Nonparametric IRT: Testing the bi-isotonicity of isotonic probabilistic models (ISOP)

Nonparametric tests for testing the validity of polytomous ISOP-models (unidimensional ordinal probabilistic polytomous IRT-models) are presented. Since the ISOP-model is a very general nonparametric unidimensional rating scale model the test statistics apply to a great multitude of latent trait models. A test for the comonotonicity of item sets of two or more items is suggested. Procedures for testing the comonotonicity of two item sets and for item selection are developed. The tests are based on Goodman-Kruskal's gamma index of ordinal association and are generalizations thereof. It is an essential advantage of polytomous ISOP-models within probabilistic IRT-models that the tests of validity of the model can be performed before and without the model being fitted to the data. The new test statistics have the further advantage that no prior order of items or subjects needs to be known.     

A Class of Probabilistic Unfolding Models for Polytomous Responses

By revisiting the approaches used to present the Rasch model for polytomous response, this paper uses the principle of the rating formulation (Andrich, 1978) to construct a class of unfolding models for polytomous responses in terms of a set of latent dichotomous unfolding variables. By anchoring the dichotomous unfolding variables involved at the same location, this paper presents a formulation of a very general class of unfolding models for ordered polytomous responses, of which the unfolding models for ordered polytomous responses proposed hitherto are special cases. Within this class, the analytic and measurement properties of the probabilistic functions are well interpreted in terms of the latitudes of acceptance parameters of the dichotomous unfolding models. Based on the general form of this class of unfolding models, some new models are readily specified. Copyright 2001 Academic Press.     

重参数化的多分属性诊断分类模型及其判准率影响因素

多分属性比传统的二分属性提供更多更详细的诊断反馈信息, 符合对知识技能的多水平要求, 具有较好的应用前景。本文首先介绍了多分属性和多分Q矩阵的概念; 之后重参数化了3个分别满足连接、分离和补偿缩合规则的多分属性诊断分类模型并研究了其判准率影响因素, 结果发现它们的判准率(1)均随多分属性数量的增加而降低, 建议实际使用中不宜高于5个; (2)均随多分属性的最高水平数增加而降低, 建议实际使用中不宜高于4水平; (3)均随多分属性间统计相关性增加而增加, 但影响不大; (4)受多分属性层级结构的影响较大; (4)受被试量影响不大; (5)均随题目数量增加而增加且影响较大。最后, 针对“多分属性与多级评分的关系”和“多分属性与二分属性之间的关系”这两个问题进行了讨论。以期为实证研究者提供相关的理论支持和使用建议。     

重参数化多分属性DINA模型的多级评分拓广——基于等级反应模型

多分属性认知诊断模型（CDMs）比传统的二分属性CDMs提供更详细的诊断反馈信息,但现有大部分多分属性CDMs并不具备直接分析多级（或混合）评分数据的功能。本文基于等级反应模型对重参数化多分属性DINA模型进行多级评分拓广,开发一个可处理多级评分数据的等级反应多分属性DINA模型。首先通过实证数据分析呈现新模型的现实可应用性;然后通过模拟研究探究新模型的参数估计返真性。结果表明,新模型满足同时处理多分属性和多级评分数据的现实需求;且具备良好的心理计量学性能,但对测验质量有一定要求（e.g., 题目质量较高且测验Qp矩阵具有完备性等）。     

认知诊断中多分属性与二分属性的对比研究

摘 要：Karelitz（2004）和詹沛达等（2016）认为1个多分属性内部(Lk+1)个水平的关系相当于Lk个部分满足线型层级关系的二分属性。本研究的目的是通过比较多分属性模型和二分属性模型的判准率,从而验证多分属性和二分属性间是否存在以上关系。结果表明：当属性个数较少时,两个模型的模式判准率相当,随着属性个数增加,多分属性模型的模式判准率高于二分属性模型的模式判准率。结论：在一定程度上,多分属性和二分属性之间确实存在以上关系,但两者并非完全等价,二者间的差异随着属性个数增加更加明显。     

Conditions for rasch-dichotomizability of the unidimensional polytomous rasch model

Jansen and Roskam (1986) discussed the compatibility of the unidimensional polytomous Rasch model with dichotomization of the response continuum. They derived a rather strict condition in which dichotomization of multicategory data that fit the unidimensional polytomous Rasch model, results in dichotomous data which fit the dichotomous Research model with effectively the same subject parameter. In this paper a more general dichotomization condition is derived for the polytomous Rasch model, which appears less restrictive, but upholds that the intrinsic logic of the unidimensional polytomous Rasch model defies dichotomization in general. The robustness of dichotomous analysis investigated in a simulation study. It shows a close relation with the two-parameters (Birnbaum) model. Theoretical and methodological implications are discussed.The authors are indebted to H. Müller (personal communication, August 1986), for giving an example which pointed toward the core equation in this paper. The authors also acknowledge the critical comments of Th. Bezambinder and P. Wakker, and of Psychometrika's reviewers to an earlier version of this paper.     

