Ordinal process dissociation and the measurement of automatic and controlled processes

The process-dissociation equations (L. Jacoby, 1991) have been applied to results from inclusion and exclusion tasks to derive quantitative estimates of the influence of controlled and automatic processes on memory. This research has provoked controversies (e.g., T. Curran & D. Hintzman, 1995) regarding the validity of specific assumptions underlying the process-dissociation equations. In this article, the author explores the conclusions one can draw about the ordinal relations between automatic and controlled processes across experimental conditions from results in the inclusion and exclusion tasks. Given relatively neutral assumptions, this article presents and proves 6 theorems that allow investigators to draw conclusions about the ordinal relations between automatic and/or controlled processes across experimental conditions. An illustrative example is presented, and the current approach is compared with the original process-dissociation framework.     

Effects of age on estimated familiarity in the process dissociation procedure: The role of noncriterial recollection

Research on recognition memory using the process dissociation procedure has suggested that although recollection (R) declines with age, familiarity (F) remains age invariant. However, this research has used relatively broad definitions of R. An important question concerns age-related changes in memory when R is defined in terms of specific event details. Yonelinas and Jacoby (1996a) required young participants to recollect specific, criterial details of a prior event and found evidence that recollection of noncriterial details elevated estimates of F yet still operated automatically. In the present study, the issue of noncriterial recollection was examined in the context of aging. The results replicated the effects of noncriterial recollection for the young, but not for the older adults, who also showed overall reduced levels of familiarity.     

The nature of memory processes underlying recognition judgments in the process dissociation procedure

The hypothesis is tested that the memory processes involved in recognition judgments in the process dissociation procedure are the same as those involved in standard source-monitoring tasks. It is shown how source-monitoring response categories can be mapped onto process dissociation response categories. On the basis of this observation, an experiment was conducted in which it was possible to compare, using a multinomial modeling approach, the parameters representing memory processes in the process dissociation procedure with those involved in source monitoring. For the two different encoding conditions realized, the results are compatible with the hypothesis that the same processes are involved in source monitoring and in recognition judgments in the process dissociation procedure. Implications for the interpretation of the model’s parameters are discussed.     

Further evidence on the similarity of memory processes in the process dissociation procedure and in source monitoring

Buchner, Erdfelder, Steffens, and Martensen (1997) proposed that the memory processes involved in recognition judgments in the process dissociation procedure are the same as those involved in standard source monitoring tasks. Two extensions of that research are presented here. First, following a line of reasoning recently brought forward by Jacoby (1998), the instructions in the earlier study could have triggered different processes from those triggered by his instructions. However, with instructions conforming as closely as possible to those reported by Jacoby (1991), Experiment 1 replicated the earlier recognition judgment finding almost perfectly. Second, the memory processes underlying fame judgments in the process dissociation procedure could also resemble those involved in source monitoring tasks. Indeed, the results of Experiment 2 are compatible with the hypothesis that the same processes are involved in fame judgments given a source monitoring or a process dissociation procedure.     

Using the process dissociation procedure to estimate recollection and familiarity in working memory: An experimental and individual differences investigation

Numerous studies have found that working memory capacity and perceptual speed predict variation in fluid intelligence. Within the cognitive ageing literature, perceptual speed accounts for substantial ageing variance in working memory capacity and fluid intelligence. However, within young adults, the interrelationships among these three abilities are less clear. The current work investigated these relationships via confirmatory factor analyses and structural equation modelling using tasks with verbal, spatial, and numerical content. The results indicate that working memory capacity and perceptual speed were not related in a large, cognitively diverse sample of young adults. However, both working memory capacity and perceptual speed accounted for unique variance in fluid intelligence. The results are discussed in relation to previous research with young and older adults.     

A comparison of conscious and automatic memory processes for picture and word stimuli: a process dissociation analysis

Four experiments were conducted to evaluate explanations of picture superiority effects previously found for several tasks. In a process dissociation procedure (Jacoby, 1991) with word stem completion, picture fragment completion, and category production tasks, conscious and automatic memory processes were compared for studied pictures and words with an independent retrieval model and a generate-source model. The predictions of a transfer appropriate processing account of picture superiority were tested and validated in "process pure" latent measures of conscious and unconscious, or automatic and source, memory processes. Results from both model fits verified that pictures had a conceptual (conscious/source) processing advantage over words for all tasks. The effects of perceptual (automatic/word generation) compatibility depended on task type, with pictorial tasks favoring pictures and linguistic tasks favoring words. Results show support for an explanation of the picture superiority effect that involves an interaction of encoding and retrieval processes.     

