Effects of direct and averted gaze on the perception of facially communicated emotion

Research has largely neglected the effects of gaze direction cues on the perception of facial expressions of emotion. It was hypothesized that when gaze direction matches the underlying behavioral intent (approach-avoidance) communicated by an emotional expression, the perception of that emotion would be enhanced (i.e., shared signal hypothesis). Specifically, the authors expected that (a) direct gaze would enhance the perception of approach-oriented emotions (anger and joy) and (b) averted eye gaze would enhance the perception of avoidance-oriented emotions (fear and sadness). Three studies supported this hypothesis. Study 1 examined emotional trait attributions made to neutral faces. Study 2 examined ratings of ambiguous facial blends of anger and fear. Study 3 examined the influence of gaze on the perception of highly prototypical expressions.     

Rapid reactions to direct and averted facial expressions of fear and anger

Recent studies have shown that reaction times to expressions of anger with averted gaze and fear with direct gaze appear slower than those to direct anger and averted fear. Such findings have been explained by appealing to the notion of gaze/expression congruence with aversion (avoidance) associated with fear, whereas directness (approach) is associated with anger. The current study examined reactions to briefly presented direct and averted faces displaying expressions of fear and anger. Participants were shown four blocked series of faces; each block contained an equal mix of two facial expressions (neutral plus either fear or anger) presented at one viewpoint (either full face or three quarter leftward facing). Participants were instructed to make rapid responses classifying the expressions as either neutral or expressive. Initial analysis of reaction time distributions showed differences in distribution shape with reactions to averted anger and direct fear showing greater skew than those to direct anger and averted fear. Computational modelling, using a diffusion model of decision making and reaction time, showed a difference in the rate of information accrual with more rapid rates of accrual when viewpoint and expression were congruent. This analysis supports the notion of signal congruence as a mechanism through which gaze and viewpoint affect our responses to facial expressions.     

Social appraisal influences recognition of emotions

The notion of social appraisal emphasizes the importance of a social dimension in appraisal theories of emotion by proposing that the way an individual appraises an event is influenced by the way other individuals appraise and feel about the same event. This study directly tested this proposal by asking participants to recognize dynamic facial expressions of emotion (fear, happiness, or anger in Experiment 1; fear, happiness, anger, or neutral in Experiment 2) in a target face presented at the center of a screen while a contextual face, which appeared simultaneously in the periphery of the screen, expressed an emotion (fear, happiness, anger) or not (neutral) and either looked at the target face or not. We manipulated gaze direction to be able to distinguish between a mere contextual effect (gaze away from both the target face and the participant) and a specific social appraisal effect (gaze toward the target face). Results of both experiments provided evidence for a social appraisal effect in emotion recognition, which differed from the mere effect of contextual information: Whereas facial expressions were identical in both conditions, the direction of the gaze of the contextual face influenced emotion recognition. Social appraisal facilitated the recognition of anger, happiness, and fear when the contextual face expressed the same emotion. This facilitation was stronger than the mere contextual effect. Social appraisal also allowed better recognition of fear when the contextual face expressed anger and better recognition of anger when the contextual face expressed fear.     

Perceived gaze direction and the processing of facial displays of emotion

There is good reason to believe that gaze direction and facial displays of emotion share an information value as signals of approach or avoidance. The combination of these cues in the analysis of social communication, however, has been a virtually neglected area of inquiry. Two studies were conducted to test the prediction that direct gaze would facilitate the processing of facially communicated approach-oriented emotions (e.g., anger and joy), whereas averted gaze would facilitate the processing of facially communicated avoidance-oriented emotions (e.g., fear and sadness). The results of both studies confirmed the central hypothesis and suggest that gaze direction and facial expression are combined in the processing of emotionally relevant facial information.     

Does perceived direct gaze boost detection in adults and children with and without autism? The stare-in-the-crowd effect revisited

This study extended that of von Grünau and Anston (1995) and explored whether perceived direct gaze is easily detected by individuals with and without autism, utilizing a visual-search paradigm. Participants detected target faces with either direct gaze or averted gaze. Laterally averted faces were used to eliminate the involvement of lower perceptual characteristics such as symmetry, which were inherent with the “straight gaze” used by von Grünau and Anston. Both typically developed adults and children detected targets with direct gaze more quickly than those with averted gaze, but face inversion distorted this asymmetrical performance, suggesting the contribution of configurative facial processing. In contrast, children with autism were not affected by the gaze direction presented by realistic facial stimuli. They were, however, faster to detect straight gaze defined solely by local features, which suggests that their impairment might be specific to the detection of direct gaze presented within a facial context.     

