The novelty effect: support for the Novelty-Encoding Hypothesis

In two experiments, we examined the "Novelty-Encoding Hypothesis" proposed by Tulving and Kroll (1995), suggesting that the encoding of online information into long-term memory is influenced by its novelty and that novelty increases recognition performance. In Phase 1 (familiarization phase), subjects participated in a standard memory experiment in which different types of materials (verbs and nouns) were studied under different encoding conditions (enactment and non-enactment) and were tested by an expected recognition test. In Phase 2 (critical phase), subjects evaluated the materials (both familiar materials which were encoded earlier in Phase 1, and novel materials which were not presented earlier in Phase 1) in a frequency judgment task and were given an unexpected recognition test. The results of both experiments showed that novel items were recognized better than familiar items. This result held true for both hit rates - false alarms and hit rates. The novelty effect was observed for different subjects (Swedish and Japanese), different materials (verbs and nouns; high frequency and low frequency), and different types of encoding in Phase 1 (enactment and non-enactment). These findings provide support for the "Novelty-Encoding Hypothesis" stating that the effect is based on the encoding of target items at the time of the critical study (Phase 2). A comparison between the present experiments and the Tulving and Kroll (1995), Dobbins, Kroll, Yonelinas & Liu (1998) and Greene (1999) studies suggests that the novelty effect is more pronounced under incidental encoding than under intentional encoding.     

The mirror effect and mixture signal detection theory

The mirror effect for word frequency refers to the finding that low-frequency words have higher hit rates and lower false alarm rates than high-frequency words. This result is typically interpreted in terms of conventional signal detection theory (SDT), in which case it indicates that the order of the underlying old item distributions mirrors the order of the new item distributions. However, when viewed in terms of a mixture version of SDT, the order of hits and false alarms does not necessarily imply the same order in the underlying distributions because of possible effects of mixing. A reversal in underlying distributions did not appear for fits of mixture SDT models to data from 4 experiments.     

Implicit and explicit memory without awareness

Summary Three experiments are reported which investigate the conscious status of subjects during an implicit-memory test. In all experiments the subjects either named each visually presented target item or generated each item from an anagram in a first phase of incidental learning. In a second phase, they were either given a visual word-stem completion task as an implicit-memory test or given a recognition task (Experiment 1), or a cued-recall task (Experiments 2 and 3) as explicit-memory tests. Finally, in a third phase the subjects were required to make decisions about the input status (i. e., they had to decide whether the item was present in the first phase) as well as about the output status of information (i. e., they had to decide whether the item had been completed, recognized or recalled in the second phase). A generation effect (i. e., generated items were remembered better than named items) was evident in the recognition and recall data, but only for items whose recognition or recall was accompanied by conscious recollection of their previous occurrence in the study list. Judgments about the input status were more precise, given that items had been consciously recognized or recalled rather than completed. The same pattern of findings was observed for judgments about the output status. The results are interpreted as evidence that subjects in implicit-memory tests are less aware of the fact that some of their productions are relevant to prior experiences. In addition, they are less aware of the fact that they are retrieving information from their memories. However, the same state of nonawareness may be present in explicit-memory tests, as was revealed by the performance of subjects on those items whose recognition or recall was not accompanied by conscious recollection.     

合体字与复合词中联结编码和项目编码的关系

本研究通过考察合体字和复合词加工过程中联结记忆和项目记忆的变化,探究了在将不同项目绑定为整体的过程中联结编码和项目编码间的关系,并结合脑电技术比较了合体字和复合词的加工过程在神经机制上的差异。行为结果显示:与不能组成字或词的编码条件相比,合体字和复合词编码条件下的联结记忆成绩有显著提升,且项目记忆成绩没有下降;与复合词编码相比,合体字编码条件下的联结记忆和项目记忆成绩都显著更好。脑电结果显示:复合词编码时晚期负成分(LNC)主要位于额区且发生较早,而合体字编码时的LNC主要位于枕区且发生更晚;合体字编码比复合词编码在α/β频段的神经振荡去同步化更强。这些结果表明,将不同项目绑定为整体的操作可以强化大脑对联结信息的加工,同时不会损害对项目的加工,支持了“只有收益”的观点。本研究也从实证的角度为汉语学习材料的编排提供了参考。     

The word-frequency paradox in recognition

High-frequency words are recalled better than are low-frequency words, but low-frequency words produce higher hit rates in a recognition test than do high-frequency words. Two experiments provided new date on the phenomenon and also evidence relevant to the dual process model of recognition, which postulates that recognition judgments are a function of increments in item familiarity and of item retrievability. First, recall and recognition by subjects who initially performed a single lexical decision task were compared with those of subjects who also gave definitions of high-, low-, and very low-frequency target words. In the second experiment, subjects initially performed either a semantic, elaborative task or an integrative task that focused attention on the physical, perceptual features of the same words. Both experiments showed that extensive elaborative processing results in higher recall and hit rates but lower false alarm rates, whereas word frequency has a monotonic, linear effect on recall and false alarm rates, but a paradoxical, curvilinear effect on hit rates. Elaboration is apparently more effective when the potential availability of meaningful connections with other structures is greater (as for high-frequency words). The results are consistent with the dual process model.     