Semantic priming in Alzheimer's dementia: evidence for dissociation of automatic and attentional processes

The nature of the semantic memory deficit in dementia of the Alzheimer's type (DAT) was investigated in a semantic priming task which was designed to assess both automatic and attention-induced priming effects. Ten DAT patients and 10 age-matched control subjects completed a word naming semantic priming task in which both relatedness proportion (RP) and stimulus-onset asynchrony (SOA) were varied. A clear dissociation between automatic and attentional priming effects in both groups was demonstrated; however, the DAT subjects' pattern of priming deviated significantly from that of the normal controls. The DAT patients failed to produce any priming under conditions which encouraged automatic semantic processing and produced facilitation only when the RP was high. In addition, the DAT group produced hyperpriming, with significantly larger facilitation effects than the control group. These results suggest an impairment of automatic spreading activation in DAT and have implications for theories of semantic memory impairment in DAT as well as models of normal priming.     

Consequences of violating the assumption of independence in the process dissociation procedure: A word fragment completion study

In three experiments that used levels of processing and study time manipulations as independent variables in a word fragment completion task, the validity of the assumption of independence between recollection and automatic influences of memory was assessed. This assumption underlies the use of the process dissociation procedure (Jacoby, 1991), a tool suggested for distinguishing the different contributions of recollection and automatic influences of memory. Overall, it appeared that semantic processing, as compared with physical processing at study, positively affected recollection but negatively affected automatic influences of memory in word fragment completion. This negative effect on the automatic influences was reduced when the available study time decreased. The incompatibility of these results with the assumption of independence between recollection and automatic influences of memory and their impact on the applicability of the process dissociation procedure are discussed.     

Item-specific control of automatic processes: Stroop process dissociations

The influence of word reading on Stroop color naming decreases as a function of the proportion of test items that are incongruent. This proportion-congruent effect is usually ascribed to strategies (e.g., maintaining task set) that operate at a general level to moderate the extent to which participants are influenced by word reading. However, in three experiments, effects at the level of specific items were found. Interference and facilitation were smaller for color names usually presented in an incongruent color than for color names usually presented in their congruent colors. This item-specific proportioncongruent manipulation affected the process dissociation (PD) estimate of the influence of word-reading processes but not that of color-naming processes. The results (1) indicate that item-specific, as opposed to general, mechanisms can reduce the influence of word-reading processes on Stroop performance and (2) demonstrate the PD procedure’s utility in studying Stroop phenomena.     

Novelty effects on recollection and familiarity in recognition memory

Recognition memory is better for novel or distinctive items than for non-novel items. However, it is not known whether these effects reflect changes in recollection or in familiarity-based recognition judgments. Some previous results have indicated that recollection should be more sensitive to novelty than to familiarity, whereas other results have suggested the opposite. We used avon Restorff paradigm in which a small proportion of studied items were made novel by presenting them in a color different from that of the majority of the study items. Memory was tested using a remember-know procedure. Across two experiments, stimulus novelty was found to benefit both recollection and familiarity. The effects on familiarity were observed under intentional and incidental encoding conditions, whereas the effects on recollection were significantly reduced, and no longer significant, under incidental as compared with intentional encoding conditions. Thus, both processes benefit from stimulus novelty, but the extent to which recollection benefits from novelty depends on the encoding condition.     

Measuring recollection and familiarity: Improving the remember/know procedure

The remember/know (RK) procedure is the most widely used method to investigate recollection and familiarity. It uses trial-by-trial reports to determine how much recollection and familiarity contribute to different kinds of recognition. Few other methods provide information about individual memory judgements and no alternative allows such direct indications of recollection and familiarity influences. Here we review how the RK procedure has been and should be used to help resolve theoretical disagreements about the processing and neural bases of components of recognition memory. Emphasis is placed on procedural weaknesses and a possible confound of recollection and familiarity with recognition memory strength. Recommendations are made about how to minimise these problems including using modified versions of the procedure. The proposals here are important for improving behavioural and lesion research, and vital for brain imaging work.     