Influence of emotional expression on the processing of gaze direction

Research demonstrates an influence of gaze direction in emotion recognition. Here we examined whether facial affect similarly influences recognition of gaze direction. Across two studies we found that averted relative to direct gaze was processed more quickly and accurately when coupled with fear, and direct relative to averted gaze with anger. Also evident was that slower overall gaze processing was associated with increased interaction effects between emotion and gaze. Examining individual differences, therefore, enabled us to extend previous research examining speed of processing as a moderator of the interaction effect, while holding constant task demands and stimulus features. Unexpectedly, a main effect emerged such that averted relative to direct gaze was found to be processed more quickly and accurately overall. This effect was not moderated by processing speed and is discussed as a potential stimulus-driven effect that may help explain discrepant findings in the literature.

Emotional modulation of attention orienting by gaze varies with dynamic cue sequence

ABSTRACT

Recent gaze cueing studies using dynamic cue sequences have reported increased attention orienting by gaze with faces expressing fear, surprise or anger. Here, we investigated whether the type of dynamic cue sequence used impacted the magnitude of this effect. When the emotion was expressed before or concurrently with gaze shift, no modulation of gaze-oriented attention by emotion was seen. In contrast, when the face cue averted gaze before expressing an emotion (as if reacting to the object after first localizing it), the gaze orienting effect was clearly increased for fearful, surprised and angry faces compared to neutral faces. Thus, the type of dynamic sequence used, and in particular the order in which the gaze shift and the facial expression are presented, modulate gaze-oriented attention, with maximal modulation seen when the expression of emotion follows gaze shift.     

The neural fate of individual item representations in visual working memory

Previous research has demonstrated an interaction between eye gaze and selected facial emotional expressions, whereby the perception of anger and happiness is impaired when the eyes are horizontally averted within a face, but the perception of fear and sadness is enhanced under the same conditions. The current study reexamined these claims over six experiments. In the first three experiments, the categorization of happy and sad expressions (Experiments 1 and 2) and angry and fearful expressions (Experiment 3) was impaired when eye gaze was averted, in comparison to direct gaze conditions. Experiment 4 replicated these findings in a rating task, which combined all four expressions within the same design. Experiments 5 and 6 then showed that previous findings, that the perception of selected expressions is enhanced under averted gaze, are stimulus and task-bound. The results are discussed in relation to research on facial expression processing and visual attention.     

威胁相关面孔表情对眼睛注视方向知觉的影响

以往研究发现眼睛注视方向知觉受面孔表情的影响,愤怒面孔相较于恐惧面孔更倾向被判断为看着观察者。虽然研究者对此提出了不同的解释,但目前尚不清楚愤怒和恐惧表情在注视方向知觉中的这种差异影响到底来自于面孔的结构信息还是物理特征信息。本研究采用注视方向辨别任务,计算直视知觉范围（The Cone of Direct Gaze,CoDG）为因变量,分别以直立,倒置及模糊图片为实验材料,试图通过分离面孔结构信息和物理特征信息,对以上问题进行探讨。结果发现在保留面孔全部信息的情况下（实验1）愤怒面孔的CoDG大于恐惧面孔;在破坏结构信息加工,只保留特征信息加工的情况下（实验2））愤怒和恐惧表情在直视知觉范围上的差异消失了;在削弱物理特征信息加工,保留结构信息加工的情况下（实验3）二者在CoDG上的差异又复现。本研究结果说明不同威胁性面孔表情对眼睛注视知觉的影响主要来自于二者在与情绪意义相关的结构信息加工上的不同,而二者非低级的物理信息上的差异,支持信号共享假说和情绪评价假说对威胁性面孔表情与注视方向整合加工解释的理论基础。     

The shared signal hypothesis: Effects of emotion‐gaze congruency in infant and adult visual preferences

In this study, 4‐month‐old infants’ and adults’ spontaneous preferences for emotional and neutral displays with direct and averted gaze are investigated using visual preference paradigms. Specifically, by presenting two approach‐oriented emotions (happiness and anger) and two avoidance‐oriented emotions (fear and sadness), we asked whether the pattern of emotion–gaze interaction suggested by the shared signal hypothesis (SSH) would also be found with this paradigm. Both age groups demonstrated an ability to discern the approach‐ and avoidance‐oriented emotions, matching them with direct and averted gaze, respectively. Nonetheless, infants showed a greater sensitivity for the congruent emotion‐gaze combination in the approach‐oriented emotions, while adults were equally sensitive to the gaze‐expression congruence for both the approach‐ and avoidance‐oriented emotions. In a follow‐up experiment, infants showed no preference for direct or averted gaze in the context of neutral faces. We conclude that the SSH may have validity from infancy, gradually extending from approach‐oriented emotions to avoidance‐oriented emotions over the course of development.     

