduced response latencies to speeds comparable to those for sex and expression judgments in Experiments 1 to 3. The results are problematic for theories that propose that repetition priming is mediated by episodic records of previous acts of stimulus encoding.     

Ethnic categorisation of faces is not independent of face identity

Is the extraction of a visually derived semantic code from faces (ethnicity) affected by face identity (familiarity) or not? The traditional view considers that this operation is made independently of face identity, and in parallel with the recognition of identity. However, some recent studies cast doubt on this parallel thesis regarding other visually derived semantic codes, namely: facial expression, facial speech, apparent age, and gender. Twenty-eight Caucasian participants were enrolled in an 'ethnic-decision' task on morphed faces made of an Asiatic source face and a Caucasian source face, in the proportion of 70%-30%. Half of the original faces were previously made familiar by a learning procedure (associating the face, surname, occupation, and city of residence of the person displayed), while the remaining half were unfamiliar. The results showed clearly that ethnic decision was affected by face familiarity. This adds support to the thesis according to which the identification of identity and the extraction of visually derived semantic codes are not made independently from each other and that the 'parallel-route' hypothesis becomes weakly supported.     

Dominance of texture over shape in facial identity processing is modulated by individual abilities

For face recognition, observers utilize both shape and texture information. Here, we investigated the relative diagnosticity of shape and texture for delayed matching of familiar and unfamiliar faces (Experiment 1) and identifying familiar and newly learned faces (Experiment 2). Within each familiarity condition, pairs of 3D‐captured faces were morphed selectively in either shape or texture in 20% steps, holding the respective other dimension constant. We also assessed participants’ individual face‐processing skills via the Bielefelder Famous Faces Test (BFFT), the Glasgow Face Matching Test, and the Cambridge Face Memory Test (CFMT). Using multilevel model analyses, we examined probabilities of same versus different responses (Experiment 1) and of original identity versus other/unknown identity responses (Experiment 2). Overall, texture was more diagnostic than shape for both delayed matching and identification, particularly so for familiar faces. On top of these overall effects, above‐average BFFT performance was associated with enhanced utilization of texture in both experiments. Furthermore, above‐average CFMT performance coincided with slightly reduced texture dominance in the delayed matching task (Experiment 1) and stronger sensitivity to morph‐based changes overall, that is irrespective of morph type, in the face identification task (Experiment 2). Our findings (1) show the disproportionate importance of texture information for processing familiar face identity and (2) provide further evidence that familiar and unfamiliar face identity perception are mediated by different underlying processes.     

Evaluating the independence of sex and expression in judgments of faces

Face recognition models suggest independent processing for functionally different types of information, such as identity, expression, sex, and facial speech. Interference between sex and expression information was tested using both a rating study and Garner's selective attention paradigm using speeded sex and expression decisions. When participants were asked to assess the masculinity of male and female angry and surprised faces, they found surprised faces to be more feminine than angry ones (Experiment 1). However, in a speeded-classification situation in the laboratory in which the sex decision was either "easy" relative to the expression decision (Experiment 2) or of more equivalent difficulty (Experiment 3), it was possible for participants to attend selectively to either dimension without interference from the other. Qualified support is offered for independent processing routes.     

面孔熟悉度对面孔性别与表情相互作用的调节

对于面孔性别与表情的关系, 目前的理论尚不完善。而众多研究证据表明, 面孔熟悉度与面孔性别及表情的加工均有密切关系。本研究基于Garner范式考察了在不同面孔熟悉度下面孔性别与表情的相互关系。共包括4项实验：实验1, 面孔刺激的身份陌生且不重复, 刺激在Garner范式的控制组和正交组中均仅呈现一次, 面孔熟悉度低; 实验2, 除面孔刺激的身份重复外, 其余均同实验1, 面孔熟悉度中等; 实验3, 面孔刺激的身份陌生且不重复, 但分别在控制组和正交组中重复呈现多次, 面孔熟悉度高; 实验4, 通过面孔学习增加面孔的熟悉度, 以直接验证面孔熟悉度的增加对面孔性别与表情相互关系的影响。结果发现：对于陌生面孔, 表情单向影响面孔性别的加工; 随着面孔熟悉度的增加, 面孔性别与表情之间出现双向的影响。因此, 面孔熟悉度对面孔性别与表情的相互影响具有调节作用。     

