Standard Errors of Kernel Equating: Accounting for Bandwidth Estimation

In standardized testing, equating is used to ensure comparability of test scores across multiple test administrations. One equipercentile observed-score equating method is kernel equating, where an essential step is to obtain continuous approximations to the discrete score distributions by applying a kernel with a smoothing bandwidth parameter. When estimating the bandwidth, additional variability is introduced which is currently not accounted for when calculating the standard errors of equating. This poses a threat to the accuracy of the standard errors of equating. In this study, the asymptotic variance of the bandwidth parameter estimator is derived and a modified method for calculating the standard error of equating that accounts for the bandwidth estimation variability is introduced for the equivalent groups design. A simulation study is used to verify the derivations and confirm the accuracy of the modified method across several sample sizes and test lengths as compared to the existing method and the Monte Carlo standard error of equating estimates. The results show that the modified standard errors of equating are accurate under the considered conditions. Furthermore, the modified and the existing methods produce similar results which suggest that the bandwidth variability impact on the standard error of equating is minimal.     

A test-theoretic approach to observed-score equating

Observed-score equating using the marginal distributions of two tests is not necessarily the universally best approach it has been claimed to be. On the other hand, equating using the conditional distributions given the ability level of the examinee is theoretically ideal. Possible ways of dealing with the requirement of known ability are discussed, including such methods as conditional observed-score equating at point estimates or posterior expected conditional equating. The methods are generalized to the problem of observed-score equating with a multivariate ability structure underlying the scores. This article is based on the author's Presidential Address given on July 7, 2000 at the 65th Annual Meeting of the Psychometric Society held at the University of British Columbia, Vancouver, Canada. The author is most indebted to Wim M.M. Tielen for his computational assistance and Cees A.W. Glas for his comments on a draft of this paper.     

Marginal maximum likelihood estimation of item response theory (IRT) equating coefficients for the common-examinee design

A method of estimating item response theory (IRT) equating coefficients by the common-examinee design with the assumption of the two-parameter logistic model is provided. The method uses the marginal maximum likelihood estimation, in which individual ability parameters in a common-examinee group are numerically integrated out. The abilities of the common examinees are assumed to follow a normal distribution but with an unknown mean and standard deviation on one of the two tests to be equated. The distribution parameters are jointly estimated with the equating coefficients. Further, the asymptotic standard errors of the estimates of the equating coefficients and the parameters for the ability distribution are given. Numerical examples are provided to show the accuracy of the method.     

含题组的测验等值

题组越来越多地出现在各类考试中, 采用标准的IRT模型对有题组的测验等值, 可能因忽略题组的局部相依性导致等值结果的失真。为解决此问题, 我们采用基于题组的2PTM模型及IRT特征曲线法等值, 以等值系数估计值的误差大小作为衡量标准, 以Wilcoxon符号秩检验为依据, 在几种不同情况下进行了大量的Monte Carlo模拟实验。实验结果表明, 考虑了局部相依性的题组模型2PTM绝大部分情况下都比2PLM等值的误差小且有显著性差异。另外, 用6种不同等值准则对2PTM等值并评价了不同条件下等值准则之间的优劣。     

项目特征曲线等值的抽样误差

现在,等值越来越受到各考试测验机构及测量学研究人员的重视,特别是项目反应理论等值的优越性更使他们有了信心。然而,很多人却没有注意到被试能力分布形态可能给等值结果带来的影响效果及程度。本研究以项目反应理论两级记分模型的项目参数等值在不同被试能力分布形态下的结果差异作为重点,探讨被试抽样偏差可能给项目特征曲线等值带来的误差问题。研究结果表明,被试能力分布形态会显著地影响项目参数等值的系数,特别地,能力分布的偏态系数与等值方程的截距存在显著的线性相关关系,但能力分布形态的变化对等值方程中斜率的影响并不明显     

Observed-score equating as a test assembly problem

A set of linear conditions on item response functions is derived that guarantees identical observed-score distributions on two test forms. The conditions can be added as constraints to a linear programming model for test assembly that assembles a new test form to have an observed-score distribution optimally equated to the distribution on an old form. For a well-designed item pool and items fitting the IRT model, use of the model results into observed-score pre-equating and prevents the necessity ofpost hoc equating by a conventional observed-score equating method. An empirical example illustrates the use of the model for an item pool from the Law School Admission Test.The authors are most indebted to Norman D. Verhelst for suggesting Proposition 4 and its proof, to the Law School Admission Council (LSAC) for making available the data set, and to Wim M. M. Tielen for his computational assistance.     