Anxiety and sensitivity to gaze direction in emotionally expressive faces

This study investigated the role of neutral, happy, fearful, and angry facial expressions in enhancing orienting to the direction of eye gaze. Photographs of faces with either direct or averted gaze were presented. A target letter (T or L) appeared unpredictably to the left or the right of the face, either 300 ms or 700 ms after gaze direction changed. Response times were faster in congruent conditions (i.e., when the eyes gazed toward the target) relative to incongruent conditions (when the eyes gazed away from the target letter). Facial expression did influence reaction times, but these effects were qualified by individual differences in self-reported anxiety. High trait-anxious participants showed an enhanced orienting to the eye gaze of faces with fearful expressions relative to all other expressions. In contrast, when the eyes stared straight ahead, trait anxiety was associated with slower responding when the facial expressions depicted anger. Thus, in anxiety-prone people attention is more likely to be held by an expression of anger, whereas attention is guided more potently by fearful facial expressions.     

Effects of perceived mutual gaze and gender on face processing and recognition memory

Perceived gaze contact in seen faces may convey important social signals. We examined whether gaze perception affects face processing during two tasks: Online gender judgement, and later incidental recognition memory. Individual faces were presented with eyes directed either straight towards the viewer or away, while these faces were seen in either frontal or three-quarters view. Participants were slower to make gender judgements for faces with direct versus averted eye gaze, but this effect was particularly pronounced for faces with opposite gender to the observer, and seen in three-quarters view. During subsequent surprise recognition-memory testing, recognition was better for faces previously seen with direct than averted gaze, again especially for the opposite gender to the observer. The effect of direct gaze was stronger in both tasks when the head was seen in three-quarters rather than in frontal view, consistent with the greater salience of perceived eye contact for deviated faces. However, in the memory test, face recognition was also relatively enhanced for faces of opposite gender in front views when their gaze was averted rather than direct. Together, these results indicate that perceived eye contact can interact with facial processing during gender judgements and recognition memory, even when gaze direction is task-irrelevant, and particularly for faces of opposite gender to the observer (an influence which controls for stimulus factors when considering observers of both genders). These findings appear consistent with recent neuroimaging evidence that social facial cues can modulate visual processing in cortical regions involved in face processing and memory, presumably via interconnections with brain systems specialized for gaze perception and social monitoring.     

Gender moderates the relationship between emotion and perceived gaze

Recent evidence shows that gender modulates the morphology of facial expressions and might thus alter the meaning of those expressions. Consequently, we hypothesized that gender would moderate the relationship between facial expressions and the perception of direct gaze. In Study 1, participants viewed male and female faces exhibiting joy, anger, fear, and neutral expressions displayed with direct and averted gazes. Perceptions of direct gaze were most likely for male faces expressing anger or joy and for female faces expressing joy. Study 2 established that these results were due to facial morphology and not to gender stereotypes. Thus, the morphology of male and female faces amplifies or constrains emotional signals and accordingly alters gaze perception.     

Gaze direction and facial expressions exert combined but different effects on attentional resources

Gaze direction and facial expressions are critical components of face processing and have been shown to influence attention deployment. We investigated whether gaze direction (direct vs. averted) combined with a neutral or angry expression modulates the deployment of attentional resources over time. In a Rapid Serial Visual Presentation (RSVP) paradigm participants had to decide the gender of a neutral or an angry target face with direct or averted gaze (T1) and then to judge the orientation of a target picture of a landscape (T2), following the face at different time intervals. Results showed no attentional blink effect (i.e., no deterioration in T2 accuracy) when T1 was an angry face with direct gaze, whereas it was present for angry faces with averted gaze or neutral faces with either averted or direct gaze. These findings are consistent with appraisal theories and are discussed against the background of automatic processing of threat stimuli.     