Influences of familiarity on the processing of faces

Three experiments are reported in which undergraduate subjects made simple perceptual judgements about the faces of familiar and unfamiliar academic staff. Any effects of familiarity in these tasks were assessed by comparison with performance on the two groups of faces when both sets were unfamiliar to student subjects at a different university. In experiment 1 there was no effect of familiarity of the faces on a task requiring judgements of expression, consistent with recent models of face processing in which expression analysis proceeds independently from the analysis of identity. In experiment 2 there was a significant effect of familiarity on a task in which the sex of the faces was judged. This appeared to be due to familiarity acting to facilitate only those faces whose sex was difficult to judge from the picture presented. In experiment 3, significant effects of familiarity were also observed when the task was to distinguish intact faces from jumbled faces. Although the effects of familiarity in experiments 2 and 3 were small and emerged in interactions between item sets and university, they suggest that a simple perceptual hierarchy of the kind proposed by Ellis requires some revision.     

Implicit familiarity processing in congenital prosopagnosia

A particularly interesting and somewhat puzzling finding in the face‐processing literature is that, despite the absence of overt recognition of most faces, many patients with acquired prosopagnosia (AP) exhibit evidence of intact covert face recognition of the very same faces. This phenomenon has important implications for the understanding of the mechanism underlying AP and, by extension, the mechanism underlying normal face processing. Here, we set out to examine whether individuals with congenital prosopagnosia (CP) exhibit a similar dissociation between overt and covert face recognition. We first confirmed that all six of our CP individuals were significantly impaired in face recognition in comparison with controls. Participants then completed a matching task with both famous and unknown faces in which they decided whether two consecutive images have the same identity or not. Critically, the level of face familiarity was orthogonal to the task at hand and this enabled us to examine whether the familiarity of a face enhanced identity matching, a finding which would implicate implicit face processing. As expected, the CP individuals were slower and less accurate than the control participants. More importantly, like the controls, the CP individuals were faster and more accurate at matching famous compared with unknown faces. Also, for both groups, matching performance on unrecognized famous faces fell at an intermediate level between performance on explicitly recognized famous faces and faces which are unknown. These results provide the first solid evidence for the existence of implicit familiarity processing in CP and suggest that, despite the marked impairment in explicit face recognition, these individuals still have some familiarity representation which manifests in the form of covert recognition. We discuss possible models to account for the apparent dissociation of overt and covert face processing in CP.     

The Role of Face Familiarity in Judgments of Personality and Intelligence

Personality judgments based on facial features are a common occurrence. The face familiarity overgeneralization hypothesis states that people make judgments of unknown faces based on their similarity to known faces. However, there is a dearth of research regarding how face familiarity relates to perceptions of personality and intelligence in strangers. The current article used two studies to provide evidence for the relationship between face familiarity and judgments of personality and intelligence. Study 1 showed that photographs perceived as familiar by one set of participants were rated more positively regarding personality and intelligence by a second group of participants. Study 2 found that high perceived familiarity resulted in positive judgments of personality and intelligence, whereas familiarity based on exposure did not. These findings indicate both that perceived familiarity significantly impacts positive judgments of personality and intelligence and that the face familiarity overgeneralization hypothesis is a useful framework for this area of research.     