Familiarity from orthographic information: Extensions of the recognition without identification effect

Two experiments were conducted to investigate the effect of letter location information in recognition memory judgments. The experiments used the recognition without identification paradigm (Peynircioglu, 1990), in which participants first attempt to identify the test item and then make a recognition decision as to whether or not the item was studied. In these studies, items that are not identified but that correspond to items that were presented are typically still rated as more likely to have been studied than those that were not presented. The present experiments demonstrated this finding with a variant of the conjunction lure paradigm. In Experiments 1 and 2, participants were tested with word fragments that were made from the letters of two words. When the letters were from studied items, fragments were rated higher than when the test items were derived from two unstudied items, or one studied item and one unstudied item, suggesting that recognition without identification is prone to the same types of errors as recognition with identification. Results are discussed in terms of familiarity effects in recognition memory.     

Effects of post‐cue interval on intentional forgetting

This study examined the effect of post‐cue interval on directed forgetting and suppression. Experiments 1 and 2 used the item method of directed forgetting. The interval between the cue to remember/forget (R/F) and the presence of the next item was manipulated. As the post‐cue interval increased, the rates of hits and ‘remember’ responses on the recognition test also increased not only for R items but also for F items, suggesting that participants did not stop processing F items after the F cue. Experiment 3 manipulated both the number of response/suppression attempts and the duration of response/suppression for each word pair during the response/suppression phase. The results showed that increasing the number of suppression attempts led to worse recall in the subsequent memory test. However, increasing the duration of suppression reduced the suppression effect. These results provide insights into a key factor for successful intentional forgetting and suppression.     

Recognition and frequency judgments in young and elderly adults

Three experiments examined frequency judgments and recognition memory in young and elderly adults. Subjects were presented a long list of words at either a 5-s rate (Experiments 1 & 3) or a 1-s rate (Experiment 2), after which frequency-judgment and recognition memory tasks were administered. Either an absolute (Experiments 1 & 2) or a relative (Experiment 3) frequency-judgment task was used. The recognition test, which involved repeated tests of some items, involved either one incorrect item paired with each correct item (Experiments 1 & 2), or four incorrect items (Experiment 3). Age-related differences in frequency judgments, for the more frequently presented items, were found in all three experiments. For the recognition scores, the predicted interaction between age and successive tests was found only in Experiment 3. The results were interpreted within the framework of age-related differences in elaborative encoding and in distractibility to irrelevant stimuli.     

On the nature of the decision axis in signal-detection-based models of recognition memory

Most models of recognition memory involve a signal-detection component in which a criterion is placed along a decision axis. Older models generally assume a familiarity-decision axis, but newer models often assume a likelihood ratio axis instead because it allows for a more natural account of the ubiquitous mirror effect. In 3 experiments reported here, item strength was differentially manipulated to see whether a mirror effect would occur. Within a list, the items from 1 category were strengthened by repetition, but the items from another category were not. On the subsequent recognition test, the hit rate was higher for the strong category, but the false-alarm rates for the weak and strong categories were the same (i.e., no mirror effect was observed). This result suggests that the decision axis represents a familiarity scale and that participants adopt a single decision criterion that they maintain throughout the recognition test.     

Not all sources of familiarity are created equal: the case of word frequency and repetition in episodic recognition

Low-frequency (LF) words produce higher hit rates and lower false alarm rates than high-frequency (HF) words. This word frequency mirror pattern has been interpreted within dual-process models of recognition, which assume the contributions of a slower recollective process and a relatively fast-acting familiarity process. In the present experiments, recollection and familiarity were placed in opposition using Jacoby, L. L., Journal of Memory and Language, 30, 513–541 (1991), two-list exclusion paradigm with HF and LF words. Exclusion errors to LF words exceeded those to HF words at fast deadlines, whereas the reverse occurred at slow deadlines. In Experiments 2 and 3, false alarms to HF nonpresented lures were higher than to LF nonpresented lures, indicating the use of baseline familiarity for totally new items. Combined, these results indicate that in addition to baseline familiarity and recollection, a third process involving the assessment of a relative change in familiarity is involved in recognition performance. Both relative changes in familiarity and recollection processes have distinct time courses and are engaged when there is diagnostic list information available, whereas baseline familiarity is used when there is no diagnostic information available (e.g., for nonpresented lure items).     