Differential effects of list strength on recollection and familiarity

Numerous studies have found a null list strength effect (LSE) for recognition sensitivity: Strengthening memory traces associated with some studied items does not impair recognition of nonstrengthened studied items. In Experiment 1, the author found a LSE using receiver operating characteristic-based measures of recognition sensitivity. To account for the discrepancy between this and prior research, the author (a) argues that a LSE occurs for recollection but not for discrimination based on familiarity, and (b) presents self-report data consistent with this hypothesis. Experiment 2 tested the dual-process hypothesis more directly, using switched-plurality (SP) lures to isolate the contribution of recollection. There was a significant LSE for comparisons involving SP lures; the LSE for discrimination of studied items and nominally unrelated lures (which can be supported by familiarity) was not significant.     

Variations in recollection: the effects of complexity on source recognition

Whether recollection is a threshold or signal detection process is highly controversial, and the controversy has centered in part on the shape of receiver operating characteristics (ROCs) and z-transformed ROCs (zROCs). U-shaped zROCs observed in tests thought to rely heavily on recollection, such as source memory tests, have provided evidence in favor of the threshold assumption, but zROCs are not always as U-shaped as threshold theory predicts. Source zROCs have been shown to become more linear when the contribution of familiarity to source discriminations is increased, and this may account for the existing results. However, another way in which source zROCs may become more linear is if the recollection threshold begins to break down and recollection becomes more graded and Gaussian. We tested the "graded recollection" account in the current study. We found that increasing stimulus complexity (i.e., changing from single words to sentences) or increasing source complexity (i.e., changing the sources from audio to videos of speakers) resulted in flatter source zROCs. In addition, conditions expected to reduce recollection (i.e., divided attention and amnesia) had comparable effects on source memory in simple and complex conditions, suggesting that differences between simple and complex conditions were due to differences in the nature of recollection, rather than differences in the utility of familiarity. The results suggest that under conditions of high complexity, recollection can appear more graded, and it can produce curved ROCs. The results have implications for measurement models and for current theories of recognition memory.     

Effects of modality on the neural correlates of encoding processes supporting recollection and familiarity

Prior research has demonstrated that the neural correlates of successful encoding ("subsequent memory effects") partially overlap with neural regions selectively engaged by the on-line demands of the study task. The primary goal of the present experiment was to determine whether this overlap is associated solely with encoding processes supporting later recollection, or whether overlapping subsequent memory and study condition effects are also evident when later memory is familiarity-based. Subjects (N = 17) underwent fMRI scanning while studying a series of visually and auditorily presented words. Memory for the words was subsequently tested with a modified Remember/Know procedure. Auditorily selective subsequent familiarity effects were evident in bilateral temporal regions that also responded preferentially to auditory items. Although other interpretations are possible, these findings suggest that overlap between study condition-selective subsequent memory effects and regions selectively sensitive to study demands is not uniquely associated with later recollection. In addition, modality-independent subsequent memory effects were identified in several cortical regions. In every case, the effects were greatest for later recollected items, and smaller for items later recognized on the basis of familiarity. The implications of this quantitative dissociation for dual-process models of recognition memory are discussed.     

The effects of associations and aging on illusory recollection

Younger and older adults (mean years = 20.5 and 75) studied lists of associated words for a final recognition test. The length (5, 10, or 15 associates) and modality (auditory or visual) of study lists were manipulated within subjects. For both groups, increasing the number of associates increased illusory recollections of a related lure's presentation (measured by source judgments and the Memory Characteristics Questionnaire). This pattern suggests that associative activation of the lure influenced illusory recollection, and aging spared this process. In contrast, age impaired the recollection of source for studied words (auditory or visual) and had identical effects on source attributions for related lures. This pattern suggests that the true recollection of source influenced illusory recollection of source, and age impaired this process. To account for these and other results, we propose that associative activation drives an attribution process that binds subjectively detailed features to a false memory.     

Automatic processing influences free recall: converging evidence from the process dissociation procedure and remember-know judgments

Dual-process theories of retrieval suggest that controlled and automatic processing contribute to memory performance. Free recall tests are often considered pure measures of recollection, assessing only the controlled process. We report two experiments demonstrating that automatic processes also influence free recall. Experiment 1 used inclusion and exclusion tasks to estimate recollection and automaticity in free recall, adopting a new variant of the process dissociation procedure. Dividing attention during study selectively reduced the recollection estimate but did not affect the automatic component. In Experiment 2, we replicated the results of Experiment 1, and subjects additionally reported remember–know–guess judgments during recall in the inclusion condition. In the latter task, dividing attention during study reduced remember judgments for studied items, but know responses were unaffected. Results from both methods indicated that free recall is partly driven by automatic processes. Thus, we conclude that retrieval in free recall tests is not driven solely by conscious recollection (or remembering) but also by automatic influences of the same sort believed to drive priming on implicit memory tests. Sometimes items come to mind without volition in free recall.     