认知诊断框架下多级评分题目的DIF检测方法及其应用

本文对多级计分认知诊断测验的DIF概念进行了界定,并通过模拟实验以及实证研究对四种常见的多级计分DIF检验方法的适用性进行理论以及实践性的探索。研究结果表明：四种方法均能对多级计分认知诊断中的DIF进行有效的检验,且各方法的表现受模型的影响不大;相较于以总分为匹配变量,以KS为匹配变量时更利于DIF的检测;以KS为匹配变量的LDFA方法以及以KS为匹配变量的曼特尔检验方法在检测DIF题目时有着最高的检验力。     

多级评分认知诊断模型述评

认知诊断评估旨在探讨个体内部的知识掌握结构,并提供关于学生优缺点的详细诊断信息,以促进个体的全面发展。当前研究者已开发了大量0-1评分的认知诊断模型,但对于多级评分认知诊断模型的研究还比较少。本文对已有的多级评分认知诊断模型进行了归纳,介绍了模型的假设,计量特征以及适用范围,为实际应用者和研究者在多级评分认知诊断模型的比较和选用上提供借鉴和参考。最后,对未来关于多级评分诊断模型的研究方向进行了展望。     

Locally dependent latent trait model for polytomous responses with application to inventory of hostility

Psychological tests often involve item clusters that are designed to solicit responses to behavioral stimuli. The dependency between individual responses within clusters beyond that which can be explained by the underlying trait sometimes reveals structures that are of substantive interest. The paper describes two general classes of models for this type of locally dependent responses. Specifically, the models include a generalized log-linear representation and a hybrid parameterization model for polytomous data. A compact matrix notation designed to succinctly represent the system of complex multivariate polytomous responses is presented. The matrix representation creates the necessary formulation for the locally dependent kernel for polytomous item responses. Using polytomous data from an inventory of hostility, we provide illustrations as to how the locally dependent models can be used in psychological measurement.     

基于HO-DINA模型的多级评分认知诊断模型的开发

本文对具有较好发展前景的HO-DINA模型进行拓展,将仅适用于0-1评分题型的HO-DINA模型拓广至可用于多级评分题型,采用MCMC算法实现了对模型参数的估计,并对新模型性能进行了研究。研究发现: （1）本文拓展的多级评分HO-DINA模型参数估计精度较高且诊断正确率较高。（2）多级评分的HO-DINA模型诊断的属性个数越多,属性参数（ 和 ）和s参数估计的精度越差、属性诊断的正确率（MMR和PRM）越低,但能力参数（ ）和g参数的估计精度反而越高。（3）在当前条件下,若想保证属性模式判准率在80%以上,建议诊断的属性个数不宜超过7个。     

整合后验信息的多分属性认知诊断信效度指标

分类一致性和准确性是认知诊断评估中的重要指标,前者反映信度问题,后者反映效度问题。已有研究提出的指标均是基于二分属性,而多分属性的后验概率分布和属性边际概率分布均不同于二分属性,需要构建新指标来衡量多分属性情景下的信效度。本研究基于二分思想,构建出二元式信息指标用于计算多分属性测验中的信效度,并通过实验设计考察了新指标在多种影响因素中的表现,验证了新指标的有效性。最后,为多分属性诊断测验的编制提供了建议,并提出未来研究方向。     

拓广分部评分模型下计算机自适应测验变加权选题策略

摘要: 在计算机自适应测验中, 对0-1评分模型按a-分层选题是高效安全的策略,但多级评分模型的项目难度/步骤参数有多个而无法直接应用这种选题策略。信息函数能够很好地综合项目所有参数及能力参数,但最大信息量选题策略会影响考试安全。本文提出一种变加权选题策略,它通过调用一个与信息量相关联的函数,该函数与信息量成正比,与区分度的某个幂函数成反比,从而达到既能综合项目所有参数又按a分层的效果。在GPCM模型下用蒙特卡罗实验进行比较研究,结果显示新的选题策略总体效果比已有相关结果好。     

Logistic加权模型的理论构建与模拟分析

试题难度、试题考查重要性程度加权是多级记分试题的两个基本属性, 因而在IRT项目特征函数中需用不同参数来表示。以往多级记分模型用多个难度参数来描述多级记分试题的难度, 不能有效的表达多级记分试题的分数权重作用。从多级记分试题的分数加权作用角度, 本文提出Logistic加权模型并论述了理论构建思想。在Logistic加权模型下对项目参数估计的EM算法进行推导并编写了相应的参数估计程序。在Logistic加权模型下进行测验模拟, 发现项目参数估计的模拟返真性能良好。     

Polytomous IRT models and monotone likelihood ratio of the total score

In a broad class of item response theory (IRT) models for dichotomous items the unweighted total score has monotone likelihood ratio (MLR) in the latent trait. In this study, it is shown that for polytomous items MLR holds for the partial credit model and a trivial generalization of this model. MLR does not necessarily hold if the slopes of the item step response functions vary over items, item steps, or both. MLR holds neither for Samejima's graded response model, nor for nonparametric versions of these three polytomous models. These results are surprising in the context of Grayson's and Huynh's results on MLR for nonparametric dichotomous IRT models, and suggest that establishing stochastic ordering properties for nonparametric polytomous IRT models will be much harder.Hemker's research was supported by the Netherlands Research Council, Grant 575-67-034. Junker's research was supported in part by the National Institutes of Health, Grant CA54852, and by the National Science Foundation, Grant DMS-94.04438.     

