The role of facial response in the experience of emotion.

Facial expression and emotional stimuli were varied orthogonally in a 3 x 4 factorial design in order to test whether facial expression is necessary or sufficient to influence emotional experience. Subjects watched a film eliciting fear, sadness, or no emotion, while holding their facial muscles in the position characteristic of fear or sadness, or in an effortful but nonemotional grimace; those in a fourth group received no facial instructions. The subjects believed that the study concerned subliminal perception and that the facial positions were necessary to prevent physiological recording artifacts. The films had powerful effects on reported emotions, the facial expressions none. Correlations between facial expression and reported emotion were zero. Sad and fearful subjects showed distinctive patterns of physiological arousal. Facial expression also tended to affect physiological responses in a manner consistent with an effort hypothesis.     

Conceptual and methodological issues in the judgment of facial expressions of emotion

In two studies, subjects judged a set of facial expressions of emotion by either providing labels of their own choice to describe the stimuli (free-choice condition), choosing a label from a list of emotion words, or choosing a story from a list of emotion stories (fixed-choice conditions). In the free-choice condition, levels of agreement between subjects on the predicted emotion categories for six basic emotions were significantly greater than chance levels, and comparable to those shown in fixed-choice studies. As predicted, there was little to no agreement on a verbal label for contempt. Agreement on contempt was greatly improved when subjects were allowed to identify the expression in terms of an antecedent event for that emotion rather than in terms of a single verbal label, a finding that could not be attributed to the methodological artifact of exclusion in a fixed-choice paradigm. These findings support two conclusions: (1) that the labels used in fixed-choice paradigms accurately reflect the verbal categories people use when free labeling facial expressions of emotion, and (2) that lexically ambiguous emotions, such as contempt, are understood in terms of their situational meanings.This research was supported in part by a Research Scientist Award from the National Institute of Mental Health (MH 06091) to Paul Ekman.     

The development of facial emotion recognition: the role of configural information

The development of children's ability to recognize facial emotions and the role of configural information in this development were investigated. In the study, 100 5-, 7-, 9-, and 11-year-olds and 26 adults needed to recognize the emotion displayed by upright and upside-down faces. The same participants needed to recognize the emotion displayed by the top half of an upright or upside-down face that was or was not aligned with a bottom half that displayed another emotion. The results showed that the ability to recognize facial emotion develops with age, with a developmental course that depends on the emotion to be recognized. Moreover, children at all ages and adults exhibited both an inversion effect and a composite effect, suggesting that children rely on configural information to recognize facial emotions.     

Aggressor's response to the victim's facial expression of emotion

Male college students (N = 96) were met by an experimental confederate who either agreed or disagreed with their opinion. The subjects were then given an opportunity to deliver electric shock to the confederate (victim), who responded to the shock with a facial expression of anger, fear, joy, or neutrality. The opinion condition had no effect, but the victim's facial expressions were clearly perceived by the subjects and two of them significantly influenced the amount of shock delivered to the victim by the subjects. The expression of enjoyment (smile) increased aggression while that of anger decreased aggression. The effects of the fear and neutral expressions did not differ from each other, and neither had a consistent significant effect on the amount of shock administered by the subjects.     

The role of experience in spatial test performance: A meta-analysis

The hypothesis that spatial ability is, in part, experientially determined, and that sex differences in spatial ability can be explained by sex differences in spatial experience, can be studied in a correlational manner by examining the relationship between spatial activity participation and spatial ability test performance for males and females. Alternatively, an experimental training situation, comparing male and female susceptibility to training, has been proposed to test the hypothesis that environment has an impact on spatial skills and sex differences in ability. Both lines of research are reviewed here, through the use of meta-analytic techniques. The first meta-analysis reveals a weak but reliable relationship between spatial activity participation and spatial ability. This relationship appears similar for males and females. The second meta-analysis reveals that spatial ability test performance can be improved by training for both sexes. This improvement does not appear different for males and females, however, contrary to a predominant hypothesis in the literature. Training to asymptote may be a better test of the relevance of differential experience to sex differences. Content and duration of training are also discussed as important factors in the effectiveness of training.This research was supported by Grant No. MH39671 from the National Institute of Mental Health. A version of this paper was presented at the biennial meetings of the Society for Research in Child Development, Baltimore, Maryland, April 1987. We are grateful to Margaret Signorella and Susan Resnick for providing data. We would also like to thank Judith Dubas, Susan Resnick, Ralph Rosnow, Carolyn Spies, Lance Weinmann, and Marsha Weinraub for helpful comments on earlier drafts of this article.     