Gaze direction and facial expressions exert combined but different effects on attentional resources

Gaze direction and facial expressions are critical components of face processing and have been shown to influence attention deployment. We investigated whether gaze direction (direct vs. averted) combined with a neutral or angry expression modulates the deployment of attentional resources over time. In a Rapid Serial Visual Presentation (RSVP) paradigm participants had to decide the gender of a neutral or an angry target face with direct or averted gaze (T1) and then to judge the orientation of a target picture of a landscape (T2), following the face at different time intervals. Results showed no attentional blink effect (i.e., no deterioration in T2 accuracy) when T1 was an angry face with direct gaze, whereas it was present for angry faces with averted gaze or neutral faces with either averted or direct gaze. These findings are consistent with appraisal theories and are discussed against the background of automatic processing of threat stimuli.     

The effect of facial expression and gaze direction on memory for unfamiliar faces

We report data from an experiment that investigated the influence of gaze direction and facial expression on face memory. Participants were shown a set of unfamiliar faces with either happy or angry facial expressions, which were either gazing straight ahead or had their gaze averted to one side. Memory for faces that were initially shown with angry expressions was found to be poorer when these faces had averted as opposed to direct gaze, whereas memory for individuals shown with happy faces was unaffected by gaze direction. We suggest that memory for another individual's face partly depends on an evaluation of the behavioural intention of that individual.     

The effect of facial expression and gaze direction on memory for unfamiliar faces

We report data from an experiment that investigated the influence of gaze direction and facial expression on face memory. Participants were shown a set of unfamiliar faces with either happy or angry facial expressions, which were either gazing straight ahead or had their gaze averted to one side. Memory for faces that were initially shown with angry expressions was found to be poorer when these faces had averted as opposed to direct gaze, whereas memory for individuals shown with happy faces was unaffected by gaze direction. We suggest that memory for another individual's face partly depends on an evaluation of the behavioural intention of that individual.     

The interaction between gaze direction and facial expressions in newborns

The ability to decode facial expressions is an important component of social interaction and functioning. This ability is even more fundamental early in life, prior to the development of verbal communication. However, it is still unclear whether newborns can detect, discriminate and process facial expressions, and, if so, what the mechanisms underlying this ability are. In this study, we extend the investigation of perceived emotional expression by manipulating gaze direction with different facial expressions. Specifically, newborns were presented with faces displaying neutral, fearful, or happy facial expressions accompanied with direct or averted gaze, and tested in a visual preference paradigm. Four experiments were conducted in which different combinations of expression and gaze were used. However, only in the fourth experiment did newborns show a visual preference for a specific emotional display; they looked significantly longer at a happy face than a neutral one only when both were accompanied with direct gaze. These results provide support for the advantage of happy facial expressions in the development of a face processing system and suggest that this preference reflects experience acquired during the first few days after birth.     

Pointing with the eyes: the role of gaze in communicating danger

Facial expression and direction of gaze are two important sources of social information, and what message each conveys may ultimately depend on how the respective information interacts in the eye of the perceiver. Direct gaze signals an interaction with the observer but averted gaze amounts to "pointing with the eyes", and in combination with a fearful facial expression may signal the presence of environmental danger. We used fMRI to examine how gaze direction influences brain processing of facial expression of fear. The combination of fearful faces and averted gazes activated areas related to gaze shifting (STS, IPS) and fear-processing (amygdala, hypothalamus, pallidum). Additional modulation of activation was observed in motion detection areas, in premotor areas and in the somatosensory cortex, bilaterally. Our results indicate that the direction of gaze prompts a process whereby the brain combines the meaning of the facial expression with the information provided by gaze direction, and in the process computes the behavioral implications for the observer.     

Anxiety and sensitivity to eye gaze in emotional faces

This paper reports three studies in which stronger orienting to perceived eye gaze direction was revealed when observers viewed faces showing fearful or angry, compared with happy or neutral, emotional expressions. Gaze-related spatial cueing effects to laterally presented fearful faces and centrally presented angry faces were also modulated by the anxiety level of participants, with high- but not low-state anxious individuals revealing enhanced shifts of attention. In contrast, both high- and low-state anxious individuals demonstrated enhanced orienting to averted gaze when viewing laterally presented angry faces. These results provide novel evidence for the rapid integration of facial expression and gaze direction information, and for the regulation of gaze-cued attention by both the emotion conveyed in the perceived face and the degree of anxiety experienced by the observer.