Stochastic Ordering Of the Latent Trait by the Sum Score Under Various Polytomous IRT Models

The sum score is often used to order respondents on the latent trait measured by the test. Therefore, it is desirable that under the chosen model the sum score stochastically orders the latent trait. It is known that unlike dichotomous item response theory (IRT) models, most polytomous IRT models do not imply stochastic ordering. It is unknown, however, (1) whether stochastic ordering is often or rarely violated and (2) whether violations yield a serious problem for practical data analysis. These are the central issues of this paper. First, some unanswered questions that pertain to polytomous IRT models implying stochastic ordering were investigated. Second, simulation studies were conducted to evaluate stochastic ordering in practical situations. It was found that for most polytomous IRT models that do not imply stochastic ordering, the sum score can be used safely to order respondents on the latent trait.The author would like to thank Klaas Sijtsma for commenting on earlier drafts of this paper.     

一种多级评分的广义认知诊断模型

认知诊断是近些年教育测量研究中的热点,大多数的认知诊断模型仅适用于0～1评分的情况.本文提出一种有多个潜变量多个滑动参数的多级评分认知诊断模型——GP-D1NA,只要由评分标准和知识状态能确定理想反应模式,就可以利用此方法进行认知诊断分析.在该方法中,我们给出项目滑动矩阵的概念,将被试的观测得分均看成由某个理想得分的滑动,并采用EM算法估计滑动矩阵.在模拟研究中,采用每掌握一个属性得1分的评分标准,结果表明线性型、收敛型、发散型、无结构型和独立型五种属性层级结构均有较高的判准率.     

基于贝叶斯网模型的多级计分诊断测验分类及比较研究

贝叶斯网模型提供了一种方便和直观的框架结构来表示变量间的关系,非常适合在诊断测验中对教育评估的内容进行建模。本研究将两种贝叶斯网分类模型与序列多级计分诊断模型S-GDINA进行综合比较。考察两种贝叶斯网分类模型与S-GDINA在Q矩阵正确界定和包含一定比例(25%、 30%)的错误时,两者对被试的分类性能;并将贝叶斯网分类模型应用到实证数据中,展示贝叶斯网分类模型在实证数据中的分类过程和分类性能。研究结果表明：当Q矩阵由专家正确界定时,朴素贝叶斯分类模型的分类效果与S-GDINA模型相差不大,同样可以达到很好的分类效果,树增广的朴素贝叶斯分类模型的分类性能也能达到良好。实证结果进一步表明,将贝叶斯网分类模型应用于教育测量领域中的诊断分类工具是有其优势和可行的,尤其是当测验数据对于所选用诊断模型的拟合较差、测验的Q矩阵中包含错误或测验数据中包含较多的噪音时。     

基于分部评分模型思路的多级评分认知诊断模型开发

基于分部评分模型的思路, 本文提出了一般化的分部评分认知诊断模型(General Partial Credit Diagnostic Model, GPCDM), 与国际上已有的基于分部评分模型思路的多级评分模型GDM (von Davier, 2008)和PC-DINA (de la Torre, 2012)相比, GPCDM的Q矩阵定义更加灵活, 项目参数的约束条件更少。Monte Carlo实验研究表明, GPCDM模型的参数估计精度指标RMSE介于[0.015, 0.043], 表明估计精度尚可; TIMSS (2007)实证数据应用研究表明, 与GDM和PC-DINA模型相比, GPCDM与该数据的拟合度更好, 并且使用GPCDM分析该数据的诊断效果也更优。总之, 本研究提供了一种约束条件更少、功能更为强大的多级评分认知诊断模型。     

不同链接函数下多级评分认知诊断模型的比较及应用研究

认知诊断测验因具有传统测验所不具备的诊断功能而日益受到重视。当前多级评分认知诊断模型开发中,研究者采用不同的链接函数（Link Function）开发出不同的多级评分认知诊断模型。本研究基于局部或相邻类别链接函数(Local or Adjacent Categories Link Function)的思想,开发出多级评分认知诊断模型LC-DINA研究采用Monte Carlo模拟研究与实证应用研究相结合的方法,将新开发模型与已有模型进行比较并应用于国际数学与科学评估（TIMMS）中,为实际应用者提供了借鉴。     

A Note on Stochastic Ordering of the Latent Trait Using the Sum of Polytomous Item Scores

In contrast to dichotomous item response theory (IRT) models, most well-known polytomous IRT models do not imply stochastic ordering of the latent trait by the total test score (SOL). This has been thought to make the ordering of respondents on the latent trait using the total test score questionable and throws doubt on the justifiability of using nonparametric polytomous IRT models for ordinal measurement. We show that a broad class of polytomous IRT models has a weaker form of SOL, denoted weak SOL, and argue that weak SOL justifies ordering respondents on the latent trait using the total test score and, therefore, the use of nonparametric polytomous IRT models for ordinal measurement.