Recognition memory ROCs for item and associative information: The contribution of recollection and familiarity

Receiver-operating characteristics (ROCs) were examined in three recognition memory experiments. ROCs for item information (i.e., was this word presented?) were found to be curvilinear. However, ROCs for associative information (i.e., were these two words presented together?) were found to be linear. The results are in agreement with the predictions of a dual-process model that assumes that recognition judgments are -based on familiarity and recollection. Familiarity reflects the assessment of a continuous strength dimension and is well described as a signal detection process, whereas recollection reflects the retrieval of qualitative information about the study episode and behaves like a discrete threshold process. The results showed that memory judgments about items relied on a combination of recollection and familiarity, but that judgments about associations relied primarily on recollection. Further examination of the associative ROCs suggested that subjects were able to recollect that old pairs of items were in the study list, and, under some conditions, that new pairs were not in the study list.     

Familiarity supports associative recognition memory for face stimuli that can be unitised: Evidence from receiver operating characteristics

According to dual-process models, associative recognition memory mainly relies on recollection without benefiting from familiarity. This study investigates the circumstances under which familiarity may support associative recognition judgements by comparing recognition memory for arbitrarily paired items (i.e., pairs of face stimuli depicting two different persons; interitem associations) with recognition memory for pairs of items that are highly overlapping and can be unitised into a coherent whole (i.e., pairs of physically different but very similar face stimuli depicting the same person; intraitem associations). Estimates of familiarity and recollection were derived from receiver operating characteristics. Consistent with the hypothesis that familiarity is able to support associative recognition memory, but only when the to-be-associated stimuli can be unitised, results from two experiments revealed higher familiarity estimates for intra- compared to interitem associations. By contrast, recollection for recombined pairs was higher for inter- compared to intraitem associations. We propose a hypothetical model on how intraitem associations may benefit from familiarity.     

The contribution of recollection and familiarity to recognition and source-memory judgments: a formal dual-process model and an analysis of receiver operating characteristics

A formal dual-process model that assumes that memory judgments can be based on a threshold recollection process and a signal-detection-based familiarity process is proposed to account for both recognition and source-memory performance. The model was tested in 4 experiments by examining recognition and source-memory receiver operating characteristics (ROCs). In agreement with the predictions of the model, recognition and source memory dissociated in certain conditions. Recognition ROCs were curvilinear in probability space and relatively linear in z-space, as expected if recollection and familiarity contributed to performance. In contrast, source ROCs typically were linear and exhibited a pronounced U shape in z-space, as expected if performance primarily relied on recollection. However, in conditions in which familiarity was clearly indicative of an item's source, the source ROC became curvilinear, suggesting that participants could use familiarity as a basis for source judgments. Several alternative models, including the unequal-variance signal-detection model, were found to be inconsistent with the ROC data.     

Dissociating familiarity from recollection using rote rehearsal

Recollection-based recognition memory judgments benefit greatly from effortful elaborative encoding, whereas familiarity-based judgments are much less sensitive to such manipulations. In this study, we have examined whether rote rehearsal under divided attention might produce the opposite dissociation, benefiting familiarity more than recollection. Subjects rehearsed word pairs during the "distractor" phase of a working memory span task, and were then given a surprise memory test for the distractor items at the end of the experiment. Experiment 1 demonstrated that increasing rehearsal elevated the recognition rate for intact and rearranged pairs, but neither associative recognition accuracy nor implicit fragment completion benefited from rehearsal. The results suggest that rote rehearsal leads to a greater increase in familiarity than in recollection, and that the increase in observed familiarity cannot be attributed to effects of repetition priming. In Experiment 2, we tested item recognition with the remember/know procedure, and the results supported the conclusions of Experiment 1. Moreover, a signal detection model of remember/know performance systematically overpredicted rehearsal increases in remember rates, and this worsened when high-rehearsal items were assumed to be more variable in strength. The results suggest that rote rehearsal can dissociate familiarity from recollection at the time of encoding and that item recognition cannot be fully accommodated within a one-dimensional signal detection model.     

Associative recognition of face pairs by younger and older adults: the role of familiarity-based processing

Previous research suggested that older adults have a specific impairment in remembering verbal associative information, but it is unclear how elaboration and familiarity might influence this deficit in situations that involve perceptual processing. In the present experiments, younger and older participants studied male-female pairs of faces. Participants were then administered an associative recognition test consisting of previously studied pairs, pairs that contained previously studied items that were not studied together (i.e., conjunction pairs), and entirely new pairs of faces, and participants were instructed to identify pairs that had been presented together at study. Overall, participants were successful at recognizing previously presented pairs but were highly likely to mistakenly endorse conjunction pairs. This pattern was more pronounced for older adults, especially when items were repeated at encoding. Such data suggest that memory for face pairs relies largely on the familiarity of each face and not on a more precise recollection of associative information. (PsycINFO Database Record (c) 2008 APA, all rights reserved).     

