Emergence: Core ideas and issues

This paper explores the fundamental ideas that have motivated the idea of emergence and the movement of emergentism. The concept of reduction, which lies at the heart of the emergence idea is explicated, and it is shown how the thesis that emergent properties are irreducible gives a unified account of emergence. The paper goes on to discuss two fundamental unresolved issues for emergentism. The first is that of giving a “positive” characterization of emergence; the second is to give a coherent explanation of how “downward” causation, a central component of emergentism, is able to avoid the problem of overdetermination.Kim (2004). This paper is largely based on my “Making Sense of Emergence”, Philosophical Studies 95 (1999), 3–36, and “On Being Realistic about Emergence”. The latter was presented at the Emergence/Reduction Workshop at the Institut Jean Nicod in the fall of 2003; as this paper has been promised for another publication, the present paper was expressly composed in order to provide a critical target for the commentaries by Marras and Wong.     

Reduction: the Cheshire cat problem and a return to roots

In this paper, I propose two theses, and then examine what the consequences of those theses are for discussions of reduction and emergence. The first thesis is that what have traditionally been seen as robust, reductions of one theory or one branch of science by another more fundamental one are a largely a myth. Although there are such reductions in the physical sciences, they are quite rare, and depend on special requirements. In the biological sciences, these prima facie sweeping reductions fade away, like the body of the famous Cheshire cat, leaving only a smile. ... The second thesis is that the “smiles” are fragmentary patchy explanations, and though patchy and fragmentary, they are very important, potentially Nobel-prize winning advances. To get the best grasp of these “smiles,” I want to argue that, we need to return to the roots of discussions and analyses of scientific explanation more generally, and not focus mainly on reduction models, though three conditions based on earlier reduction models are retained in the present analysis. I briefly review the scientific explanation literature as it relates to reduction, and then offer my account of explanation. The account of scientific explanation I present is one I have discussed before, but in this paper I try to simplify it, and characterize it as involving field elements (FE) and a preferred causal model system (PCMS) abbreviated as FE and PCMS. In an important sense, this FE and PCMS analysis locates an “explanation” in a typical scientific research article. This FE and PCMS account is illustrated using a recent set of neurogenetic papers on two kinds of worm foraging behaviors: solitary and social feeding. One of the preferred model systems from a 2002 Nature article in this set is used to exemplify the FE and PCMS analysis, which is shown to have both reductive and nonreductive aspects. The paper closes with a brief discussion of how this FE and PCMS approach differs from and is congruent with Bickle’s “ruthless reductionism” and the recently revived mechanistic philosophy of science of Machamer, Darden, and Craver.     

The dual role of ‘emergence’ in the philosophy of mind and in cognitive science

The concept of emergence is widely used in both the philosophy of mind and in cognitive science. In the philosophy of mind it serves to refer to seemingly irreducible phenomena, in cognitive science it is often used to refer to phenomena not explicitly programmed. There is no unique concept of emergence available that serves both purposes.     

Reduction and emergence in the physical sciences: Reply to Rueger

I analyse Rueger’s application of Kim’s model of functional reduction to the relation between the thermal conductivities of metal bars at macroscopic and atomic scales. 1) I show that it is a misunderstanding to accuse the functional reduction model of not accounting for the fact that there are causal powers at the micro-level which have no equivalent at the macro-level. The model not only allows but requires that the causal powers by virtue of which a functional predicate is defined, are only a subset of the causal powers of the properties filling the functional specification. 2) The fact that the micro-equation does not converge to the macro-equation in general but only under the constraint of a “solvability condition” does not show that reduction is impossible, as Rueger claims, but only that reduction requires inter-level constraints. 3) Rueger tries to analyse inter-level reduction with the conceptual means of intra-level reduction. This threatens the coherence of his analysis, given that it makes no sense to ascribe macroproperties such as thermal conductivity to entities at the atomic level. Ignoring the distinction between theses two senses of “reduction” is especially confusing because they have opposite directions: in intra-level reduction, the more detailed account reduces to the less detailed one, whereas in inter-level reduction, the less detailed theory is reduced to the more detailed one. 4) Finally I criticize Rueger’s way of using Wimsatt’s criteria for emergence in terms of non-aggregativity, to construct a concept of synchronic emergence. It is wrong to require, over and above non-aggregativity, irreducibility as a criterion for emergence.     