基于可达阵的一种Q矩阵标定方法

Q矩阵标定是实施认知诊断评估的前提,已有Q矩阵修正方法并不太适合测验中已知属性向量的题目数较少的情形。根据拓展Q矩阵理论中可达阵R列与简化Q阵列存在布尔“或”关系,在一定认知假设下,率先提出可达阵R与简化Q阵的潜在反应列存在布尔“与”关系,并由此提出基于可达阵的Q矩阵标定方法。研究显示：在已知一个可达阵下,当可达阵项目的猜测或失误参数在.20以下且待标定项目的项目参数约在.30以下时,新方法所得Q矩阵元素返真率基本在.90以上,并且真实Q矩阵与估计Q矩阵下被试分类准确率差异很小;对于含5个属性的独立结构,新方法要求的随机样本的样本量较小;实证研究也印证了模拟研究的结论。新方法只需专家标定少量题目的Q矩阵,即已经标定的Q矩阵对应属性层级结构的可达阵。     

Paradoxical effects of presentation modality on false memory.

Two experiments are reported in which the effects of presentation modality on false memory in recall and recognition are studied. False recall and recognition of critical targets are lower for non-presented items related to a study list when that study list is presented visually than when presented auditorily. This pattern of low levels of false memory for critical targets holds even when participants read the visually presented study items aloud. These results suggest that recollection of visual detail plays a role in the prevention of false memory. However, both the hit rates (true memory) and the false-alarm rates to weakly related distractors (non-critical targets) were higher for visual presentation than for auditory presentation, suggesting that more than one mechanism may underlie false recognition.     

Tracking the emergence of memories: A category-learning paradigm to explore schema-driven recognition

Previous research has shown that prior knowledge structures or schemas affect recognition memory. However, since the acquisition of schemas occurs over prolonged periods of time, few paradigms allow the direct manipulation of schema acquisition to study their effect on memory performance. Recently, a number of parallelisms in recognition memory between studies involving schemas and studies involving category learning have been identified. The current paper capitalizes on these findings and offers a novel experimental paradigm that allows manipulation of category learning between individuals to study the effects of schema acquisition on recognition. First, participants learn to categorize computer-generated items whose category-inclusion criteria differ between participants. Next, participants study items that belong to either the learned category, the non-learned category, both, or neither. Finally, participants receive a recognition test that includes old and new items, either from the learned, the non-learned, or neither category. Using variations on this paradigm, four experiments were conducted. The results from the first three studies suggest that learning a category increases hit rates for old category-consistent items and false alarm rates for new category-consistent lures. Absent the category learning, no such effects are evident, even when participants are exposed to the same learning trials as those who learned the categories. The results from the fourth experiment suggest that, at least for false alarm rates, the effects of category learning are not solely attributable to frequency of occurrence of category-consistent items during learning. Implications for recognition memory as well as advantages of the proposed paradigm are discussed.     

A mega recognition memory study of 2897 disyllabic words

Following the studies by Cortese, Khanna, and Hacker (2010) on recognition memory for monosyllabic words, recognition memory estimates (e.g., hits, false alarms, hits minus false alarms) for 3000 disyllabic words were obtained from 120 subjects and 2897 of these words were analysed via multiple regression. Participants studied 30 lists of 50 words and were tested on 30 lists of 100 words. Of the subjects, 60 received a constant study time of 2000?ms per item and 60 studied items at their own pace. Specific predictor variables included log word frequency, word length, imageability, age of acquisition, orthographic similarity, and phonological similarity. The results were similar to those of Cortese et al. (2010). Specifically, in the analysis of hits minus false alarms, the entire set of predictor variables accounted for 34.9% of the variance. All predictor variables except phonological similarity were related to performance, with imageability, length, orthographic similarity and frequency all being strong predictors. These results are mostly compatible with the predictions made by single- and dual-process theories. However, across items hit rates were not correlated with false alarms. Given that most variables produced the standard mirror pattern, this latter outcome poses a major challenge for recognition memory theories.     

The variance theory of the mirror effect in recognition memory

The mirror effect refers to a rather general empirical finding showing that, for two classes of stimuli, the class with the higher hit rates also has a lower false alarm rate. In this article, a parsimonious theory is proposed to account for the mirror effect regarding, specifically, high- and low-frequency items and the associated receiver-operating curves. The theory is implemented in a recurrent network in which one layer represents items and the other represents contexts. It is shown that the frequency mirror effect is found in this simple network if the decision is based on counting the number of active nodes in such a way that performance is optimal or near optimal. The optimal performance requires that the number of active nodes is low, only nodes active in the encoded representation are counted, the activation threshold is set between the old and the new distributions, and normalization is based on the variance of the input. Owing to the interference caused by encoding the to-be-recognized item in several preexperimental contexts, the variance of the input to the context layer is greater for highthan for low-frequency items, which yields lower hit rates and higher false alarm rates for high- than for low-frequency items. Although initially the theory was proposed to account for the mirror effect with respect to word frequency, subsequent simulations have shown that the theory also accounts for strength-based mirror effects within a list and between lists. In this case, consistent with experimental data, the variance theory suggests that focusing attention to the more difficult class within a list affects the hit rate, but not the false alarm rate and not the standard deviations of the underlying density, leading to no mirror effect.     