The effects of pure pair repetition on younger and older adults' associative memory

Although aging causes relatively minor impairment in recognition memory for components, older adults' ability to remember associations between components is typically significantly compromised, relative to that of younger adults. This pattern could be associated with older adults' relatively intact familiarity, which helps preserve component memory, coupled with a marked decline in recollection, which leads to a decline in associative memory. The purpose of the current study is to explore possible methods that allow older adults to rely on pair familiarity in order to improve their associative memory performance. Participants in 2 experiments were repeatedly presented with either single items or pairings of items prior to a study list so that the items and the pairs were already familiar during the study phase. Pure pair repetition (the effects of pair repetition after the effects of item repetition are taken into account) increased associative memory for older and younger adults. Findings based on remember and know judgments suggest that familiarity but not recollection is involved in mediating the repetition effect.     

Familiarity is related to conceptual implicit memory: An examination of individual differences

Explicit memory is thought to be distinct from implicit memory. However, growing evidence has indicated that explicit familiarity-based recognition memory judgments rely on the same process that supports conceptual implicit memory. We tested this hypothesis by examining individual differences using a paradigm wherein we measured both familiarity and conceptual implicit memory within the same participants. In Experiments 1a and 1b, we examined recognition memory confidence ROCs and remember/know responses, respectively, to estimate recollection and familiarity, and used a free association task to measure conceptual implicit memory. The results demonstrated that, across participants, familiarity, but not recollection, was significantly correlated with conceptual priming. In contrast, in Experiment 2, utilizing a similar paradigm, a comparison of recognition memory ROCs and explicit associative cued-recall performance indicated that cued recall was related to both recollection and familiarity. These results are consistent with models assuming that familiarity-based recognition and conceptual implicit memory rely on similar underlying processes.     

Dual-process models of associative recognition in young and older adults: evidence from receiver operating characteristics

In 3 experiments, young and older adults studied lists of unrelated word pairs and were given confidence-rated item and associative recognition tests. Several different models of recognition were fit to the confidence-rating data using techniques described by S. Macho (2002, 2004). Concordant with previous findings, item recognition data were best fit by an unequal-variance signal detection theory model for both young and older adults. For both age groups, associative recognition performance was best explained by models incorporating both recollection and familiarity components. Examination of parameter estimates supported the conclusion that recollection is reduced in old age, but inferences about age differences in familiarity were highly model dependent. Implications for dual-process models of memory in old age are discussed.     

Memory for unidentified items: Evidence for the use of letter information in familiarity processes

Participants can give accurate recognition judgments to word fragments that they are unable to complete. In three experiments, the generality of this finding was examined across tasks. Accurate memory judgments in the absence of identification were obtained in item recognition and judgments of presentation frequency but not in associative recognition or list discrimination. The former two tasks are thought to involve the use of familiarity; the latter two are thought to rely on recollection. The present results are consistent with the claim that recognition without identification reflects familiarity processes.     

Variations in recollection: the effects of complexity on source recognition

Whether recollection is a threshold or signal detection process is highly controversial, and the controversy has centered in part on the shape of receiver operating characteristics (ROCs) and z-transformed ROCs (zROCs). U-shaped zROCs observed in tests thought to rely heavily on recollection, such as source memory tests, have provided evidence in favor of the threshold assumption, but zROCs are not always as U-shaped as threshold theory predicts. Source zROCs have been shown to become more linear when the contribution of familiarity to source discriminations is increased, and this may account for the existing results. However, another way in which source zROCs may become more linear is if the recollection threshold begins to break down and recollection becomes more graded and Gaussian. We tested the "graded recollection" account in the current study. We found that increasing stimulus complexity (i.e., changing from single words to sentences) or increasing source complexity (i.e., changing the sources from audio to videos of speakers) resulted in flatter source zROCs. In addition, conditions expected to reduce recollection (i.e., divided attention and amnesia) had comparable effects on source memory in simple and complex conditions, suggesting that differences between simple and complex conditions were due to differences in the nature of recollection, rather than differences in the utility of familiarity. The results suggest that under conditions of high complexity, recollection can appear more graded, and it can produce curved ROCs. The results have implications for measurement models and for current theories of recognition memory.     

Age-related differences in associative memory depend on the types of associations that are formed

ABSTRACT

Building on well-established findings of age-related decline in associative memory, we examined whether the magnitude of age differences depends on the types of associations that are formed. Specifically, because of predominant age-related changes in the hippocampus, we expected to find larger age differences in recognition of between-domain than within-domain associations. Twenty younger and 20 older healthy adults were given two associative recognition tests, using face–name and word–word pairs, that were matched for difficulty level. As hypothesized, a three-way interaction indicated that, relative to item recognition, age differences in associative recognition were greater for between-domain face–name associations than for within-domain word–word associations. This dissociation is consistent with the idea that the hippocampus plays a prominent role in binding information received from distal neocortical regions. The discussion focuses on the roles of recollection and familiarity in supporting associative memory as well as implications for the remediation of age-related memory decline.     