Ontology relativized: Reply to Moulines

Ontology is taken by Moulines as supervenient on science: what kinds of things there are is determined by our well-confirmed theories. But the fact is that today, science provides us with a multiplicity of well-confirmed theories, each having its own ontological commitments. The modest, ontological form of reduction advocated by Moulines (this volume) restores hope of putting some ontological order in the “huge chaotic supermarket of science”. In this paper I show that any claim on the amount of order obtained by reduction does not only always remain “temporally qualified” but, worse for the reductionist with a taste for ontological order, that the very notion of orderliness must be relativized to the capacities and interests of knowers.     

Ontology, reduction, emergence: A general frame

In a scientific context, ontological commitments should be considered as supervenient over accepted scientific theories. This implies that the primarily ontological notions of reduction and emergence of entities of different kinds should be reformulated in terms of relations between existing empirical theories. For this, in turn, it is most convenient to employ a model-theoretic view of scientific theories: the identity criterion of a scientific theory is essentially given by a class of models. Accordingly, reduction and emergence are to be seen as particular kinds of relations between (some) models of different theories that subsume the same (or a similar) “experiential field”. The set-theoretical notion of an echelon-set proves to be crucial for this purpose: The domains in the models of the reduced theory are echelon-sets over the domains of the reducing theory. Finally, it is argued that emergence may plausibly be interpreted as akin to but weaker than reduction.     

Acting for reasons: Reply to Dancy

This paper argues that we need to distinguish between two different ideas of a reason: first, the idea of a premise or assumption, from which a person’s action or deliberation can proceed; second, the idea of a fact by which a person can be guided, when he modifies his thought or behaviour in some way. It argues further that if we have the first idea in mind, one can act for the reason that p regardless of whether it is the case that p, and regardless of whether one believes that p. But if we have the second idea in mind, one cannot act for the reason that p unless one knows that p. The last part of the paper briefly indicates how the second idea of a reason can contribute to a larger argument, showing that it is better to conceive of knowledge as a kind of ability than as a kind of belief.     

The Soul is Alive and Well: Non-reductive Physicalism and Emergent Mental Properties

Non-reductive physicalism denies the soul's existence, arguing that cognitive functions emerge from evolutionary processes. Focusing on Nancey Murphy, this paper argues that non-reductive physicalism has an inadequate conception of causality. Murphy defends downward causation, but like many modern and postmodern philosophers, she pays insufficient attention to the metaphysics of causality. Drawing on Thomistic philosophy, this article maintains that lower-level entities like neurotransmitters lack the causal power necessary to produce higher-level cognitive operations. In defending emergence, Murphy performs a metaphysical sleight-of-hand through which cognitive powers inexplicably appear. The paper ends by urging contemporary thinkers to develop richer metaphysical understandings of causality, and to use them to enhance the dialogue between religion and science.     

Functional reduction and emergence in the physical sciences

Kim’s model of ‘functional reduction’ of properties is shown to fail in a class of cases from physics involving properties at different spatial levels. The diagnosis of this failure leads to a non-reductive account of the relation of micro and macro properties.     

The Emergence of a Sustainable Future: Brainstorming Better Ways to Globalize at the Esalen Institute

This article provides excerpts and highlights from the insights of twenty global leaders, business executives, and sustainability experts who gathered at the Esalen Institute in California for four days in March 2002 to discuss how to best leverage change toward an environmentally sustainable and socially equitable global economy. The conference topic was sparked by the path-breaking book Natural Capitalism, which outlines an expanded vision of capitalism suitable for the environmental era. The natural capitalism model is qualitatively different from industrial era capitalism in that it counts both humanity and ecosystem services as valid sources of capital in addition to the traditionally recognized sources, financial and manufactured. One early adopter of natural capitalism, CEO of the Atlanta-based carpet tiling company, Interface, shared how increased efficiency and greater employee and customer satisfaction have resulted. Although some of the conference participants forecasted that globalization is likely to bring humanity face-to-face with a planetary-wide environmental, financial, and social crisis, the overall message of this gathering was positive. Through the imaginative implementation of evolutionary and biomimicry design models in the cultural, financial, and economic spheres, novel solutions to global problems already are being discovered, and, if such innovative and solutions-oriented design thinking can spread rapidly enough, humanity may be able to ameliorate-or even obviate-the deleterious effects of globalization.     

Explanation versus accommodation: Reply to Bowers (2010)

Bowers (2010) presented a critique of the account of masked priming presented by Norris and Kinoshita (2008) based on the Bayesian Reader model of visual word recognition (Norris, 2006). In this reply, we point out that: (1) Bowers' criticisms are based on his misunderstanding of both the Bayesian or ideal-observer approach, and the theoretical claims made in Norris and Kinoshita, and (2) Bowers' alternative account of the key data presented in Norris and Kinoshita relies on a series of ad hoc assumptions that are combined in different proportions to postdict any pattern of data.     