Subliminal processes,dissociation and the 'I'

The study of unconscious processes leads to the hypothesis of the limit of consciousness, which involves two main kinds of psychic activity. The first represents psychic contents which are subliminal for their low energy, the second subliminal contents which are inaccessible to consciousness because they are dissociated in the subliminal region. Dissociation is a concept introduced by Pierre Janet for splitting consciousness due to traumatic events or during hypnosis. It takes a more general form in Hilgard's neo-dissociation theory of hypnotic phenomena and also in Jung's theory of the collective unconscious. Further generalization links it to the modern findings of explicit and implicit perception, leading to a shift in dissociation from hypothesis to clinical, experimental and theoretical reality. Studies in hypnosis also point to the existence of an integrative psychic entity, that comprises the conscious 'I'. Hilgard called this the hidden observer, and his findings represent empirical confirmation of Jung's term for the Self as mirror 'I', which leads to many important consequences for self-discovery and the meaning of life.     

Level of processing and the process-dissociation procedure: Elusiveness of null effects on estimates of automatic retrieval

We describe two experiments that used the process-dissociation procedure to investigate the effects of level of processing on estimates of controlled and automatic retrieval processes in word-stem completion tasks. Despite our best endeavours, we found the null effect of level of processing on estimates of automatic retrieval reported by Toth, Reingold, and Jacoby (1994) elusive. Estimates of automatic retrieval were not independent of level of processing but inversely related to it. In part, the reason was that, following deeper levels of processing, instructions to exclude recollected words led to floor effects. But the inverse relationship persisted even when floor effects were avoided. Only participants who were not given strict instructions in the exclusion task–and who also qualified as lax responders based on answers in a structured post-test interview–showed no effect of level of processing on estimates of automatic retrieval. This null effect apparently occurred because these participants failed to exclude words that they in fact recollected from the study list. This finding violates the critical assumption that in this task participants exclude recollected words. The results are therefore paradoxical. Successful replication of the null effect occurred only under conditions that preclude the very use of the procedure. This paradox has important implications for views on how consciousness should be conceived in relation to memory.     

Level of processing and the process-dissociation procedure: elusiveness of null effects on estimates of automatic retrieval

We describe two experiments that used the process-dissociation procedure to investigate the effects of level of processing on estimates of controlled and automatic retrieval processes in word-stem completion tasks. Despite our best endeavours, we found the null effect of level of processing on estimates of automatic retrieval reported by Toth, Reingold, and Jacoby (1994) elusive. Estimates of automatic retrieval were not independent of level of processing but inversely related to it. In part, the reason was that, following deeper levels of processing, instructions to exclude recollected words led to floor effects. But the inverse relationship persisted even when floor effects were avoided. Only participants who were not given strict instructions in the exclusion task-and who also qualified as lax responders based on answers in a structured post-test interview-showed no effect of level of processing on estimates of automatic retrieval. This null effect apparently occurred because these participants failed to exclude words that they in fact recollected from the study list. This finding violates the critical assumption that in this task participants exclude recollected words. The results are therefore paradoxical. Successful replication of the null effect occurred only under conditions that preclude the very use of the procedure. This paradox has important implications for views on how consciousness should be conceived in relation to memory.     

The effects of conceptual salience and perceptual distinctiveness on conscious recollection

Two experiments were conducted to examine the hypothesis that recollective experience is influenced by the manipulation of salient or distinctive dimensions of the encoded stimuli (Rajaram, 1996). In Experiment 1, the conceptual dimension of the to-be-remembered homographs (bank) was manipulated by requiring subjects to encode the dominant (money-BANK) or the nondominant (river-BANK) meanings. In Experiment 2, the perceptual dimension was manipulated by presenting orthographically distinctive (subpoena) or orthographically common (sailboat) words. An advantage for conceptually salient (dominant meaning) items and perceptually distinctive (orthographically distinctive) items was selectively observed inremember responses. These results support the hypothesis that processing of distinctive or salient attributes boosts the recollective component of explicit memory.