联结再认中双语者第二语言记忆优势效应

研究使用ERPs技术, 考察了双语者在联结再认中是否存在第二语言记忆优势效应。实验要求被试完成维吾尔语(L1)和汉语(L2)两类“学习-测试”任务。学习阶段要求被试学习混合呈现的复合词和无关词, 测验阶段要求被试区分“旧”、“重组”或“新”词对。行为结果发现：(1)复合词中, L2的正确率高于L1, L2的反应时快于L1; 无关词中, L2的正确率与L1无显著差异, 但L2的反应时快于L1。(2) 在L2和L1中, 复合词的正确率均高于无关词, 反应时均快于无关词。ERPs结果发现：(1)在高整合条件下, L2仅诱发了FN400效应, L1诱发了FN400效应和LPC效应; 在低整合条件下, L2和L1都只诱发了LPC效应。(2)在时间进程上, L2和L1分别在650 ms和900 ms完成联结关系的提取。上述结果表明, 在高整合条件下, 双语者在联结再认中存在L2记忆优势。此外, 实验结果也从双语角度证明了, 整合编码能促进熟悉性在维吾尔语联结再认中发挥作用。本研究结果的实践意义在于, 为我国少数民族学生习得国家通用语言文字提供了认知神经科学依据。     

ROCs in recognition with and without identification

Receiver operating characteristics (ROCs) for the recognition of unidentified word fragments were analysed and compared with ROCs for the recognition of identified word fragments. In all conditions reported here, the z-transformed ROCs (z-ROCs) for recognition without identification were linear, with slopes near 1.0. In contrast, the z-ROCs for recognition with identification each had both a linear and a quadratic component, and a slope of substantially less than 1.0. Because the recognition of unidentified word fragments likely results from a familiarity process, the present study examined how well the effect can be explained by global matching variants of signal detection theory. Global matching models predict that memory should be better for strong items from a mixed list than for strong items from a pure list, and should be worse for weak items from a mixed list than for weak items from a pure list; however, only the latter pattern was shown for the recognition of unidentified items.     

Identifying the Basis for the Word Frequency Effect in Recognition Memory

Abstract

Recent theories of recognition memory have identified two bases on which recognition-memory judgments may be made: recollection, which involves retrieval of contextual information from an earlier episode of stimulus presentation; and familiarity, which is distinguished by a general sense of familiarity in the absence of recollection. Four experiments were conducted to test whether the word frequency effect (WFE) in recognition memory (superior performance with low- in comparison with high-frequency targets) results from recollection-based processes, familiarity-based processes, or both. In two of the experiments, superior memory for aspects of the study context was found for low-frequency in comparison with high-frequency words, suggesting frequency-related differences in recollection. The other two experiments used Jacoby's (1991) inclusion/exclusion paradigm to provide estimates of the contribution of recollection and familiarity to recognition. In both experiments the data suggested that the WFE is primarily a recollection-based phenomenon. These findings suggest that the recognition memory WFE for old items results primarily from the effects of word frequency on recollection. The implications of these findings for theories of recognition memory are discussed.     

The Role of Recollection and Familiarity in Nondemented Parkinson's Patients

The aim of the current study was to examine if recollection and familiarity decline in nondemented Parkinson's patients. To do so we compared a sample of older people with Parkinson's disease (n = 32) to a control sample of healthy older people (n = 32) on an associative recognition task in which we manipulated the repetition of the pairs during the study phase (half of the pairs were presented once and half twice) to obtain corrected estimates of recollection, familiarity, and false recognition based on the logic of the process-dissociation procedure. The results clearly show that recollection is impaired but familiarity is preserved in nondemented Parkinson's patients. The results show that memory for pairs in Parkinson's patients relies largely on the familiarity of each item and not on a precise recollection of associative information, supporting the idea that recollection-based monitoring processes are impaired in these patients.     

ROCs in recognition with and without identification

Receiver operating characteristics (ROCs) for the recognition of unidentified word fragments were analysed and compared with ROCs for the recognition of identified word fragments. In all conditions reported here, the z-transformed ROCs (z-ROCs) for recognition without identification were linear, with slopes near 1.0. In contrast, the z-ROCs for recognition with identification each had both a linear and a quadratic component, and a slope of substantially less than 1.0. Because the recognition of unidentified word fragments likely results from a familiarity process, the present study examined how well the effect can be explained by global matching variants of signal detection theory. Global matching models predict that memory should be better for strong items from a mixed list than for strong items from a pure list, and should be worse for weak items from a mixed list than for weak items from a pure list; however, only the latter pattern was shown for the recognition of unidentified items.     