对15种测验等值方法的比较研究

此项研究通过试验方法对４种基于经典测验理论的等值方法和１１种基于项目反应理论的等值方法进行了比较研究。研究数据为ＨＳＫ正式考试的数据,研究采用了较为可靠的检验标准。研究结果表明,在有些情况下,进行等值处理并非是最好的选择;在题库建设中,某些ＩＲＴ方法是可行的;至少对于ＨＳＫ数据,不论是单、双、三参数,不论是ｍｓ方法和ｍｍ方法,ＩＲＴ参数转换等值方法的误差都较大,均不足取。     

项目反应理论观察分数核等值的影响因素

探究带宽选择方法、样本量、题目数量、等值设计、数据模拟方式对项目反应理论观察分数核等值的影响。通过两种数据模拟方式,获得研究数据,并计算局部与全域评价指标。研究发现,在随机组设计中,带宽选择方法表现相似;考生样本量和题目数量影响甚微。在非等组设计中,惩罚法与Silverman经验准则表现优异;增加题目量可降低百分相对误差和随机误差;增加样本量导致百分相对误差变大,随机误差减小。数据模拟方式可影响等值评价。未来应重点关注等值系统评估。     

IRT与MIRT在测验垂直等值中的应用

测验垂直等值是指将测试同一心理特质的不同水平的测验转换到同一个分数量尺上的过程。IRT与MIRT是实现垂直等值的主要方法。IRT无需假设被试的能力分布, 参数估计不依赖于样本, 是构建垂直量表的有效方法, 但测验不满足单维假设时其应用受到限制。MIRT结合IRT和因素分析的特点对IRT进行了拓展, 可更有效估计多维测验的项目参数和被试能力参数, 在垂直等值中有重要应用。已有研究主要探讨IRT和MIRT在垂直等值应用中的适用性、标定方法和参数估计方法, 比较研究两种方法的特性。未来研究应纳入更多变量条件进行比较研究, 拓展方法的应用。     

等级反应模型下项目特征曲线等值法在大型考试中的应用

在中国最大的资格考试之一的经济专业资格考试中,为保证不同年度间考试的可比性、进行题库建设和为计算机自适应考试做准备,应用项目反应理论中等级反应模型下的项目特征曲线等值法,采用铆测验等值设计,实现了4个年度考试资料的项目参数和能力参数的等值,并成功地组建了经济专业题库。在此基础上,利用等值技术对不同年份试卷的划界分数进行了比较,为经济考试的合格标准制定、确保考试的公平性提供了实证依据。     

Analytic smoothing for equipercentile equating under the common item nonequivalent populations design

A cubic spline method for smoothing equipercentile equating relationships under the common item nonequivalent populations design is described. Statistical techniques based on bootstrap estimation are presented that are designed to aid in choosing an equating method/degree of smoothing. These include: (a) asymptotic significance tests that compare no equating and linear equating to equipercentile equating; (b) a scheme for estimating total equating error and for dividing total estimated error into systematic and random components. The smoothing technique and statistical procedures are explored and illustrated using data from forms of a professional certification test.     

IRT Test Equating in Complex Linkage Plans

Linkage plans can be rather complex, including many forms, several links, and the connection of forms through different paths. This article studies item response theory equating methods for complex linkage plans when the common-item nonequivalent group design is used. An efficient way to average equating coefficients that link the same two forms through different paths will be presented and the asymptotic standard errors of indirect and average equating coefficients are derived. The methodology is illustrated using simulations studies and a real data example.     

Asymptotic Standard Errors of Generalized Partial Credit Model True Score Equating Using Characteristic Curve Methods

In this study, the delta method was applied to estimate the standard errors of the true score equating when using the characteristic curve methods with the generalized partial credit model in test equating under the context of the common-item nonequivalent groups equating design. Simulation studies were further conducted to compare the performance of the delta method with that of the bootstrap method and the multiple imputation method. The results indicated that the standard errors produced by the delta method were very close to the criterion empirical standard errors as well as those yielded by the bootstrap method and the multiple imputation method under all the manipulated conditions.     