Finding a place for elimination in inter-level reductionist activities: Reply to Wimsatt

According to Wimsatt, a proper treatment of reduction must distinguish between two types of reductionist activities scientists engage in. One of the benefits of better understanding the nature of reduction, he believes, is that it shows that eliminativism, that is, the elimination of concepts and theories from science, is a rather circumscribed and limited affair, especially in the case of inter-level reductionist activities. While I agree with Wimsatt that it is important to distinguish the two types of reductionisms, I show that elimination in inter-level reductionist activities can be a powerful heuristic in science, driving both inter-level and successional reduction.     

Triggering Individual Emergence: Inspiration of Banathy,the Visionary

This paper examines how metaphors can play a key role in triggering individual emergence. Metaphor is referenced in two main ways: the enthalpy metaphor is used to provide understanding of, and guide, the process of effective conversation. Metaphor is also interpreted very broadly to define those images, analogies, concepts, models, and theories that define our understanding of the world and our perception. It is our perception that must change if we are to improve the future. The paper examines how sharing of appropriate metaphor through conversation can lead to collective emergence; and similarly, how integral conversation-with-self triggered by metaphors in (1) conversation with others, (2) other external stimuli, and (3) internal thought processes, can trigger individual emergence. The paper examines which of the three sources of trigger may be singly/jointly or sequentially the most powerful in their effect of triggering individual emergence, and under what context. The model presented is evaluated for the process of emergence of the paper. The reader is invited to participate in furthering the evaluation process. The author's own individual emergence is recognized as stemming from ongoing association with, and inspiration of, Bela Banathy, to whom the work is dedicated.     

Rival Methodologies in Emergence Theory: A Non-Dual Approach

Jason Roberts proposes that Karl Rahner's theology of nature serves as an appropriate dialogue partner for natural scientists like Terrence Deacon in his naturalistic approach to the emergence of higher-order levels of existence and activity within the natural sciences. Yet Rahner and Deacon employ different understandings of formal causality in their respective approaches to evolutionary theory: for Rahner, causal agency vis-à-vis constituents; for Deacon, objective constraint on the agency of constituents. Yet a compromise position may be available based on a modest revision of the relationship between societies and their constituent actual entities in A.N. Whitehead's cosmology.     

Development of the deontic advantage in reasoning: Reply to Cummins

In response to Cummins’s report that comments on our article (Dack & Astington, Journal of Experimental Child Psychology, 2011, Vol. 110, pp. 94–114), this article clarifies our perspective on what constitutes the deontic advantage, and notes similarities and differences between Cummins’s perspective and our own. Like Cummins, we believe that young children are capable of deontic reasoning and that methodological factors alone cannot explain this ability. However, we maintain that it is important to be precise about methodology in order to facilitate investigation of how the deontic advantage changes over developmental time, and this question is our main interest, although as yet incompletely answered. Contrary to Cummins, we do not think that existing data can speak to the issue of the potential innateness of deontic reasoning. We also disagree with Cummins’s perspective on norm versus normative proposition and with some of her comparisons between deontic and epistemic phenomena.     

Post-genomics, between reduction and emergence

It is frequently said that biology is emerging from a long phase of reductionism. It would be certainly more correct to say that biologists are abandoning a certain form of reductionism. We describe this past form, and the experiments which challenged the previous vision. To face the difficulties which were met, biologists use a series of concepts and metaphors - pleiotropy, tinkering, epigenetics - the ambiguity of which masks the difficulties, instead of solving them. In a similar way, the word “post-genomics” has different meanings, depending upon who uses it. Which of these meanings will become dominant in the future is an open question.     

Minding Minding God: A Response to Spezio and Bielfeldt

Abstract. Michael Spezio and Dennis Bielfeldt have each raised important issues with regard to my positions in Minding God: Theology and the Cognitive Sciences. In this article I respond to several of their criticisms, including issues of the nature of theology, my stance on epistemology and realism, and issues of physicalism, freedom, and determinism.     

Reply to Psarros: Popper and Chemistry

In this article I reply to criticism of my published work by N. Psarros (Journal for the General Philosophy of Science 28: 297–305,1997). I show that I had already answered the first criticism in my published work and not overlooked his supposed refutation. However I offer a plausible argument which he could have used to strengthen his claim. Psarros cites my work on Hopkins in his opening paragraph, but then makes no further reference to it in the text. I indicated to Psarros verbally at Ilkley 1994 (and reiterate the message here) that Hopkins' work on Vitamins is the exemplar of a Popperian historical episode and must require addressing by the opponents of critical rationalism. This revised version was published online in August 2006 with corrections to the Cover Date.