Perception and imagery of faces generate similar gender aftereffects

Visual adaptation is known to bias perception away from the properties of the adapting stimuli, toward opposite properties, resulting in perceptual aftereffects. For example, prolonged exposure to a face has been shown to produce an identity aftereffect, biasing perception of a subsequent face toward the opposite identity. Such repulsive aftereffects have been observed for both visually perceived and visually imagined faces, suggesting that both perception and imagery yield typical aftereffects. However, recent studies have reported opposite patterns of aftereffects for perception and imagery of face gender. In these studies, visually perceived faces produced typical effects in which perception of androgynous faces was biased away from the gender of the adaptor, whereas imagery of the same stimuli produced atypical aftereffects, biasing the perceived gender of androgynous faces toward the gender of the adaptor. These findings are highly unusual and warrant further research. The present study aimed to gather new evidence on the direction of gender aftereffects following perception and imagery of faces. Experiment 1 had participants view and imagine female and male faces of famous and non-famous individuals. To determine the effect of concomitant visual stimulation on imagery and adaptation, participants visualized faces both in the presence and in the absence of a visual input. In Experiment 2, participants were adapted to perceived and imagined faces of famous and non-famous actors matched on gender typicality. This manipulation allowed us to determine the effect of face familiarity on the magnitude of gender aftereffects. Contrary to evidence from previous studies, our results demonstrated that both perception and imagery produced typical aftereffects, biasing the perceived gender of androgynous faces in the opposite direction to the gender of the adaptor. Famous faces yielded largest adaptation effects across tasks. Experiment 2 confirmed that these effects depended on familiarity rather than on sexual dimorphism. In both experiments, this effect was greater for perception than imagery. Additionally, imagery of famous faces produced strongest aftereffects when it was performed in the absence of visual stimulation. The implications of these findings are discussed.     

Getting to know you: From view-dependent to view-invariant repetition priming for unfamiliar faces

Recent research suggests that repetition priming (RP) for unfamiliar faces is highly view dependent and is eliminated when the viewpoint of target faces changes between study and test. The current research examined whether increased familiarity with novel faces from a single viewpoint at study would support RP from an alternative viewpoint at test. Participants passively viewed novel face images from a single viewpoint at study (i.e., either front or three-quarters), with half of the images seen once and half seen on five occasions. During a sex classification task at test, participants were faster to respond to face images seen from the same view as that at study than they were to previously unseen distractor faces for both single exposure faces and faces seen on five occasions (i.e., standard RP). When, however, face images at test were shown from a different viewpoint from that at study, RP only occurred for faces viewed on five occasions.     

Getting to know you: from view-dependent to view-invariant repetition priming for unfamiliar faces

Recent research suggests that repetition priming (RP) for unfamiliar faces is highly view dependent and is eliminated when the viewpoint of target faces changes between study and test. The current research examined whether increased familiarity with novel faces from a single viewpoint at study would support RP from an alternative viewpoint at test. Participants passively viewed novel face images from a single viewpoint at study (i.e., either front or three-quarters), with half of the images seen once and half seen on five occasions. During a sex classification task at test, participants were faster to respond to face images seen from the same view as that at study than they were to previously unseen distractor faces for both single exposure faces and faces seen on five occasions (i.e., standard RP). When, however, face images at test were shown from a different viewpoint from that at study, RP only occurred for faces viewed on five occasions.     

The effect of familiarity on face adaptation

Face aftereffects can provide information on how faces are stored by the human visual system (eg Leopold et al, 2001 Nature Neuroscience 4 89-94), but few studies have used robustly represented (highly familiar) faces. In this study we investigated the influence of facial familiarity on adaptation effects. Participants were adapted to a series of distorted faces (their own face, a famous face, or an unfamiliar face). In experiment 1, figural aftereffects were significantly smaller when participants were adapted to their own face than when they were adapted to the other faces (ie their own face appeared significantly less distorted than a famous or unfamiliar face). Experiment 2 showed that this 'own-face' effect did not occur when the same faces were used as adaptation stimuli for participants who were unfamiliar with them. Experiment 3 replicated experiment 1, but included a pre-adaptation baseline. The results highlight the importance of considering facial familiarity when conducting research on face aftereffects.     

The locus of semantic priming effects in person recognition

Semantic priming in person recognition has been studied extensively. In a typical experiment, participants are asked to make a familiarity decision to target items that have been immediately preceded by related or unrelated primes. Facilitation is usually observed from related primes, and this priming is equivalent across stimulus domains (i.e., faces and names prime one another equally). Structural models of face recognition (e.g., IAC: Burton, Bruce, & Johnston, 1990) accommodate these effects by proposing a level of person identity nodes (PINs) at which recognition routes converge, and which allow access to a common pool of semantics. We present three experiments that examine semantic priming for different decisions. Priming for a semantic decision (e.g., British/American?) shows exactly the same pattern that is normally observed for a familiarity decision. The pattern is equivalent for name and face recognition. However, no semantic priming is observed when participants are asked to make a sex decision. These results constrain future models of face processing and are discussed with reference to current theories of semantic priming.     