大学英语四、六级考试分数等值研究

对现有的大学英语四、六级考试分数等值模式中存在的若干问题进行了深入的分析,并提出了新的解决方案——一个基于铆题设计和两参数IRT模型的解决方案。主要包括：（1）用两参数逻辑斯蒂模型替代原来的Rasch模型,以改进题目模型的适合性;（2）用共同题目的等值设计取代原来的共同被试等值设计,解决共同被试等值设计中,等值考生的动机水平难以控制的难题;（3）建立专用的等值用题库,并且一次性完成其中铆题的预测和参数标定工作,以解决原来等值模式中存在的误差累积问题。同时,由于铆题的保密工作难度较小,因此,等值专用题库对保证等值结果的可靠性也具有重大意义;（4）本文还对新的分数等值方案进行了真实的考试数据等值计算实验,并得到了一个令人满意的分数等值结果。     

对从HSK题库中计算机自动生成试卷稳定性的试验检验

由计算机从题库中自动生成的试卷能否保持难度的相对稳定？根据IRT进行的等值误差范围有多大？为了回答这些问题,本文以共同组等值作为标准,对基于IRT之上的共同题等值误差进行了试验检验。试验中,采取一定措施保证了考生的动机水平。结果显示,IRT等值的校正方向都是正确的。在4个分测验中有3个分测验的的等值校正效果较理想,1个分测验的等值校正效果不够理想。计算机自动生成的试卷与原有人工命制的试卷在得分方面比较一致,分数相关达到0.931,获得证书的情况也是比较一致的。     

高中会考等值方法的比较研究

本研究采用随机等组设计与铆测验相结合的方案。首先验证了两随机等组的平均数、方差和分布状态无显著差异,再用随机等组的等值分作为等值效标来检验其他等值方法的误差,然后比较了在铆测验设计中三种线性等值方法（在不同总体权重下）的误差值,以选出适合高中合考的等值方法及总体权重。经研究发现：会考等值宜采用Tucker观察分数线性等值方法,并宜选择总体权重W1＝1。     

Effects of Differential Item Functioning on Examinees' Test Performance and Reliability of Test

Simulations were conducted to examine the effect of differential item functioning (DIF) on measurement consequences such as total scores, item response theory (IRT) ability estimates, and test reliability in terms of the ratio of true-score variance to observed-score variance and the standard error of estimation for the IRT ability parameter. The objective was to provide bounds of the likely DIF effects on these measurement consequences. Five factors were manipulated: test length, percentage of DIF items per form, item type, sample size, and level of group ability difference. Results indicate that the greatest DIF effect was less than 2 points on the 0 to 60 total score scale and about 0.15 on the IRT ability scale. DIF had a limited effect on the ratio of true-score variance to observed-score variance, but its influence on the standard error of estimation for the IRT ability parameter was evident for certain ability values.     

核等值：一种观察分数等值体系

核等值流程包括：预平滑、估计分数概率、连续化、等值、评估等值结果。该方法兼具线性等值与等百分位等值的优点, 各环节扩展性与包容性较强; 采用平滑与连续化处理, 可降低等值随机误差; 等值差异标准误等其所特有的概念为结果评估提供可靠的工具。连续化与带宽选择方法等因素均可影响其表现; 基于核等值的新方法为等值发展提供了新颖的视角。未来可关注核等值体系的扩充与完善、流程的更新、等值方法的结合和比较等方向。     

项目反应理论框架下的新等值方法——对数对比等值法

项目反应理论有一些以除法形式给出的多级评分模型,若采用Haebara等值法、Stocking_Lord等值法或对称相对熵等值法进行测验等值,都因其对初值有较高要求而可能导致失败。针对这一类模型,我们给出了一种新的等值方法——对数对比等值法。这种方法收敛快,对迭代初值要求低,所得结果精度较高,可以为其他等值方法提供良好的初值。研究表明,对数对比等值法还改进和推广了0-1评分的两参数Logistic模型的Logit变换等值法