Communal and agentic behaviour in response to facial emotion expressions

Facial emotions are important for human communication. Unfortunately, traditional facial emotion recognition tasks do not inform about how respondents might behave towards others expressing certain emotions. Approach‐avoidance tasks do measure behaviour, but only on one dimension. In this study 81 participants completed a novel Facial Emotion Response Task. Images displaying individuals with emotional expressions were presented in random order. Participants simultaneously indicated how communal (quarrelsome vs. agreeable) and how agentic (dominant vs. submissive) they would be in response to each expression. We found that participants responded differently to happy, angry, fearful, and sad expressions in terms of both dimensions of behaviour. Higher levels of negative affect were associated with less agreeable responses specifically towards happy and sad expressions. The Facial Emotion Response Task might complement existing facial emotion recognition and approach‐avoidance tasks.     

Pathways to behavior problems in Norwegian kindergarten children: The role of parent emotion socialization and child emotion understanding

More than two decades of research have shown that parental emotion-related socialization behaviors (ERSBs) significantly predict child emotion understanding and externalizing behavior problems. This study aimed to replicate these findings in a sample of 40 Norwegian preschool children and to test whether the effect of parental ERSBs on externalizing child behavior problems was mediated through child emotion understanding. Parental report on ERSBs was obtained using the Coping with Children’s Negative Emotions Scale (CCNES) questionnaire. Child emotion understanding was assessed directly using the Test of Emotion Comprehension (TEC). The results showed that parental distress reactions and externalizing child behavior problems were significantly correlated and that parental expressive encouragement was significantly correlated with child emotion understanding. Estimation of indirect effects was conducted using process analysis and showed that parental expressive encouragement was indirectly related to externalizing child behavior problems (b = −0.17) via child emotion understanding. The results suggest that better child emotion understanding, and lower parental distress are related to lower levels of behavior problems in preschool children. These findings provide support for the Parental Meta-Emotion Philosophy (PMEP) model, where the effect of parental emotion socialization on externalizing child behavior problems is mediated through emotion understanding.     

The role of maltreatment experience in children's understanding of the antecedents of emotion

The ability to understand the causes and likely triggers of emotions has important consequences for children's adaptation to their social environment. Yet, little is currently known about the processes that contribute to the development of emotion understanding. To assess how well children understood the antecedents of emotional reactions in others, we presented children with a variety of emotional situations that varied in outcome and equivocality. Children were told the emotional outcome and asked to rate whether a situation was a likely cause of such an outcome. We tested the effects of maltreatment experience on children's ability to map emotions to their eliciting events and their understanding of emotion–situation pairings. The present data suggest that typically developing children are able to distinguish between common elicitors of negative and positive events. In contrast, children who develop within maltreating contexts, where emotions are extreme and inconsistent, interpret positive, equivocal, and negative events as being equally plausible causes of sadness and anger. This difference in maltreated children's reasoning about emotions suggests a critical role of experience in aiding children's mastery of the structure of interpersonal discourse.     

Self-focused attention,facial behavior,autonomic arousal and the experience of emotion

Two experiments examined alternative explanations for the Scheier and Carver(1977) results linking self-focused attention to increased responsivity to emotional stimuli. In both studies autonomic, expressive, and self-report measures of emotional arousal failed to confirm the earlier findings. An individual difference measure reported by others to parallel the effects of situationally manipulated self-attention also failed to confirm the previously reported findings. Though in direct contradiction to Scheier and Carver's results, the results are consistent with a facial feedback hypothesis and with previous findings on the effects of expressive inhibition on self-reports of emotional arousal.This research was supported in part by NSF grant 77-08926 to the first author and by NIMH grant MH 29446 to the third author, as well as by funds from the Lincoln Filene Endowment to Dartmouth College.     

Alternative measures of expressed emotion: a methodological and cautionary note

Undergraduate raters listened to Camberwell Family Interviews that had been conducted with the spouses of depressed patients and then rated each relative with a rating-scale assessment of expressed emotion (EE). Students' ratings of relatives' criticism, hostility, emotional overinvolvement, and warmth were significantly correlated with trained raters' EE assessments obtained in the conventional manner. Despite this correspondence, further analyses revealed that undergraduates' assessments of relatives did not predict 9-month relapse rates in patients. These results highlight the importance of establishing both the concurrent and predictive validity of any alternative measure of EE. They also emphasize the dangers of assuming that significant correlates of EE are necessarily significant predictors of relapse.     