Decision processes in children's recognition memory

Kindergarteners and third graders were given a continuous recognition memory task involving two-digit numbers. In addition, a rating scale consisting of photographs of various facial expressions was used to obtain confidence judgments from the Ss. Conventional analyses as well as signal detection analyses of the data revealed the following results: (a) the overall performance of the third graders was superior to that of the kindergarteners; (b) memory strength decreased as the number of intervening items increased; (c) there was no difference in the forgetting rates of the two grade levels; (d) the third graders exhibited a more liberal response bias than the kindergarteners; (e) both the hit rate (probability of correctly labeling an old stimulus as old) and the false-alarm rate (probability of incorrectly labeling a new stimulus as old) increased across blocks of items; (f) the increases in the hit rate and the false-alarm rate over blocks were due to a change in criterion from a relatively conservative level to a more lenient one; (g) the lower the S's level of confidence in judging an item as old, the lower was the probability of that item actually being old; (h) the third graders were better than the kindergarteners at gauging the accuracy of their recognition responses. It was concluded that with respect to recognition memory, chidren as young as $\text{5}\text{1}\text{2}$ years old are capable, to some extent, of monitoring their own memory states.     

Recognition without perceptual identification: A measure of familiarity?

Previous work has shown that when items in a perceptual identification task are presented too quickly to identify, participants can still discriminate between studied and unstudied items. Such recognition without perceptual identification (RWPI) has been shown to occur in a variety of situations, including the false recognition of semantic associates of studied items. The present study investigated the utility of the RWPI paradigm for isolating instances of recognition that are familiarity based from those that are recollection based. Toward this end, the magnitude of the RWPI effect was compared in item versus associative recognition and in short versus long lists. The RWPI effect was larger in item than in associative recognition, and larger with short than with long study lists. These results are interpreted within the context of a dual-process approach to recognition and support the notion that RWPI taps familiarity-based recognition.     

Recognition memory for related pictures

This study presents a test of the notion of semantic integration of information m pictures. In Experiment 1. subjects were presented pictures which comprised various subsets of the elements in one of four standard pictures. In the test phase. recognition confidence tor old and new items was a direct function of the number of figures in the test picture. However. recognition confidence was significantly higher for old than for new pictures, contrary to predictions of the integration model of Bransford and Franks (1971). In Experiment 2, the differential predictions of the integration model and the tally model (Reitman & Bower, 19731 were tested. The information for a key standard picture was presented solely as ONEs during acquisition. For the other three standard pictures. information was presented as ONEs, TWOs, and THREEs. The results were that recognition confidence increased with complexity at the test item with regular items but decreased with increasing complexity with key items. Together. these experiments support the tally model and demonstrate the generalizabilitv of this model to handle pictorial materials. Implications regarding the nature of picture memory are also discussed.     

The effect of testing procedure on remember-know judgments

Remember-know (R-K) judgments are commonly used to assess conscious recollection of the study episode during recognition. We varied whether participants judged items as R, K, or new (one-step) or first made an old-new judgment and then made the R-K judgment (two-step). The one-step group had a higher R hit rate and K false alarm rate than did the two-step group. In addition, the K responses of the one-step group did not reliably discriminate between old and new items. When a “guess” response category was available, both groups were able to discriminate old and new items using the K response; however, K responses remained more accurate in the two-step condition. R responses appeared to be relatively immune to the effects of testing procedure when the guess category was provided. This suggests that, under some conditions, the R label can reliably indicate a distinct form of recognition memory, suggesting that allowing participants to use a guess response may help them to confine their R-K judgments to confidently recognized items. When participants are not given the option of making a guess response, they may use the R-K distinction to indicate the trace strength of the memory.     

An event-related potential study of the revelation effect

Event-related potentials (ERPs) were recorded during a verbal recognition memory task in order to investigate whether changes in familiarity are part of the explanation for the revelation effect. For half of the test words, participants solved an anagram prior to making the old/new recognition judgment. A revelation effect was obtained: When test words were preceded by the anagram task, a higher probability of an old response was associated with the items than was otherwise the case. The ERPs recorded time-locked to the onset of the test words were separated according to old/new status andthe presence/absence of the anagram task. The ERP index of familiarity was of lower amplitude for both old and new items that were preceded by the anagram task. These findings are consistent with the view that part of the explanation for the revelation effect is a reduction in the familiarity of the critical test items.