Recollection reduces unitised familiarity effect

Two types of encoding tasks have been employed in previous research to investigate the beneficial effect of unitisation on familiarity-based associative recognition (unitised familiarity effect), namely the compound task and the interactive imagery task. Here we show how these two tasks could differentially engage subsequent recollection-based associative recognition and consequently lead to the turn-on or turn-off of the unitised familiarity effect. In the compound task, participants studied unrelated word pairs as newly learned compounds. In the interactive imagery task, participants studied the same word pairs as interactive images. An associative recognition task was used in combination with the Remember/Know procedure to measure recollection-based and familiarity-based associative recognition. The results showed that the unitised familiarity effect was present in the compound task but was absent in the interactive imagery task. A comparison of the compound and the interactive imagery task revealed a dramatic increase in recollection-based associative recognition for the interactive imagery task. These results suggest that unitisation could benefit familiarity-based associative recognition; however, this effect will be eliminated when the memory trace formed is easily accessed by strong recollection without the need for a familiarity assessment.     

The impact of aging on associative memory for preexisting unitized associations

Aging is accompanied by a decline in associative memory that can, however, be attenuated when associations are unitized at encoding, that is, when they form an integrated entity. Unitization is thought to promote familiarity-based recognition memory, which is preserved in aging. We examined whether preexperimentally unitized associations (compound words (CWs)) do indeed reduce age differences in memory, and whether preexperimental unitization promotes familiarity. In Experiment 1, we assessed the memory of 20 young and 20 older participants for compound versus unrelated word pairs using a yes/no recognition test with Remember/Know/Guess judgments. In Experiment 2, we tested 20 young and 20 older participants using the same procedure, except for the use of a two-alternative forced-choice recognition paradigm, which is thought to enhance the contribution of familiarity. The results of both experiments corroborated the greater contribution of familiarity to recognition of unitized associations. In Experiment 1, however, the use of CWs did not attenuate the age-related associative decline. We suggest that preexisting knowledge associated with recombined compounds induced high absolute familiarity and illusory recollection, leading to high false-recognition rates for the older adults. By contrast, the two groups performed similarly across both conditions in Experiment 2. Thus, the forced-choice procedure facilitates the use of familiarity in such a way that it improves older adults’ associative memory to the level of young participants. These results suggest that the modulation of associative memory in aging by preexisting unitization varies according to methodological parameters, such as the nature of the lures and the test format.     

Semantic relations differentially impact associative recognition memory: Electrophysiological evidence

Though associative recognition memory is thought to rely primarily on recollection, recent research indicates that familiarity might also make a substantial contribution when to-be-learned items are integrated into a coherent structure by means of an existing semantic relation. It remains unclear how different types of semantic relations, such as categorical (e.g., dancer–singer) and thematic (e.g., dancer–stage) relations might affect associative recognition, however. Using event-related potentials (ERPs), we addressed this question by manipulating the type of semantic link between paired words in an associative recognition memory experiment. An early midfrontal old/new effect, typically linked to familiarity, was observed across the relation types. In contrast, a robust left parietal old/new effect was found in the categorical condition only, suggesting a clear contribution of recollection to associative recognition for this kind of pairs. One interpretation of this pattern is that familiarity was sufficiently diagnostic for associative recognition of thematic relations, which could result from the integrative nature of the thematic relatedness compared to the similarity-based nature of categorical pairs. The present study suggests that the extent to which recollection and familiarity are involved in associative recognition is at least in part determined by the properties of semantic relations between the paired associates.     

Recollection is a continuous process: Evidence from plurality memory receiver operating characteristics

Is recollection a continuous/graded process or a threshold/all-or-none process? Receiver operating characteristic (ROC) analysis can answer this question as the continuous model and the threshold model predict curved and linear recollection ROCs, respectively. As memory for plurality, an item's previous singular or plural form, is assumed to rely on recollection, the nature of recollection can be investigated by evaluating plurality memory ROCs. The present study consisted of four experiments. During encoding, words (singular or plural) or objects (single/singular or duplicate/plural) were presented. During retrieval, old items with the same plurality or different plurality were presented. For each item, participants made a confidence rating ranging from “very sure old”, which was correct for same plurality items, to “very sure new”, which was correct for different plurality items. Each plurality memory ROC was the proportion of same versus different plurality items classified as “old” (i.e., hits versus false alarms). Chi-squared analysis revealed that all of the plurality memory ROCs were adequately fit by the continuous unequal variance model, whereas none of the ROCs were adequately fit by the two-high threshold model. These plurality memory ROC results indicate recollection is a continuous process, which complements previous source memory and associative memory ROC findings.