The role of visual experience in the production of emotional facial expressions by blind people: a review

Facial expressions of emotion are nonverbal behaviors that allow us to interact efficiently in social life and respond to events affecting our welfare. This article reviews 21 studies, published between 1932 and 2015, examining the production of facial expressions of emotion by blind people. It particularly discusses the impact of visual experience on the development of this behavior from birth to adulthood. After a discussion of three methodological considerations, the review of studies reveals that blind subjects demonstrate differing capacities for producing spontaneous expressions and voluntarily posed expressions. Seventeen studies provided evidence that blind and sighted spontaneously produce the same pattern of facial expressions, even if some variations can be found, reflecting facial and body movements specific to blindness or differences in intensity and control of emotions in some specific contexts. This suggests that lack of visual experience seems to not have a major impact when this behavior is generated spontaneously in real emotional contexts. In contrast, eight studies examining voluntary expressions indicate that blind individuals have difficulty posing emotional expressions. The opportunity for prior visual observation seems to affect performance in this case. Finally, we discuss three new directions for research to provide additional and strong evidence for the debate regarding the innate or the culture-constant learning character of the production of emotional facial expressions by blind individuals: the link between perception and production of facial expressions, the impact of display rules in the absence of vision, and the role of other channels in expression of emotions in the context of blindness.     

Intervention response among preschoolers with ADHD: The role of emotion understanding

Emotion recognition/understanding (ERU), which is the ability to correctly identify emotional states in others as well as one's self, plays a key role in children's social-emotional development and is often targeted in early intervention programs. Yet the extent to which young children's ERU predicts their intervention response remains unclear. The current study examined the extent to which initial levels of ERU and changes in ERU predicted intervention response to a multimodal early intervention program (Summer Treatment Program for Pre-Kindergarteners; STP-PreK). Participants included 230 young children (M_age = 4.90, 80.0% male) with attention-deficit/hyperactivity disorder (ADHD) who participated in the 8-week STP-PreK. Children's ERU was measured via a standardized behavioral task. Similarly, standardized measures of academic achievement (Woodcock-Johnson-IV), executive functioning (Head-Toes-Knees-Shoulders-Task), and social-emotional functioning (Challenging Situation Task) were obtained pre- and post-intervention. Parents and teachers also reported on children's behavioral functioning pre- and post-intervention. Children with better initial ERU made greater improvements in academic, executive functioning (EF), and social-emotional domains, along with decreases in inattention symptom severity. However, pre-intervention levels of ERU were not associated with improvements in parent/teacher report of hyperactivity, oppositional defiant disorder, and overall behavioral impairment. Lastly, changes in ERU only predicted improvement in EF, but not any other school readiness outcomes. We provide preliminary evidence that initial levels of ERU predict intervention response across school readiness domains in a sample of preschoolers with ADHD.     

The experience of anger and sadness in everyday problems impacts age differences in emotion regulation

The authors examined regulation of the discrete emotions anger and sadness in adolescents through older adults in the context of describing everyday problem situations. The results support previous work; in comparison to younger age groups, older adults reported that they experienced less anger and reported that they used more passive and fewer proactive emotion-regulation strategies in interpersonal situations. The experience of anger partially mediated age differences in the use of proactive emotion regulation. This suggests that at least part of the reason why older adults use fewer proactive emotion-regulation strategies is their decreased experience of anger. Results are discussed in the context of lifespan theories of emotional development.     

Extinction of an emotional response in the presence of facial expressions of emotion

Previous studies (Lanzetta & Orr, 1980, 1981; Orr & Lanzetta, 1980) have demonstrated that fear facial expressions have the functional properties of conditioned excitatory stimuli, while happy expressions behave as conditioned inhibitors of emotional responses. The present study uses a summation conditioning procedure to distinguish between associative and nonassociative (selective sensitizations, attentional) interpretations of these findings. A neutral tone was first established as a conditioned excitatory CS by reinforcing tone presentations with shock. In subsequent nonreinforced test trials the excitatory tone was paired with either fear, happy, or neutral facial expressions. A tone alone and a tone/nonface slide compound were used as controls. The results indicate that phasic and tonic skin conductance responses to the tone/fear expression compound were significantly larger during extinction than for all other experimental and control groups. No significant differences were found among these latter conditions. The findings support the assumption that the excitatory characteristics of fear expressions do not depend on associative mechanisms. In the presence of fear cues, fear facial expressions intensify the emotional reaction and disrupt extinction of a previously acquired fear response. Happy facial expressions however, do not function as conditioned inhibitors in the absence of reinforcement, suggesting that the previously found inhibition was associative in nature.This research was supported by NSF grant No. 77-08926 and by funds from the Lincoln Filene Endowment to Dartmouth College.     