Familiarity and person construal: Individuating knowledge moderates the automaticity of category activation

In this experiment, we examined how perceivers' familiarity with targets moderates person construal. Based on evidence from object categorization that level of construal varies with expertise in a manner that maximizes cue validity, we reasoned that although social (i.e., group‐level) categorization is functional for construing unfamiliar others (about whom little or no individuating information is available), it is less functional for familiar others (about whom a great deal of individuating information is available). Results from an automatic priming paradigm provided evidence for our reasoning: Participants categorized unfamiliar faces according to the most salient categorical dimension available in the visual information (in this case, sex), but did not do so for familiar faces. Implications for models of person perception are discussed. Copyright © 2009 John Wiley & Sons, Ltd.     

Repetition priming for familiar and unfamiliar faces in a sex-judgment task: evidence for a common route for the processing of sex and identity

Repetition priming for faces was examined in a sex-judgment task given at test. Priming was found for edited, hair-removed photos of unfamiliar and familiar faces after a single presentation at study. Priming was also observed for the edited photos when study and test faces were different exemplars. Priming was not observed, however, when sex judgments were made at test to photos of complete, hair-included faces. These findings were interpreted by assuming that, for edited faces, internal features are attended, thereby activating face-recognition units that support performance. With complete faces, however, participants provided speeded judgments based primarily on the hairstyle. It is suggested that, for both familiar and unfamiliar faces, a common locus exists for the processing of the identity of a face and its sex. A single face-recognition model for the processing of familiar and unfamiliar faces is advocated.     

The influence of positive and negative facial expressions on face familiarity

Recent studies have shown that smiling faces are judged as more familiar than those showing a neutral expression (Baudouin, Gilibert, Sansone, & Tiberghien, 2000). Here we compare judged familiarity of unknown and famous faces when displaying a positive, neutral, or negative expression. Our results confirm a smiling familiarity bias, with positive-expression faces judged as being more familiar. Importantly, we also show significantly reduced familiarity for negative-expression faces, compared with neutral- or positive-expression faces. This difference in judged familiarity is not due to differences in expression intensity, but instead related to expression valence. Results are discussed with regard to the independence of facial identity and expression processing, and in terms of factors that influence face familiarity and memory.     

自我信息加工优势中的熟悉性问题

熟悉性对于自我信息加工优势的影响往往与自我相关性的作用交织在一起,从而使其成为该领域的一个研究重点和难点。文章分别介绍了自我参照效应、自我面孔和人名识别研究中对该问题进行考察的主要思路与发现。现有证据显示,熟悉性与自我特异性在自我信息的加工优势中是可分离的,从而表明自我信息所固有的高熟悉性可能并不是造成其具有加工优势的决定性因素。文章在展望部分将熟悉性进一步细分为材料的熟悉性与任务的熟悉性,并提出未来的研究应该特别注意考察任务熟悉性可能存在的影响作用。     

Better the devil you know? Nonconscious processing of identity and affect of famous faces

The nonconscious recognition of facial identity was investigated in two experiments featuring brief (17-msec) masked stimulus presentation to prevent conscious recognition. Faces were presented in simultaneous pairs of one famous face and one unfamiliar face, and participants attempted to select the famous face. Subsequently, participants rated the famous persons as ”good“ or ”evil“ (Experiment 1) or liked or disliked (Experiment 2). In Experiments 1 and 2, responses were less accurate to faces of persons rated evil/disliked than to faces of persons rated good/liked, and faces of persons rated evil/disliked were selected significantly below chance. Experiment 2 showed the effect in a within-items analysis: A famous face was selected less often by participants who disliked the person than by participants who liked the person, and the former were selected below chance accuracy. The within-items analysis rules out possible confounding factors based on variations in physical characteristics of the stimulus faces and confirms that the effects are due to participants’ attitudes toward the famous persons. The results suggest that facial identity is recognized preconsciously, and that responses may be based on affect rather than familiarity.