The role of disgust emotions in the observer response to facial disfigurement

Social intrusions by observers are commonly reported by those with disfiguring conditions. This study examined the role of disgust emotions in the observer response. A group of students (N = 48) completed quantitative questionnaires measuring extent of disfigurement, whilst viewing images of faces with varying disfigurements. Another group of students (N = 84) completed quantitative questionnaires measuring level of disgust elicited by the same images. Disgust sensitivity was measured using the Disgust Scale Revised. Observers reported greater levels of disgust (p < .01) with increasing severity of facial disfigurement. Individuals with a higher disgust sensitivity reported increased levels of disgust in response to faces of mild (p = .03), moderate (p = .02) and severe (p < .01) disfigurement compared to those with a lower disgust sensitivity. This provides an explanatory framework for the avoidance reactions of observers and may be important in understanding variability in adjustment following disfigurement.     

Effects of early experience on children's recognition of facial displays of emotion

The present research examines visual perception of emotion in both typical and atypical development. To examine the processes by which perceptual mechanisms become attuned to the contingencies of affective signals in the environment, the authors measured the sequential, content-based properties of feature detection in emotion recognition processes. To evaluate the role of experience, they compared typically developing children with physically abused children, who were presumed to have experienced high levels of threat and hostility. As predicted, physically abused children accurately identified facial displays of anger on the basis of less sensory input than did controls, which suggests that physically abused children have facilitated access to representations of anger. The findings are discussed in terms of experiential processes in perceptual learning.     

On the universality and cultural specificity of emotion recognition: a meta-analysis

A meta-analysis examined emotion recognition within and across cultures. Emotions were universally recognized at better-than-chance levels. Accuracy was higher when emotions were both expressed and recognized by members of the same national, ethnic, or regional group, suggesting an in-group advantage. This advantage was smaller for cultural groups with greater exposure to one another, measured in terms of living in the same nation, physical proximity, and telephone communication. Majority group members were poorer at judging minority group members than the reverse. Cross-cultural accuracy was lower in studies that used a balanced research design, and higher in studies that used imitation rather than posed or spontaneous emotional expressions. Attributes of study design appeared not to moderate the size of the in-group advantage.     

The demanding world of emotion: A Gestalt approach to emotion experience

Psychology is biased towards thinking of emotions as feelings rather than as an experiences of the world. But they are both. World-focused emotion experiences (WFEE) are how the world appears or is consciously perceived in one's emotion experience. For example, when happy the world may seem welcoming, or when sad the world may seem barren of possibilities. What explains these experiences? This article discusses explanations of WFEE from phenomenology and Gestalt psychology. Influenced by Lewin, I propose an “emotional demand model” of WFEE. The emotional demand character of objects (e.g. bear-to-be-run-from) is distinguished from their expressive character (e.g. angry bear). It is a mistake to think of emotion faces only as expressions—they are also demands. This distinction explains some anomalous findings in infancy and autism research. The model highlights another tool for recognizing our own emotions: noticing when we feel “demanded of” by the world, with implications for emotion regulation.     

Consciousness and the varieties of emotion experience: a theoretical framework

Data reviewed suggest that previous theories of emotion experience are too narrow in scope and that lack of consensus is due to the fact that emotion experience takes various forms and is heterogenous. The authors treat separately the content of emotion experience, the underlying nonconscious correspondences, and processes producing emotion experience. They classify the nature and content of emotion experience and propose that it depends on 3 aspects of attention: mode (analytic-synthetic; detached-immersed), direction (self-world), and focus (evaluation-action). The account is informed by a 2-level view of consciousness in which phenomenology (1st order) is distinguished from awareness (2nd order). These distinctions enable the authors to differentiate and account for cases of "unconscious" emotion, in which there is an apparent lack of phenomenology or awareness.